Overwhelmed by options?

Answer a few questions to see advisors matched to you.

Filters

879 advisors near
29439

Out of 400,000+ nationwide

user avatar
firm logo

Ray S

Series 63, Series 66

Mt Pleasant, SC

Truist Advisory Services

Ray Schrecker Jr. is a financial advisor with Truist Advisory Services and holds the Series 63 and Series 66 credentials. He has 28 years of industry experience, including roles at Truist Investment Services, Bb&T Securities, and Scott & Stringfellow. Schrecker has been with Truist Advisory Services since 2021. Truist Advisory Services provides investment consulting and advisory services to individuals, corporate clients, retirement plan sponsors, and charitable organizations. The firm utilizes both discretionary and non-discretionary strategies and incorporates AI-enabled tools in its equity research to support manager selection and investment oversight.

Founder/Business Owner Executive
user avatar
firm logo

Joshua F

Series 63, Series 65

Charleston, SC

Integrity Alliance, LLC

Joshua Friedlander is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. His prior roles include positions at Lion Street Advisors, Lion Street Financial, and Mass Mutual Investors Services. Outside of his advisory work, he owns Arisgarde Risk Management LLC, an insurance sales business, and also operates an accounting and management company. Integrity Alliance serves a diverse client base, including individual investors, corporations, and qualified retirement plans, offering a range of services such as portfolio management, financial planning, and third-party manager referrals through a network of over 300 independent advisors managing approximately $5.4 billion in assets. The firm delivers investment advice via discretionary accounts, model portfolios, and third-party sub-advisers, supporting various allocation strategies and retention of ERISA fiduciary responsibilities where authorized.

Annuities ESG / Sustainable investing
user avatar
firm logo

Michael O

Series 63, Series 65

Mount Pleasant, SC

Rockefeller Financial LLC

Michael Outlaw is a financial advisor at Rockefeller Financial LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Morgan Stanley for 22 years before joining various entities within the Rockefeller organization. Outside of his advisory work, he is an investor in Secure Companies, an insurance-related business. Rockefeller Financial LLC serves high-net-worth individuals, families, family offices, and institutional clients by providing portfolio management, financial planning, and consulting services. The firm operates a registered broker-dealer and offers a range of investment solutions through its consolidated platform, Rockefeller Global Investment Management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Founder/Business Owner Retired
user avatar
firm logo

Michael T

CFP®, ChFC®, Series 63, Series 65

Mt Pleasant, SC

First Command Advisory Services

Michael Theres is a CFP® and ChFC® with 27 years of industry experience. He has been with First Command Advisory Services since 2015 and has held various roles within affiliated entities of First Command since 1999. First Command Advisory Services is an SEC-registered investment adviser that serves individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs, managing portfolios through a centralized Investment Management Team and Wealth Portfolio Managers using selected third-party managers and model portfolios.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

Michael B

Series 65, Series 63

Mt Pleasant, SC

Private Advisor Group, LLC

Michael Bock is a financial advisor with Private Advisor Group, LLC, holding Series 65 and Series 63 licenses and 22 years of industry experience. His prior work includes roles at LPL Financial, TIAA-CREF, Oppenheimer, and Raymond James Financial. He is also active as a non-variable insurance agent with Aflac. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans by offering discretionary and non-discretionary portfolio management, financial planning, retirement plan consulting, and managed account solutions. The firm uses a fiduciary-based model that incorporates a variety of investment strategies and technology platforms while often implementing advice through third-party managers and TAMPs.

Annuities Founder/Business Owner
user avatar
firm logo

William C

Series 66, Series 63

Charleston, SC

First Citizens Investor Services, Inc.

William Craine is a financial advisor with First Citizens Investor Services, Inc. in Charleston, SC. He holds Series 66 and Series 63 designations and has 13 years of industry experience. Prior to joining First Citizens Investor Services in 2021, he worked at UMB Scout Brokerage Services and UMB Bank from 2005 to 2020. First Citizens Investor Services, Inc. provides advisory and brokerage services to individuals, including high-net-worth clients, pension plans, charitable organizations, and corporate entities. The firm offers portfolio management, model portfolios, a Guided Investing platform, and tax-aware services, focusing on a client process that assesses financial needs and risk tolerance through fundamental, quantitative, and technical analysis.

Tax-loss harvesting Annuities Income planning Equity compensation tax strategy
user avatar
firm logo

Brianna P

Series 66

Mount Pleasant, SC

Truist Advisory Services

Brianna Pedraza is a financial advisor at Truist Advisory Services with two years of industry experience. She holds a Series 66 designation and has previously worked at Fidelity Investments, Cummings Wealth Management Group, and Truist Investment Services. Pedraza has also been involved in education at the College of Charleston and Meeting Street Schools. Truist Advisory Services provides investment consulting and advisory services to individuals, businesses, retirement plan sponsors, and charitable organizations. The firm offers asset allocation, fiduciary support, and a manager-selection program that combines discretionary and non-discretionary approaches, supported by AI-enabled equity research and inter-affiliate integration.

Founder/Business Owner Executive
user avatar
firm logo

Jared B

Series 63, Series 65

Mt Pleasant, SC

Truist Advisory Services

Jared Baize is a financial advisor at Truist Advisory Services with seven years of industry experience. He holds Series 63 and Series 65 designations. His prior work includes roles at SunTrust Advisory Services, SunTrust Investment Services, and Wells Fargo Clearing and Bank. Truist Advisory Services provides investment consulting and advisory services to individuals, corporate clients, retirement plan sponsors, and charitable organizations. The firm offers asset allocation, investment policy analysis, and fiduciary support, implementing advice through a combination of discretionary manager relationships and non-discretionary consulting.

Founder/Business Owner Executive
user avatar
firm logo

Marla W

Series 63, Series 65

Mt. Pleasant, SC

Independent Advisor Alliance, LLC

Marla Warner is a financial advisor with Independent Advisor Alliance, LLC, holding Series 63 and Series 65 credentials and 14 years of industry experience. Her career includes roles at LPL Financial and DaVinci Financial Designs, LLC. She has also worked as a part-time tax preparer for Brim and Associates CPAs. Independent Advisor Alliance serves a diverse client base including individuals, small businesses, charitable organizations, and retirement plans. The firm provides asset management, financial planning, wealth coaching, and retirement plan consulting, utilizing a mix of discretionary and non-discretionary portfolio management strategies supported by technology platforms and access to third-party managers.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
user avatar
firm logo

Helen G

Series 63, Series 66

Charleston, SC

STIFEL

Helen Gordon is a financial advisor at Stifel with 32 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at Edward Jones for 13 years before joining Stifel in 2023. Stifel serves a diverse client base including individuals, institutional clients, charitable organizations, and municipal entities, offering both brokerage and investment advisory services. The firm uses a proprietary investment methodology developed by its Investment Strategy Group to guide asset allocation and financial planning.

General retirement planning Income planning
firm logo

Quintina W

Series 66

Mount Pleasant, SC

Merrill

Quintina Wallace is a Financial Advisor at Merrill Lynch Wealth Management. She specializes in small business retirement plans, partnering with business owners to design, implement, and service retirement plans that support workforce and business objectives. Quintina assists plan sponsors in evaluating plan design, navigating fiduciary responsibilities, and improving participant outcomes by coordinating with recordkeepers, third-party administrators, accountants, and other service providers. Additionally, she serves as a qualified plan educator, providing retirement plan participants with education and personalized guidance to help them make informed financial decisions through life transitions such as retirement and career changes. Quintina holds a Bachelor's Degree from Albany State University and has earned professional designations including CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). She is affiliated with organizations such as the Alzheimer's Association, COVA Christian Chamber of Commerce, and the National Association of Plan Advisors. Outside of her professional work, Quintina's personal interests include camping, hiking, and spending time with her family. Her mission is to help people build wealth with clarity and confidence through disciplined, data-driven strategies while supporting the healthcare, military, and nonprofit communities important to her.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Wealth management General retirement planning Tax strategies for small businesses Founder/Business Owner Executive Women Professionals Female Executives
user avatar
firm logo

Jacob P

Series 66

Mt. Pleasant, SC

LPL Enterprise

Jacob Palmer is a financial advisor at LPL Enterprise with five years of industry experience and a Series 66 credential. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. His background also includes roles outside finance, such as positions at Davenports Family Restaurant and Georges of Galilee. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, retirement plans, and institutional entities. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, and it offers services such as financial planning, access to third-party asset managers, and affiliated insurance and trust custody services.

Tax-loss harvesting
user avatar
firm logo

Nelson L

Series 63, Series 65

Isle of Palms, SC

RBC Capital Markets

Nelson Link Jr. is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 designations and bringing 38 years of industry experience. His prior experience includes roles at UBS Financial Services and City National Bank. He serves as a director of the Presbyterian Community Center, a nonprofit providing food and after-school services to at-need families. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm provides tailored portfolio management and advisory programs, combining in-house and third-party investment managers with options for tax management and responsible-investing screens.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
firm logo

Holly H

CFP®, Series 63, Series 66

Mount Pleasant, SC

Fidelity

Holly Hollar is the Vice President and Branch Leader at Fidelity Investments, a role she has held since 2025. She has been with Fidelity since 2010, with a career that includes positions as Head of Coaching and Development from 2020 to 2024, Regional Coaching Consultant from 2018 to 2020, and Regional Planning Consultant and Financial Advisor from 2010 to 2018. Throughout her tenure at Fidelity, Holly has focused on supporting advisors and clients to achieve their financial goals. She values the commitment to kindness, respect, and lifelong learning instilled by her parents and finds alignment with Fidelity’s values in her professional work. Outside of her professional life, Holly enjoys cooking and baking, fitness activities, exploring food-related interests, music, outdoor adventures, and spending time with pets.

Wealth management Established Professionals
user avatar
firm logo

Scott E

Series 63, Series 65

Johns Island, SC

Cetera

Scott Engell is a financial advisor with Cetera, holding the Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked with Cetera since 2021 and previously spent seven years at Voya Financial Advisors. Engell also owns Engell Insurance Brokerage, Inc., which offers insurance licensing classes and fixed insurance products. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm provides a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to a range of program structures and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar
firm logo

Robert W

Series 66

Charleston, SC

Morgan Stanley

Robert Wills is a financial advisor with Morgan Stanley Wealth Management, holding a Series 66 designation and 24 years of industry experience. He has worked at Morgan Stanley Private Bank, National Association since 2015 and with Morgan Stanley Smith Barney since 2009. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a wide range of advisory programs, including tailored financial planning and utilizes firm-approved tools such as Monte Carlo simulations and the Global Investment Committee’s Secular Return Estimates for modeling outcomes.

General estate planning guidance
user avatar
firm logo

John W

Series 66

Charleston, SC

Robert Baird & Co.

John Warren is a Series 66-licensed financial advisor with Robert W. Baird & Co. Inc. in Charleston, SC, where he has worked since 2011. He has 16 years of industry experience. Warren serves as a board member of the French Protestant Huguenot Church of Charleston, a nonprofit organization. He is part of the DDK Group within Baird’s Private Wealth Management practice, which provides tailored financial planning and portfolio management services to individuals, families, institutions, and charitable organizations. The group offers a range of investment strategies and overlays, including traditional and non-traditional allocations, along with municipal advisory and public finance services.

Wealth management Tax-loss harvesting Retired Founder/Business Owner
user avatar
firm logo

Thomas R

Series 66

Mt. Pleasant, SC

LPL Enterprise

Thomas Russo Jr. is a financial advisor at LPL Enterprise with one year of industry experience. He holds a Series 66 designation and has worked with several firms, including The Fiduciary Alliance and Globe Life. Outside of his advisory work, he is involved in a non-variable insurance agency based in Florence, SC. LPL Enterprise provides investment advisory and brokerage services to a broad client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm utilizes model-driven investment implementation and offers access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Tax-loss harvesting
user avatar
firm logo

Shannon N

Series 63, Series 65

Mount Pleasant, SC

Merrill

Shannon Noonan is a financial advisor with Merrill in Mount Pleasant, SC, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. She has been with Merrill since 2009. Outside of her advisory role, she works part-time for Southern Bear Catering, a catering company serving events around Charleston, SC. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering both model-based and discretionary investment strategies for a range of individual and institutional clients.

Tax-loss harvesting Active portfolio management Wealth management
user avatar
firm logo

Thomas O

Series 63, Series 65

Seabrook Island, SC

Robert Baird & Co.

Thomas Olson is a financial advisor with Robert Baird & Co. who holds Series 63 and Series 65 designations and has 34 years of industry experience. He has worked at Robert Baird & Co. since 1993 and at Northwestern Mutual Investment Services since 2001. The DDK Group, where Olson serves, is part of Robert W. Baird & Co.’s Private Wealth Management department, providing financial planning, portfolio management, and consulting services to individuals, corporate clients, pensions, profit-sharing plans, and charitable organizations. The firm uses a combination of manager-traded and model-traded strategies, tax management, and internal research, including artificial intelligence, to support client investment advice.

Wealth management Tax-loss harvesting Retired Founder/Business Owner
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)