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Attilio F

Series 63, Series 65

Farmington, CT

Integrity Alliance, LLC

Attilio Foschini is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. His prior work includes roles at Brokers International Financial Services and Lincoln Investment. Outside of his advisory role, he is involved in managing several insurance and fixed insurance sales businesses, including serving as regional sales manager for American Senior Benefits and managing the Foschini Group. Integrity Alliance serves a diverse client base, including individuals, charitable organizations, corporations, and retirement plans, through a network of independent investment adviser representatives. The firm offers asset management, financial planning, retirement plan consulting, and access to third-party manager programs, employing a range of portfolio management approaches and utilizing multiple custodial platforms.

Annuities ESG / Sustainable investing
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Tricia G

Series 63, Series 65

Cheshire, CT

OSAIC Institutions, INC.

Tricia Gordon is a financial advisor with OSAIC Institutions, Inc., holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. Her career includes roles at Ion Bank, Infinex Investments, United Bank, and several other firms dating back to 2000. She also serves as First Vice President at Ion Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments, operating a hybrid adviser/broker-dealer model with both discretionary and non-discretionary accounts.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Gregory P

Series 65, Series 63

Cromwell, CT

Hornor, Townsend & Kent, LLC

Gregory Pitruzzello is a financial advisor with Hornor, Townsend & Kent, LLC, holding Series 65 and Series 63 credentials and bringing 31 years of industry experience. He has worked at Penn Mutual Life Insurance Company and Hornor, Townsend & Kent since 2008. In addition to his advisory role, he is actively involved in life insurance sales and servicing for multiple carriers. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans by offering advisory programs, financial planning, and retirement plan consulting. The firm combines advisory and broker-dealer services, supporting clients with a range of account options and a platform that includes third-party asset managers.

Business succession planning Wealth management
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Anthony A

Series 63, Series 65

Middletown, CT

Commonwealth Financial Network

Anthony Assante is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 licenses and possessing 32 years of industry experience. He has worked with Atlantic Wealth Advisors, LLC since 2022 and previously with Egidio Assante Lennon Wealth Management, LLC and Egidio Assante Wealth Management, LLC. Assante is co-trustee on a non-family related trust. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their retail and institutional clients. The firm provides advisory programs and services along with operational, trading, technology, investment management, compliance, and practice-management support to affiliated advisors.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Jason G

Series 63, Series 65

Plainville, CT

OSAIC Institutions, INC.

Jason Giordano is a financial advisor with Osaic Institutions, Inc. holding Series 63 and Series 65 credentials and 21 years of industry experience. He has worked at Ion Bank and Infinex Investments since 2020 and previously at LPL Financial and Webster Investment Services. He serves as a board member of the Northwest Connecticut Community Foundation, which manages an endowment fund for charitable giving. Osaic Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, access to alternative investments, and a hybrid adviser/broker-dealer structure with discretionary and non-discretionary account management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Karol M

Series 63, Series 66

Bristol, CT

Commonwealth Financial Network

Karol Mcallister is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 66 credentials and bringing 40 years of industry experience. Since 2007, Mcallister has been associated with both Commonwealth Financial Network and Federal Hill Financial, LLC, where they are a co-owner. In addition to their advisory role, Mcallister serves as a board member of the Canton Public Library. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors by providing operations, trading, technology, investment management, compliance, and practice-management services. The firm offers a variety of advisory programs and platforms, including discretionary model portfolios managed by its Investment Management and Research team.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Joseph S

Series 63, Series 65

Southbury, CT

Integrated Wealth Concepts LLC

Joseph Sullivan Jr. is a financial advisor at Integrated Wealth Concepts LLC with 29 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Integrated Wealth Concepts and LPL Financial since 2016. Integrated Wealth Concepts serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans through a network of independent financial advisors. The firm offers discretionary investment management, financial planning, and family office services, employing a primarily long-term investment approach with customized portfolios using mutual funds, ETFs, equities, and fixed income.

Retirement income strategy Active portfolio management Wealth management Founder/Business Owner Executive
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Benjamin C

Series 66

Farmington, CT

Guardian Life

Benjamin Casner is a financial advisor with Guardian Life, holding a Series 66 designation and beginning his career in 2025. His prior experience includes roles at Park Avenue Securities and Certified Financial Services, as well as academic attendance at St. Lawrence University and The Loomis Chaffee School. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management and a subsidiary of Guardian Life, serves individual, corporate, and charitable clients with brokerage and investment advisory services. The firm offers tailored financial planning and consulting through a combination of advisor-led discretionary management and model-based strategies, supported by proprietary programs and third-party platforms.

Business exit / sale strategy Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Financial Professional Approaching retirement Established Professionals Mid-Career Professionals
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Angelo P

Series 63, Series 65

Naugatuck, CT

OSAIC Institutions, INC.

Angelo Piccolo is a financial advisor at OSAIC Institutions, Inc. with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Citigroup and People's Securities, Inc. Piccolo also serves as a financial advisor at Ion Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser that provides customized advisory services to individuals, ERISA plans, trusts, estates, and corporate clients. The firm operates with a hybrid adviser/broker-dealer model, offering discretionary and non-discretionary management, alternative investments, and lending solutions through a network of investment adviser representatives.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Cynthia G

Series 63, Series 66

Seymour, CT

OSAIC Institutions, INC.

Cynthia Giovacchino is a financial advisor with OSAIC Institutions, Inc., holding Series 63 and Series 66 credentials and 27 years of industry experience. Her prior roles include positions at LPL Financial and Webster Bank. Outside of her advisory work, she manages several rental properties. OSAIC Institutions, Inc. is an SEC-registered adviser serving individuals, ERISA plans, trusts, estates, and corporate clients through a network of representatives. The firm offers customized advisory services, financial planning, ERISA services, and access to alternative investments, operating a hybrid adviser/broker-dealer model with a focus on both discretionary and non-discretionary account management.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Kelli M

Series 63, Series 65

Prospect, CT

OSAIC Institutions, INC.

Kelli Menard is a financial advisor at OSAIC Institutions, Inc. with 10 years of industry experience. She holds the Series 63 and Series 65 licenses and has previously worked at Merrill and People's United Bank, among other firms. Menard also serves as a financial advisor at ION Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients. The firm employs a hybrid adviser/broker-dealer model, providing customized advisory services through a network of investment adviser representatives while offering clients options for discretionary or pre-approval control over transactions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Ilka L

Series 63, Series 65

Thomaston, CT

Transamerica Retirement Advisors, LLC

Ilka Lopez Miller is a financial advisor with Transamerica Retirement Advisors, LLC, holding Series 63 and Series 65 designations and bringing 26 years of industry experience. Her prior work includes positions at The Prudential Insurance Company of America and MassMutual Financial Group, among others. Transamerica Retirement Advisors serves participants in employer-sponsored retirement plans and IRA owners, offering managed advice programs and investment education services that focus on asset allocation, contribution rates, and retirement age guidance. The firm uses proprietary technology from Morningstar Investment Management and serves a large client base with a mix of discretionary and non-discretionary assets.

General retirement planning Retirement income strategy Income planning
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Michael C

Series 65

Farmington, CT

Integrity Alliance, LLC

Michael Ciarlo is a financial advisor with Integrity Alliance, LLC, holding a Series 65 designation and currently based in Farmington, CT. He has experience working at Integrity Alliance since 2026 and previously held roles at American Senior Benefits, Crooked Floor Tavern, and was engaged in full-time education for five years. Integrity Alliance is a large advisory network serving individual investors, corporations, and qualified retirement plans. The firm offers a range of portfolio management and financial planning services, utilizing various investment approaches and partnering with third-party platforms and managers.

Annuities ESG / Sustainable investing
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Elise C

Series 66

Farmington, CT

Guardian Life

Elise Casey is a financial advisor at Guardian Life and Park Avenue Securities, holding a Series 66 designation. She began her industry career in 2025 following her studies at Trinity College. Prior to entering financial services, she was involved with Student Avon for six years. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a range of financial planning and advisory solutions, combining advisor-led discretionary management with model-based strategies and digital advisory platforms.

Business exit / sale strategy Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Financial Professional Approaching retirement Established Professionals Mid-Career Professionals
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Robert D

CFP®, Series 63

Wethersfield, CT

Money Concepts Capital Corp

Robert Del Buono Jr. is a CFP® with 40 years of industry experience, currently serving as an advisor at Money Concepts Capital Corp since 2011. Prior to this, he worked at Freedom Financial Services for 35 years. Outside of his advisory role, he is involved in managing commercial real estate through Tunxis LLC and related partnerships. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, retirement plans, trusts, charitable organizations, and corporations. The firm employs a variety of managed programs and investment strategies, serving around 14,700 clients with approximately $3.33 billion in assets under management.

Annuities College savings (529s, UTMA, etc.) Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Retired Founder/Business Owner Executive
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Christopher C

CFP®, Series 63, Series 65

Farmington, CT

Integrity Alliance, LLC

Christopher Cleland is a CFP® professional with 22 years of industry experience. He is currently with Integrity Alliance, LLC and has previously worked at American Senior Benefits, Lincoln Investment, and several other firms. He is also involved in fixed insurance sales and strategy design through American Senior Benefits. Integrity Alliance operates as a large advisory network serving individual investors, corporations, and qualified retirement plans, offering a range of investment management and financial planning services with a variety of allocation approaches and third-party manager options.

Annuities ESG / Sustainable investing
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John C

Series 66

Meriden, CT

OSAIC Institutions, INC.

John Chipelo is a financial advisor with OSAIC Institutions, Inc. He holds a Series 66 designation and has 20 years of industry experience. He has been with Infinex Investments since 2014. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm provides customized advisory services, financial planning, ERISA plan services, wrap programs, third-party asset manager referrals, and access to alternative investments and lending solutions.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Robert S

Series 63, Series 65

Rocky Hill, CT

Eagle Strategies (NY Life)

Robert Shoneck Jr. is a financial advisor with Eagle Strategies (NY Life) in Rocky Hill, CT, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with Eagle Strategies since 2013 and has worked with New York Life and Nylife Securities LLC since 2003. Outside of his advisory role, he is the owner of Shoneck & Morris, LLC, a small business involved in office management activities. Eagle Strategies serves a diverse range of individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple advisory program types tailored to client objectives and manages the majority of its assets on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Stephen F

CFP®, Series 63, Series 65

North Haven, CT

Sanctuary Advisors, LLC

Stephen Fordyce is a CFP® with 33 years of industry experience and is currently with Sanctuary Advisors, LLC. His prior experience includes over a decade at Snowden Capital Advisors LLC and Snowden Account Services, Inc. He serves on the board of Junior Achievement of Southwest New England, providing guidance on financial literacy initiatives for youth. Sanctuary Advisors, LLC serves a diverse client base including individuals, corporations, and institutional investors, offering a range of investment advisory and financial planning services through a nationwide network of independent adviser representatives. The firm supports multiple investment strategies and maintains a fiduciary standard when agreements are in place.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
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Robert B

CFP®, Series 66

North Haven, CT

Sanctuary Advisors, LLC

Robert Bowman is a CFP®-certified financial advisor at Sanctuary Advisors, LLC with 11 years of industry experience. He previously worked at Snowden Capital Advisors and Snowden Account Services LLC before joining Sanctuary Advisors in 2024. Outside of his advisory role, Bowman serves on the Finance Council for St. Bridget of Sweden Parish and is a board member of The Tommy Fund, a nonprofit supporting families of pediatric oncology patients. Sanctuary Advisors, LLC offers investment advisory and financial planning services to a diverse client base, including individuals, corporations, and charitable organizations. The firm supports a broad range of portfolio management solutions and employs multiple analytical approaches while operating as a fiduciary under written advisory agreements.

Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting General retirement planning
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