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Thomas M

Series 63, Series 65

Little Rock, AR

Stephens

Thomas Moll is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 credentials and 13 years of industry experience. He has been with Stephens since 2014. Outside of his advisory work, Moll serves on the board of directors for Pines Realty Company, managing lake cabins and related assets, and participates in finance and lecture series committees within the local community and University of Arkansas System. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and institutional clients, emphasizing tailored portfolio programs and committee-based oversight through multiple investment committees and both in-house and sub-advisors.

Wealth management Private / alternative investments Tax-loss harvesting
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Brian H

Series 66

Little Rock, AR

Crews & Associates, inc.

Brian Harrison is a financial advisor with Crews & Associates, Inc. in Little Rock, AR, holding a Series 66 designation and eight years of industry experience. Prior to joining Crews & Associates in 2018, he worked for Walmart for 13 years. Crews & Associates offers investment advisory and wrap-fee portfolio services to a diverse client base including individuals, trusts, corporations, and institutional entities. The firm primarily provides non-discretionary advice using a quantified risk-tolerance process to tailor model allocations and conducts ongoing monitoring and rebalancing in consultation with clients.

Wealth management Passive / index investing Active portfolio management
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Daniel R

Series 63, Series 65

North Little Rock, AR

Sowell Management

Daniel Rivers is a financial advisor at Sowell Management with 40 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at firms including Wells Fargo Advisors and Independent Financial Group. Rivers serves as finance committee chair and elder at Church at the Armory and volunteers with the Fellowship of Christian Athletes, where he helps establish local groups and occasionally speaks. Sowell Management is a fee-based registered investment adviser serving individuals, retirement plans, corporations, registered investment advisers, and institutions. The firm supports over 100 advisors through a multi-branch independent-contractor model and employs a variety of investment strategies using mutual funds, ETFs, individual securities, and third-party sub-advisors.

Retirement income strategy Income planning Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner
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Louis F

Series 63, Series 66

Little Rock, AR

B. Riley Wealth Advisors, Inc.

Louis Fry is a financial advisor at B. Riley Wealth Advisors, Inc. with 38 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at National Asset Management, National Securities Corp, and Wfg. Outside of his advisory role, he serves as EVP of Business Development at Gadberry Financial Group in Little Rock, AR. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets through 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans with a broad range of advisory programs and financial planning services.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Fred B

Series 63, Series 65

Little Rock, AR

Stephens

Fred Brister IV is a financial advisor with Stephens in Little Rock, Arkansas, holding Series 63 and Series 65 licenses and having 25 years of industry experience. He has been with Stephens since 2006. Brister serves as an advisory board member for Roadway Management Technology, LLC, a payment preservation strategies firm. Stephens provides investment advisory and wealth-management services to a range of clients including individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio management, financial planning, retirement-plan advisory, and institutional equity research, combining advisory services with broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Raj K

CFA®, Series 66

Little Rock, AR

Stephens

Raj Kumar is a CFA® charterholder affiliated with Stephens in Little Rock, AR, with five years of industry experience. He previously worked at the University of Arkansas before joining Stephens, where he has been since 2021. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm emphasizes tailored portfolio programs with committee-based oversight and combines advisory services with broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Brett H

CFA®, Series 63

Little Rock, AR

Stephens

Brett Huff is a CFA® charterholder with 22 years of industry experience, currently serving as a financial advisor at Stephens in Little Rock, AR. He has been with Stephens since 2005. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Dana S

CFA®, Series 63

Little Rock, AR

Stephens

Dana Silaski is a CFA® charterholder with 32 years of industry experience, currently serving at Stephens in Little Rock, AR since 1994. She holds a Series 63 license and has been involved with Stephens throughout her career. Outside of her advisory role, she manages family-owned lake properties through LLCs that are occasionally used for short-term rentals. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio programs with committee-based oversight, combining brokerage, investment banking, and advisory services to meet diverse client needs.

Wealth management Private / alternative investments Tax-loss harvesting
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Joseph E

Series 66

Little Rock, AR

Stephens

Joseph Enderlin is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with four years of industry experience. His prior work history includes roles at Whiting Systems and the Fayetteville Athletic Club, as well as involvement with the University of Arkansas and Pleasant Valley POA. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with substantial broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Elizabeth B

Series 66

Little Rock, AR

Stephens

Elizabeth Bischof is a financial advisor with Stephens in Little Rock, Arkansas, holding a Series 66 designation and four years of industry experience. Her background includes roles at Stephens, the Arkansas Small Business and Technology Development Center, and BKD Wealth Advisors. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Thomas K

CFP®, Series 66

Little Rock, AR

Mutual Advisors, LLC

Thomas Knight is a CFP® and holds a Series 66 license with 21 years of industry experience. He is currently with Mutual Advisors, LLC, where he has worked since 2023. His prior experience includes roles at Veritas Independent Partners, Sowell Management Services, Kernodle & Katon Asset Management, and Purshe Kaplan Sterling Investments. Outside of his advisory work, he is the owner and CEO of SoMa Cleaners, LLC, a dry cleaning pickup and delivery business. Mutual Advisors, LLC provides investment management, financial planning, and ERISA plan advisory services to a diverse client base that includes individuals, high-net-worth clients, trusts, retirement plans, and institutional investors. The firm employs a combination of active and passive strategies, utilizes third-party tools for risk assessment and portfolio implementation, and manages approximately $8.5 billion in assets.

Annuities Options & derivatives strategies
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Reed S

Series 66

Little Rock, AR

Stephens

Reed Seay is a financial advisor at Stephens with a Series 66 designation and four years of industry experience. He has been with Stephens since 2021, working intermittently throughout that period. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs overseen by investment committees and individual advisors, combining advisory services with broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Charles P

Series 66

Little Rock, AR

Stephens

Charles Porter is a Series 66-licensed advisor with Stephens in Little Rock, Arkansas, where he has 19 years of industry experience. He has been with Stephens since 2007. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers a range of portfolio management and financial planning services, emphasizing tailored portfolio programs and committee-based oversight.

Wealth management Private / alternative investments Tax-loss harvesting
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Edward F

Series 63, Series 65

Little Rock, AR

Stephens

Edward Frost is a financial advisor at Stephens in Little Rock, AR, with 31 years of industry experience. He has been with Stephens since 1999 and holds Series 63 and Series 65 designations. Outside of his advisory role, Frost is involved in managing a boat storage facility in Little Rock. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines its advisory services with broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Lori A

Series 65

Little Rock, AR

The Fiduciary Alliance

Lori Avant is a financial advisor at The Fiduciary Alliance with a Series 65 credential. She has been in the industry since 2024, holding roles at multiple firms including Croslow Agency and AVA Wealth Group. Outside of advising, she consults on sales and luxury property management. The Fiduciary Alliance serves individual and high-net-worth clients, retirement plans, and other advisers by providing investment management and comprehensive financial planning. The firm employs a combination of fundamental and technical analysis, discretionary portfolio management, and third-party managers to build customized investment solutions.

Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Tax strategies for small businesses Founder/Business Owner Executive
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Ryan B

CFP®, Series 66

Cabot, AR

Capital Analysts

Ryan Boyd is a Certified Financial Planner™ (CFP®) with 24 years of industry experience. He is affiliated with Capital Analysts and has previously worked with AnchorPoint Financial, LLC and Lincoln Investment. Boyd serves on the boards of Fellowship Missions and the Walton College Alumni Society and volunteers with the Fellowship of Christian Athletes. Capital Analysts serves a diverse client base including individuals, high-net-worth investors, retirement plans, trusts, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management through custom and model portfolios supported by an in-house investment management team.

Wealth management Tax-loss harvesting ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Educators, Teachers, and Academics Founder/Business Owner
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James G

Series 63, Series 65

Little Rock, AR

Stephens

James Grooms III is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 licenses and having 24 years of industry experience. He has been with Stephens since 2001, including the current period from 2021 to present. Stephens provides investment advisory and wealth management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm emphasizes tailored portfolio programs with committee-based oversight and offers a range of services including portfolio management, financial planning, retirement-plan advisory, and institutional equity research.

Wealth management Private / alternative investments Tax-loss harvesting
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Sabrina F

Series 63, Series 65

North Little Rock, AR

Sowell Management

Sabrina Freeman is a financial advisor at Sowell Management with six years of industry experience. She holds Series 63 and Series 65 designations and has worked previously with LPL Financial and Pensionmark Financial Group. Outside of her advisory role, Freeman volunteers with Court Appointed Special Advocates (CASA) of Northwest Arkansas, supporting foster children through advocacy appointed by a judge. Sowell Management is a fee-based registered investment adviser serving individuals, retirement plans, corporations, registered investment advisers, and institutions. The firm employs a multi-branch independent-contractor model with over 100 advisors and offers investment management, financial planning, retirement-plan advisory, and related consulting services.

Retirement income strategy Income planning Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner
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James M

Series 66

Little Rock, AR

Stephens

James Martindale is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with one year of industry experience. Prior to joining Stephens, he was self-employed and worked at Dobbs Brothers Management. Martindale is a minority investor in a cannabis manufacturing and distribution business in Mississippi. Stephens provides investment advisory and wealth-management services to individuals, pension plans, foundations, corporations, and other institutional clients. The firm offers tailored portfolio programs with committee-based oversight and combines advisory services with substantial broker-dealer and investment banking activities.

Wealth management Private / alternative investments Tax-loss harvesting
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Fredrick M

Series 63, Series 66

Little Rock, AR

Crews & Associates, inc.

Fredrick Mccrady is a financial advisor at Crews & Associates, Inc. in Little Rock, AR, holding Series 63 and Series 66 licenses with 21 years of industry experience. He has been with Crews & Associates since 2004. Crews & Associates provides investment advisory and wrap-fee portfolio services to a diverse client base, including individuals, high-net-worth clients, trusts, corporations, pension and profit-sharing plans, charitable and governmental entities, and insurance companies. The firm emphasizes non-discretionary advice using a quantified risk-tolerance process to guide model allocations and rebalancing.

Wealth management Passive / index investing Active portfolio management
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