Peter Simms is a financial advisor with Credit Union Investment Services in Raleigh, NC, holding Series 63 and Series 65 credentials and having 11 years of industry experience. He has been associated with Credit Union Investment Services, SeCU Life Insurance Company, and Members Trust Company since 2014 and 2015 respectively. Outside of advisory roles, he serves as a life insurance agent at SeCU Life Insurance Company and a trust representative at Members Trust Company. Credit Union Investment Services primarily serves individual investors in North Carolina, offering non-discretionary portfolio management, retirement and financial planning, and a wrap-fee program. The firm emphasizes low-cost, index-based mutual funds and ETFs, fixed-income products, and a goals-based, long-term planning approach.

Ryan Walton is a CFP® with four years of industry experience, currently serving as a financial advisor at Credit Union Investment Services in Raleigh, NC. He has been affiliated with Credit Union Investment Services and SECU Brokerage Services since 2022 and has worked with State Employees' Credit Union since 2018. Prior to that, he gained experience at Radeas Labs and North Carolina State University. Credit Union Investment Services primarily serves individual investors residing in North Carolina, offering non-discretionary portfolio management, asset allocation advice, and financial planning. The firm focuses on long-term, goals-based advice using low-cost index mutual funds and ETFs, operating within a credit union ecosystem as a wholly owned subsidiary of State Employees’ Credit Union.

Kara Bullock is a financial advisor with Credit Union Investment Services in Cary, NC, holding Series 65 and Series 63 licenses and with one year of industry experience. She previously worked at Fidelity Investments and Praus Dentistry and currently provides financial advisory services for State Employees' Credit Union and SECU Life Insurance Company. Credit Union Investment Services primarily serves individual investors who are residents of North Carolina, offering non-discretionary portfolio management, asset allocation advice, and retirement planning. The firm’s approach emphasizes long-term, goals-based advice using mostly no-load, low-cost index mutual funds and ETFs within a credit union ecosystem.

Carter Ellis is a CFP® and holds a Series 65 license with 10 years of industry experience. He is currently with Guardian Wealth Advisors, LLC and previously worked at Kuhn Advisors, Inc. for eight years. Outside of his advisory role, he co-founded and serves as a partner and tax preparer at Valley Peak Tax & Accounting, providing tax preparation and business consulting services. Guardian Wealth Advisors offers investment advisory, financial planning, and retirement plan consulting services to individuals, retirement plans, and institutional clients. The firm uses a systematic approach incorporating fundamental and technical analysis, with portfolios primarily constructed from mutual funds and ETFs, and employs both discretionary and non-discretionary management strategies.

Emily Mullahey is a financial advisor with Credit Union Investment Services in Raleigh, NC, holding Series 63 and Series 65 licenses and 11 years of industry experience. She has been affiliated with Credit Union Investment Services since 2015 and also works with Members Trust Company and SeCU Life Insurance Company. Outside of her advisory work, she is involved in direct sales of beauty and cosmetic products through Young Living. Credit Union Investment Services serves primarily North Carolina residents with non-discretionary portfolio management, asset allocation advice, and financial planning, emphasizing long-term goals-based strategies using primarily low-cost index mutual funds and ETFs within a credit union ecosystem.

Roy Bass is a CFP® with 40 years of experience in the financial industry. He is currently with Capital Investment Advisory Services, LLC and has held roles at Cic Advisers, LLC, Charitable Management Advisors, Inc., Capital Investment Brokerage, Inc., and Strategic Asset Management Consultants, Inc. He is president and owner of Strategic Asset Management Consultants, Inc. and serves as co-trustee for multiple trusts. Capital Investment Advisory Services, LLC provides investment advisory and supervisory services to individuals, retirement plans, corporations, trusts, estates, and charitable organizations. The firm offers customized investment management through discretionary mandates, third-party managers, and private-label model portfolios, with ongoing monitoring and quarterly reviews.

Richard Gardner Jr. is a financial advisor at Capital Investment Advisory Services, LLC with 29 years of industry experience. He holds Series 63, Series 65, and Series 66 designations and has been with Capital Investment Advisory Services since 2013. Gardner is also the owner and Chief Investment Officer of RGA Investments. Capital Investment Advisory Services provides investment advisory and supervisory services to individuals, retirement plans, corporations, trusts, estates, and charitable organizations. The firm offers customized investment management through discretionary mandates, third-party managers, and private-label model portfolios, employing a range of analytical methods and ongoing portfolio monitoring.

Matthew Schanz is a CFP® professional with 12 years of experience in financial advising. He is currently with Prosperity - An EisnerAmper Company in Raleigh, NC. His prior roles include positions at Avantax Investment Services, HPG Wealthcare Advisors, and 1st Global Advisors. Schanz is also active as a licensed insurance agent, focusing on fixed insurance and annuity sales. Prosperity - An EisnerAmper Company serves individuals, trustees, estates, retirement plans, and business entities, offering financial planning, portfolio management, and retirement-plan advisory services. The firm manages approximately $5 billion in client assets and employs a diversified investment approach using both discretionary and non-discretionary management with third-party independent managers and model portfolios.

Benjamin Brooks III is a financial advisor with Capital Investment Advisory Services, LLC and Capital Investment Group, Inc., holding Series 63 and Series 65 licenses. He has 34 years of industry experience and has been with Capital Investment Group, Inc. since 2001 and Capital Investment Advisory Services, LLC since 2013. Capital Investment Advisory Services, LLC provides investment advisory and supervisory services to individuals, retirement plans, corporations, trusts, estates, and charitable organizations. The firm offers customized investment management through discretionary mandates, third-party managers, and private-label model portfolios, with ongoing monitoring and a mix of analytical methods.

Tyler Brown is a CFP® with 18 years of industry experience currently serving at RFG Advisory, LLC since 2025. He previously worked at Financial Engines Advisors L.L.C, Fisher Investments, and Fidelity Brokerage Services LLC. Brown is the owner and founder of Turnpoint Wealth, a separate advisory and insurance activity. RFG Advisory is a multi-team registered investment adviser with approximately 178 advisors managing about $8 billion for over 17,000 clients, including individuals, high-net-worth households, trusts, retirement plans, and institutional accounts. The firm offers portfolio management, financial planning, retirement plan consulting, alternative investments, and annuity management, employing both actively managed and passive strategies with a focus on risk management.

Bowman Nicholson is a CFP® with 14 years of experience, currently serving at Capital Investment Advisory Services, LLC since 2016. He is also a bassist in musical bands, an activity unrelated to his investment work. Capital Investment Advisory Services provides portfolio management and supervisory services to individuals, corporations, retirement plans, trusts, and charitable institutions. The firm offers customized portfolios using a variety of analysis methods and investment strategies, managing the majority of its assets on a discretionary basis.

Jared Miller is a financial advisor at Capital Investment Advisory Services, LLC with a Series 65 designation and one year of industry experience. His prior work history includes roles in various sectors such as education and management but no previous advisory positions. Capital Investment Advisory Services provides portfolio management and supervisory services to a diverse client base including individuals, corporations, retirement and profit-sharing plans, trusts, estates, foundations, and charitable institutions. The firm offers customized portfolios using multiple methods of analysis and manages the vast majority of its assets on a discretionary basis.

Danielle Bailey is a financial advisor at Balentine in Raleigh, NC, holding a Series 65 credential and with three years of industry experience. Prior to joining Balentine, she held positions at Envestnet and Blackened Kraken, as well as roles at East Carolina University. Balentine serves entrepreneurs, families, high-net-worth individuals, foundations, and institutional clients, providing wealth management, financial planning, investment management, family office services, and business advisory support. The firm follows a risk-based investment approach utilizing a combination of active and passive strategies, third-party managers, and a model-driven Global Tactical Asset Allocation program.

Eric Le is a CFA® charterholder with two years of industry experience, currently serving as a financial advisor at Prosperity - An EisnerAmper Company in Raleigh, NC. Prior to joining Prosperity, he held roles at Dai Securities LLC and Northwestern Mutual Wealth Management Company. Prosperity - An EisnerAmper Company serves individuals, trustees, estates, retirement plans, and business entities by providing financial planning, portfolio management, and retirement-plan advisory services. The firm manages approximately $5 billion in client assets and employs a multi-team approach emphasizing asset allocation and diversification, utilizing third-party managers and technology platforms to support client service.

Madison Held is a Series 65 licensed financial advisor with five years of industry experience. He is currently associated with Nelson Wealth Management, LLC and Mariner Platform Solutions since 2022. Prior to this, he worked at AdvicePeriod, LLC and Nelson Financial Partners, LLC. Mariner Independent serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers financial planning, portfolio management, retirement plan consulting, tax support, insurance solutions, and access to alternative investments through a network of 119 advisers using both model and customized portfolios.

Matthew James is a financial advisor at Guardian Wealth Advisors, LLC in Durham, NC, with two years of industry experience. He holds a Series 65 credential and has prior experience at Brighton Jones and other organizations including the National Taxpayers Union Foundation and the U.S. Bureau of Labor Statistics. Guardian Wealth Advisors provides investment advisory services, financial planning, and retirement plan consulting to individuals, retirement plans, and institutional entities. The firm employs a systematic investment approach using mutual funds, ETFs, bonds, options, and equities, combining fundamental and technical analysis to manage portfolios.

Joshua Barwick is a CFP® with 13 years of industry experience, currently serving at Credit Union Investment Services. He has held roles at Members Trust Company, Secu Life Insurance Company, and State Employees' Credit Union, where he is Regional Vice President. His outside activities include acting as a trust representative and life insurance agent affiliated with related financial services entities. Credit Union Investment Services serves primarily North Carolina residents, focusing on individual investors and some trust clients. The firm offers non-discretionary portfolio management and financial planning, emphasizing low-cost, index-based mutual funds and ETFs within a goals-based, long-term planning framework.

John Whaley is a financial advisor with Credit Union Investment Services in Raleigh, NC, holding a Series 66 designation and 17 years of industry experience. He has held concurrent roles at SECU Life Insurance Company, Members Trust Company, SECU Brokerage Services, and State Employees' Credit Union since 2006. Whaley serves as Secretary and Chief Operating Officer at SECU Life Insurance Company and as a Trust Representative at Members Trust Company. Credit Union Investment Services serves primarily individual investors in North Carolina, offering non-discretionary portfolio management, retirement and financial planning, and a wrap-fee program. The firm emphasizes low-cost, index-based mutual funds and ETFs, fixed-income products, and a goals-based, long-term planning approach, with salaried advisers employed by the parent credit union.

Eugene Thompson IV is a financial advisor with Capital Investment Advisory Services, LLC, holding Series 63 and Series 65 credentials and bringing 25 years of industry experience. He has been with Capital Investment Advisory Services and its affiliate Capital Investment Group, Inc. since 2014. Capital Investment Advisory Services, LLC provides investment advisory and supervisory services to individuals, retirement plans, corporations, trusts, estates, and charitable organizations. The firm offers a range of services including separately managed accounts, referrals to third-party managers, private-label model portfolios, and financial planning, with an individualized investment process and ongoing portfolio monitoring.

George Hicks is a CFP® with 40 years of industry experience, currently serving at Capital Investment Advisory Services, LLC in Raleigh, NC. He has been with Capital Investment Group, Inc. since 1992 and Financial Resource Management, Inc. since 1987. Outside of his advisory work, he is the author of a book titled *In His Grip*, which he has been involved with since 2014. Capital Investment Advisory Services, LLC provides investment advisory and supervisory services to individuals, retirement plans, corporations, trusts, estates, and charitable organizations. The firm offers customized investment management through discretionary mandates, third-party managers, and private-label model portfolios, employing a variety of analytical methods and conducting at least quarterly reviews.