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Brett H
CFA®, Series 63
Little Rock, AR
Stephens
Brett Huff is a CFA® charterholder with 22 years of industry experience, currently serving as a financial advisor at Stephens in Little Rock, AR. He has been with Stephens since 2005. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with broker-dealer and investment banking activities.
Dana S
CFA®, Series 63
Little Rock, AR
Stephens
Dana Silaski is a CFA® charterholder with 32 years of industry experience, currently serving at Stephens in Little Rock, AR since 1994. She holds a Series 63 license and has been involved with Stephens throughout her career. Outside of her advisory role, she manages family-owned lake properties through LLCs that are occasionally used for short-term rentals. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio programs with committee-based oversight, combining brokerage, investment banking, and advisory services to meet diverse client needs.
Joseph E
Series 66
Little Rock, AR
Stephens
Joseph Enderlin is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with four years of industry experience. His prior work history includes roles at Whiting Systems and the Fayetteville Athletic Club, as well as involvement with the University of Arkansas and Pleasant Valley POA. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with substantial broker-dealer and investment banking activities.
Elizabeth B
Series 66
Little Rock, AR
Stephens
Elizabeth Bischof is a financial advisor with Stephens in Little Rock, Arkansas, holding a Series 66 designation and four years of industry experience. Her background includes roles at Stephens, the Arkansas Small Business and Technology Development Center, and BKD Wealth Advisors. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with broker-dealer and investment banking activities.
Thomas K
CFP®, Series 66
Little Rock, AR
Mutual Advisors, LLC
Thomas Knight is a CFP® and holds a Series 66 license with 21 years of industry experience. He is currently with Mutual Advisors, LLC, where he has worked since 2023. His prior experience includes roles at Veritas Independent Partners, Sowell Management Services, Kernodle & Katon Asset Management, and Purshe Kaplan Sterling Investments. Outside of his advisory work, he is the owner and CEO of SoMa Cleaners, LLC, a dry cleaning pickup and delivery business. Mutual Advisors, LLC provides investment management, financial planning, and ERISA plan advisory services to a diverse client base that includes individuals, high-net-worth clients, trusts, retirement plans, and institutional investors. The firm employs a combination of active and passive strategies, utilizes third-party tools for risk assessment and portfolio implementation, and manages approximately $8.5 billion in assets.
Reed S
Series 66
Little Rock, AR
Stephens
Reed Seay is a financial advisor at Stephens with a Series 66 designation and four years of industry experience. He has been with Stephens since 2021, working intermittently throughout that period. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs overseen by investment committees and individual advisors, combining advisory services with broker-dealer and investment banking activities.
Charles P
Series 66
Little Rock, AR
Stephens
Charles Porter is a Series 66-licensed advisor with Stephens in Little Rock, Arkansas, where he has 19 years of industry experience. He has been with Stephens since 2007. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers a range of portfolio management and financial planning services, emphasizing tailored portfolio programs and committee-based oversight.
Edward F
Series 63, Series 65
Little Rock, AR
Stephens
Edward Frost is a financial advisor at Stephens in Little Rock, AR, with 31 years of industry experience. He has been with Stephens since 1999 and holds Series 63 and Series 65 designations. Outside of his advisory role, Frost is involved in managing a boat storage facility in Little Rock. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines its advisory services with broker-dealer and investment banking activities.
Lori A
Series 65
Little Rock, AR
The Fiduciary Alliance
Lori Avant is a financial advisor at The Fiduciary Alliance with a Series 65 credential. She has been in the industry since 2024, holding roles at multiple firms including Croslow Agency and AVA Wealth Group. Outside of advising, she consults on sales and luxury property management. The Fiduciary Alliance serves individual and high-net-worth clients, retirement plans, and other advisers by providing investment management and comprehensive financial planning. The firm employs a combination of fundamental and technical analysis, discretionary portfolio management, and third-party managers to build customized investment solutions.
Daniel R
Series 65, Series 63
Little Rock, AR
Arvest Wealth management
Daniel Robinson is a financial advisor with Arvest Wealth Management in Little Rock, AR, holding Series 63 and Series 65 licenses and 13 years of industry experience. He has been with Arvest Wealth Management and Arvest Bank since 2013, splitting his time evenly between the firm’s wealth management and trust departments. Outside of his advisory role, Robinson is connected to a women’s retail boutique business that he and his wife purchased, although he has no official duties there. Arvest Wealth Management provides investment advisory services, financial planning, and retirement plan consulting to individual investors, employer-sponsored plans, charitable organizations, and corporate clients. The firm employs a multi-disciplinary investment approach, combining fundamental, technical, quantitative, and qualitative analysis with emphasis on asset allocation and strategies tailored to clients’ objectives and risk tolerances.
James G
Series 63, Series 65
Little Rock, AR
Stephens
James Grooms III is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 licenses and having 24 years of industry experience. He has been with Stephens since 2001, including the current period from 2021 to present. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm emphasizes tailored portfolio programs with committee-based oversight and offers a range of services including portfolio management, financial planning, retirement-plan advisory, and institutional equity research.
Sabrina F
Series 63, Series 65
North Little Rock, AR
Sowell Management
Sabrina Freeman is a financial advisor at Sowell Management with six years of industry experience. She holds Series 63 and Series 65 designations and has worked previously with LPL Financial and Pensionmark Financial Group. Outside of her advisory role, Freeman volunteers with Court Appointed Special Advocates (CASA) of Northwest Arkansas, supporting foster children through advocacy appointed by a judge. Sowell Management is a fee-based registered investment adviser serving individuals, retirement plans, corporations, registered investment advisers, and institutions. The firm employs a multi-branch independent-contractor model with over 100 advisors and offers investment management, financial planning, retirement-plan advisory, and related consulting services.
James M
Series 66
Little Rock, AR
Stephens
James Martindale is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with one year of industry experience. Prior to joining Stephens, he was self-employed and worked at Dobbs Brothers Management. Martindale is a minority investor in a cannabis manufacturing and distribution business in Mississippi. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with substantial broker-dealer and investment banking activities.
Cory G
CFP®, Series 66
Little Rock, AR
Stephens
Cory Grummer is a Certified Financial Planner (CFP®) with 12 years of experience in the financial services industry. He has been with Stephens since 2013, serving in various capacities throughout his tenure at the firm. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines substantial broker-dealer and investment banking activities alongside advisory services.
Jackson P
Series 66
Little Rock, AR
Stephens
Jackson Paine is a Series 66 licensed financial advisor at Stephens with one year of industry experience. He previously worked at Legacy National Bank and Gallagher before joining Stephens. Outside of finance, he has experience related to Southern Trace Country Club. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm delivers tailored portfolio programs with committee-based oversight and combines advisory services with broker-dealer and investment banking activities.
James J
Series 63, Series 65
Little Rock, AR
Stephens
James Jordan is a financial advisor at Stephens with 40 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Stephens since 2005. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight, combining advisory services with substantial broker-dealer and investment banking activities.
John S
Series 66
Little Rock, AR
Stephens
John Stephens is a Series 66-licensed financial advisor at Stephens with 15 years of industry experience. He has been with Stephens and its affiliates since 2013, serving in various roles including Associate Director at Stephens Europe Limited. Outside of his advisory work, he is a part owner of a helium mining business and owns a restaurant in Little Rock, Arkansas. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines broker-dealer, investment banking, and advisory services.
Jackson S
Series 65
Little Rock, AR
Mariner
Jackson Smith is a financial advisor at Mariner with one year of industry experience. He holds a Series 65 designation and previously worked at 49 Financial. Mariner serves a diverse client base including individuals, pension plans, and charitable organizations, offering investment management, financial planning, retirement consulting, and integrated tax and accounting services. The firm employs customized discretionary portfolios supported by an internal team and third-party managers, with a range of strategies covering equities, fixed income, alternatives, and digital assets.
Jason M
Series 66
Little Rock, AR
Independent Advisor Alliance, LLC
Jason Marshall is a financial advisor with Independent Advisor Alliance, LLC and holds a Series 66 designation. He has experience spanning several roles in the financial services industry, including eight years at Marshall Insurance and Financial Solutions and two years at New York Life Insurance Company. He is currently based in Little Rock, AR. Independent Advisor Alliance serves a diverse client base, including individuals, businesses, charitable organizations, and retirement plans, providing asset management, financial planning, and retirement plan consulting. The firm combines a network of independent advisory representatives with access to technology platforms and third-party services to support portfolio management and estate planning.
Shannon H
Series 63, Series 66
Little Rock, AR
TIAA-CREF
Shannon Harrington is a financial advisor with TIAA-CREF in Little Rock, Arkansas, holding Series 63 and Series 66 designations and 28 years of industry experience. She has been with TIAA-CREF and TIAA since 2014. TIAA-CREF Individual & Institutional Services, LLC’s Advice & Planning Services division offers financial planning, discretionary managed account programs, and broker-dealer services primarily to individuals linked to TIAA-administered employer retirement plans, as well as trusts, estates, partnerships, corporate entities, and small retirement plans. The firm’s advisory model separates one-time planning services from ongoing discretionary management through various managed account programs, applying a fiduciary standard to its RIA services.
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