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Brian F

Series 63, Series 66

Womelsdorf, PA

Commonwealth Financial Network

Brian Fisher is a financial advisor with Commonwealth Financial Network, holding the Series 63 and Series 66 designations and bringing 26 years of industry experience. He has worked at Commonwealth since 2018 and previously was affiliated with Wells Fargo Advisors Financial Network LLC from 2010 to 2018 while also operating Fisher Financial Associates since 2010. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 advisors and managing over $210 billion in client assets. The firm provides a broad adviser-support platform including managed account programs, access to third-party asset managers, and custody services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Gregory F

CFP®, Series 65, Series 63

Wyomissing, PA

Commonwealth Financial Network

Gregory Frank is a CFP®-designated financial advisor with six years of industry experience. He is currently affiliated with Commonwealth Financial Network and is co-owner of Spring Ridge Financial Group, a firm facilitating securities, advisory, and insurance services. Prior to his financial advisory roles, he worked at KPMG LLP for nine years. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 advisors and institutional and individual clients. The firm offers managed-account programs, access to third-party asset managers, and custody services while providing a broad platform for portfolio implementation and administration.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Cameron L

Series 66

Lebanon, PA

SPC

Cameron Leonard is a Series 66-licensed financial advisor at SPC with two years of industry experience. He previously worked at Equitable Advisors LLC and has held various roles including administrative support at Barr Associates Financial. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base, including individual investors, employer-sponsored retirement plans, and charitable organizations. The firm offers tailored, discretionary advice through multiple account programs and maintains affiliations with broker-dealers and insurance agencies.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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Janel C

Series 63, Series 66

Lancaster, PA

Commonwealth Financial Network

Janel Cross is a financial advisor with Commonwealth Financial Network in Lancaster, PA, holding Series 63 and Series 66 licenses and possessing 25 years of industry experience. She has worked at Commonwealth since 2012 and co-owns Align Wealth Strategies, LLC, where she has been affiliated since 2011. Additionally, she is co-owner of Tomorrow Funded, LLC, a holding company outside the investment business. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 advisors and managing around $212.7 billion in client assets. The firm provides a broad support platform including managed-account programs, access to third-party asset managers, retirement and plan consulting, and custody and clearing services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Gregory M

Series 66

Lancaster, PA

Janney Montgomery Scott

Gregory Marco is a financial advisor at Janney Montgomery Scott LLC in Lancaster, PA, holding the Series 66 designation. He has a decade of industry experience, including ten years at First National Trust Company prior to joining Janney Montgomery Scott in 2026. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base with brokerage, financial planning, consulting, and wrap/advisory programs, offering both in-house and third-party portfolio management along with custody and trustee services.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Sean I

Series 63, Series 66

Lititz, PA

Truist Advisory Services

Sean Indiveri is a financial advisor with Truist Advisory Services, holding Series 63 and Series 66 credentials and 25 years of industry experience. He has been with Truist Advisory Services and its affiliated broker-dealer since 2021, following previous roles at Bb&T Securities and Bbtis. Truist Advisory Services provides investment consulting and advisory services to individuals, corporate clients, retirement plan sponsors, and charitable organizations, utilizing a combination of discretionary manager relationships and non-discretionary consulting. The firm integrates advanced research tools and multiple inter-affiliate resources in its manager selection and oversight processes.

Founder/Business Owner Executive
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Nicolas L

Series 65

Lancaster, PA

Commonwealth Financial Network

Nicolas Lopez Erazo is a financial advisor at Commonwealth Financial Network with a Series 65 credential and one year of industry experience. His prior roles include work at Align Wealth Strategies and community involvement with the United Way of Lancaster County. He has also held positions in education and local business. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser that supports a national network of approximately 2,900 advisors and manages about $212.7 billion in client assets. The firm provides a broad platform including managed-account programs, access to third-party asset managers, retirement consulting, and custody services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Gizem F

Series 63, Series 65

Lancaster, PA

Janney Montgomery Scott

Gizem Folk is a financial advisor with Janney Montgomery Scott in Lancaster, PA, holding Series 63 and Series 65 credentials and 10 years of industry experience. Prior to joining Janney Montgomery Scott in 2026, she worked for various firms including Cetera and First National Bank of PA. She also serves as a relationship advisor for First National Bank, referring clients to appropriate channels within the bank. Janney Montgomery Scott is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in assets. The firm serves a diverse client base including individuals, families, trusts, corporate sponsors, and municipal clients, offering a range of brokerage, financial planning, and advisory services.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Kimberly O

Series 63, Series 65

Wyomissing, PA

Private Advisor Group, LLC

Kimberly Oswald is a financial advisor with Private Advisor Group, LLC and has 16 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at LPL Financial since 2010 and at Private Advisor Group since 2014. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans, offering portfolio management, financial planning, and retirement plan consulting through both discretionary and non-discretionary approaches. The firm utilizes a fiduciary-based advisory model and a range of investment strategies, often implementing advice via third-party managers and technology platforms.

Annuities Founder/Business Owner
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Laura P

Series 66

Lancaster, PA

Janney Montgomery Scott

Laura Pontz is a financial advisor at Janney Montgomery Scott with 15 years of industry experience. She holds the Series 66 designation and has been with Janney Montgomery Scott since 2007. Janney Montgomery Scott LLC is a large broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves individuals, families, trusts, corporate and retirement plan sponsors, charitable organizations, and municipal clients, offering brokerage services, financial planning, consulting, and multiple advisory programs.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Andrew D

Series 66

Brownstown, PA

Ameritas Advisory Services, LLC

Andrew Dover is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 66 designation and nine years of industry experience. He has worked with Ameritas and its affiliated entities since 2016. Outside of his advisory role, he serves as Corporate Secretary for Weaver Financial Inc., assisting with administrative and corporate governance functions, and is involved in managing property upkeep through an LLC formed for real estate purposes. Ameritas Advisory Services, LLC provides investment advisory and planning services to a diverse client base including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm employs a variety of portfolio construction methods and offers multiple program platforms, encompassing asset management, financial planning, and retirement plan advisory services.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Founder/Business Owner Retired Mid-Career Professionals
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Sean M

Series 65, Series 63

Wyomissing, PA

Focus Partners Wealth, LLC

Sean Mcginn is a financial advisor with Focus Partners Wealth, LLC in Wyomissing, PA, holding Series 65 and Series 63 licenses and seven years of industry experience. His prior roles include positions at Buckingham Strategic Wealth, LLC, Raymond James Financial Services, and Rockwood Wealth Management. Focus Partners serves individuals, high-net-worth families, family offices, and institutional clients with wealth management, financial and tax planning, and retirement plan consulting. The firm employs an investment approach combining active and passive strategies within an enhanced open architecture framework, integrating fundamental and quantitative analysis alongside specialized tools such as trend-following and options overlay strategies.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business sale tax planning Dentist Founder/Business Owner Executive Retired Established Professionals Approaching retirement Values-based investing
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Erik M

Series 65, Series 63

Lancaster, PA

Principal Financial Services

Erik Mitchell is a financial advisor with Principal Financial Services in Lancaster, PA, holding Series 63 and Series 65 credentials and bringing eight years of industry experience. Prior to his current role at Principal Securities and Principal Life Insurance Company, he worked for Markley Actuarial Services for 24 years. He also serves as a designated bank officer for Principal Bank and Principal Trust Company, supporting retirement plan account relationships across multiple Principal entities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Eric N

Series 63, Series 65

Lancaster, PA

Empower Advisory Group

Eric Napp is a financial advisor with Empower Advisory Group in Lancaster, PA, holding Series 63 and Series 65 credentials and bringing 19 years of industry experience. He has worked at GWFS Equities, INC since 2012. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm utilizes an integrated model connected to Empower’s recordkeeping and administrative platforms, offering point-in-time financial plans and optional managed account solutions.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Christopher W

ChFC®, Series 66

Myerstown, PA

Guardian Life

Christopher Wenger is a ChFC® and Series 66 licensed advisor with Guardian Life, where he has worked since 2010. He has 23 years of industry experience and is based in Myerstown, PA. Outside of his primary role, he is involved in insurance products and services beyond Guardian through a separate business activity. Guardian Life’s subsidiary, Park Avenue® Wealth Management, provides brokerage and investment advisory services to a diverse client base, including individuals, corporate and retirement plan sponsors, and charitable organizations. The firm offers a combination of advisor-led discretionary management and model-based strategies, along with access to proprietary and third-party programs, supporting tailored client solutions.

Business exit / sale strategy Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Financial Professional Approaching retirement Established Professionals Mid-Career Professionals
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Jordan M

Series 66

Lancaster, PA

Janney Montgomery Scott

Jordan Mellinger is a financial advisor at Janney Montgomery Scott in Lancaster, PA, holding a Series 66 designation with four years of industry experience. He has been with Janney Montgomery Scott since 2022 and operates a tree service business on the side. Janney Montgomery Scott is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base including individuals, families, trusts, estates, and institutional sponsors, providing brokerage services, financial planning, and advisory programs through a combination of in-house and third-party portfolio management.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Amy M

Series 63, Series 65

Lancaster, PA

Janney Montgomery Scott

Amy Murray is a financial advisor at Janney Montgomery Scott with 23 years of industry experience. Her prior roles include positions at Wells Fargo Clearing Services LLC and Morgan Stanley. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a broad client base including individuals, families, trusts, estates, and institutional clients, offering a range of brokerage, financial planning, and advisory services.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Carson G

Series 65

Lancaster, PA

Savant Wealth Management

Carson Goff is a financial advisor at Savant Wealth Management with two years of industry experience. He holds a Series 65 designation and previously worked at Charles Schwab. Outside of finance, he has experience in the hospitality and retail sectors, including roles at Champs Sports Bar and Grill and All Star Pizza. Savant Wealth Management serves a wide range of clients, including individuals, families, pension and profit-sharing plans, charitable organizations, corporations, and high-net-worth clients. The firm offers comprehensive wealth management and financial planning services, combining evidence-based, model-driven asset allocation with actively managed strategies overseen by an investment committee.

Equity Recipients (RS/RSU, SOP, ESPP) Options & derivatives strategies ESG / Sustainable investing Real estate investing Tax-loss harvesting Executive Founder/Business Owner Retired Women Professionals Divorced
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Michael R

Series 63, Series 65

Lancaster, PA

Janney Montgomery Scott

Michael Richardson is a financial advisor at Janney Montgomery Scott with 31 years of industry experience. He has held Series 63 and Series 65 licenses and has been with Janney Montgomery Scott since 1994. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base, including individuals, families, trusts, estates, corporate and retirement plan sponsors, charitable organizations, and municipal clients, offering brokerage services, financial planning, consulting, and various wrap/advisory programs.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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Duy V

Series 66

Lancaster, PA

J. W. Cole Advisors, Inc.

Duy Vo is a financial advisor at J. W. Cole Advisors, Inc. with eight years of industry experience. He holds a Series 66 designation and has previously worked at Morgan Stanley Private Bank, Morgan Stanley, Wells Fargo Clearing Services, and Ambassador Advisors. J. W. Cole Advisors serves individuals, high-net-worth clients, and institutional accounts by offering fee-based portfolio management, financial planning, retirement plan services, and access to third-party manager platforms. The firm operates through a large network of independent advisors and employs a range of investment strategies, including discretionary and non-discretionary management alongside digital advice solutions.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Retired Founder/Business Owner
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