Richard Pellegrino is a Financial Consultant currently working at Fidelity Investments since 2015. He has a client-centric approach to financial planning, focusing on understanding the priorities of his clients and their families to empower them in making informed decisions. His process is organized and straightforward, aiming to develop strategies tailored to individual situations. Prior to his current role, Richard worked as a Financial Advisor at Merrill Lynch from 2009 to 2015 and as an Investment Banker at Blinder Robinson & Company in 1990.

Rosanna Lucero Torrez is a Wealth Management Advisor with Merrill Lynch Wealth Management. She works closely with high-net-worth individuals, families, and businesses to develop personalized financial strategies aimed at meeting both short- and long-term goals. Her client focus areas include college education planning, family wealth management strategies, legacy planning, retirement income, and investment consulting for defined contribution plans. Rosanna emphasizes a one-on-one approach to create flexible strategies that adapt to changing market conditions. Rosanna holds a Bachelor's Degree from the University of New Mexico and has earned multiple professional designations, including Certified Financial Planner (CFP), Certified Plan Fiduciary Advisor (CPFA), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). She is committed to community involvement and volunteers with local organizations, reflecting the Merrill tradition of service. Outside of her professional work, Rosanna enjoys cooking, gardening, golfing, hiking, music, spending time with her family, and traveling.

Carol Sarracino is a financial advisor with LPL Financial in Albuquerque, NM, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. She has worked at LPL Financial since 2021 and has been involved with Worth Financial Planning since 2009. Additionally, she maintains longstanding ties to various insurance carriers through W&R Insurance Agencies. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, including use of model portfolios, third-party subadvisors, and technology tools to support advisors.

Nathan Anderson is a financial advisor at RBC Capital Markets with 13 years of industry experience. He holds a Series 66 designation and previously worked for eight years at U.S. Bancorp Investments, Inc. before joining RBC in 2024. RBC Wealth Management, a division of RBC Capital Markets, LLC, serves a diverse client base including individual investors, institutional clients, pension plans, corporations, and charitable organizations. The firm offers various wrap fee advisory programs with tailored investment strategies implemented through a combination of in-house and third-party managers, supporting discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services.

Quentin Heffron is a financial advisor at Wells Fargo Clearing with 27 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Wells Fargo Clearing since 2016, following seven years at Wells Fargo Advisors LLC. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a broad investment menu that includes insurance-related vehicles and bank deposit sweep options.

Katherine Woods is a financial advisor at Morgan Stanley with 28 years of industry experience. She has been with Morgan Stanley since 2014 and holds Series 63 and Series 65 licenses. Outside of her advisory role, she is involved with Blue Sky Dental in Albuquerque, New Mexico, where she contributes to accounting and bookkeeping. Morgan Stanley Wealth Management provides advisory programs to both individual and institutional clients, offering tailored financial planning supported by firm-approved tools and modeling techniques. The firm manages approximately $2.74 trillion in client assets and offers a broad range of investment and financial planning services.

Kenneth Johnston is a financial advisor with Ameriprise, holding Series 63 and Series 65 credentials and bringing 43 years of industry experience. He has been with Ameriprise and its affiliated entities since 2010. Ameriprise offers a retirement-income planning service tailored to individuals approaching or in retirement with significant investable assets, combining research, modeling, and tax-efficiency analysis to deliver written, non-discretionary recommendations. The firm provides a broad range of advisory, brokerage, and insurance solutions through affiliated companies.

Desiree Lujan is a financial advisor at Raymond James & Associates with 11 years of industry experience. She has previously worked at Vanguard Advisers and Walmart. She holds Series 63 and Series 66 licenses. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional clients, and charitable organizations, offering financial planning and non-discretionary investment consulting supported by a nationwide network of advisers.

Kelley Tredwin is a Series 66-licensed financial advisor with LPL Financial, based in Albuquerque, NM, and has four years of industry experience. Prior to joining LPL Financial and Altalune Wealth Advisors in 2021, she worked at Edward Jones from 2013 to 2021. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services through a large network of advisors and utilizes various portfolio strategies supported by research and technology.

Alfredo Bocanegra is a Financial Advisor with Merrill Lynch Wealth Management, dedicated to providing personalized financial strategies tailored to the unique needs of individuals and families. He works closely with clients to develop plans that address a range of goals, including college and education planning, retirement income, family wealth management, and supporting women in wealth management. With expertise in navigating complex financial decisions and adapting strategies to changing market conditions, Alfredo emphasizes a deep understanding of each client’s full financial picture. He holds the Personal Investment Advisor (PIA) designation and completed his high school education at Austin High School. Alfredo is bilingual, fluent in both English and Spanish. Outside of his professional role, Alfredo has personal interests in cooking, photography, soccer, and tennis. His approach centers on uncovering what matters most to clients and creating strategies to help them pursue their financial goals with confidence.

Tylen Kattenhorn is a financial advisor with RBC Capital Markets, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been with RBC Capital Markets since 2009. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of advisory programs tailored to clients’ risk profiles and employs a combination of in-house and third-party investment managers alongside various portfolio management features.

Jason Penn is a financial advisor with UBS Financial Services in Albuquerque, NM. He holds a Series 66 designation and has five years of industry experience. Prior to joining UBS in 2019, he worked at Symmetry Financial Group and has operated a small gemstone-cutting business, Jason Penn Designs, for over 30 years, participating in trade shows and selling to wholesalers. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management through proprietary research and tailored asset allocation strategies.

Christopher Enright is a Certified Financial Planner (CFP®) with 15 years of experience in the financial services industry. He has worked at Wells Fargo Advisors since 2011 and joined Wells Fargo Clearing in 2016. Enright serves as a trustee for family trusts related to a ranch in Placitias, New Mexico. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and provides a range of brokerage and advisory solutions supported by research and analytics.

Samantha Romero is a Financial Consultant I currently working at Fidelity Investments. In her role, she partners with clients to develop, review, and maintain their financial plans, aiming to support them in working towards their life goals. She has experience in financial planning and participant services, having served as a Planning Consultant at Fidelity Investments since 2022 and previously as Manager of Participant Services from 2013 to 2022. A New Mexico native, Samantha has a particular interest in financial education and planning.

Sabrina Autry is a Series 66-licensed financial advisor with three years of industry experience, currently affiliated with Cetera. She has held roles at multiple firms within the Cetera network since 2016 and also serves as an operations manager at Morada Wealth Partners. Outside of financial advising, she is involved in real estate construction as an operations associate with Stonebridge Construction & Design. Cetera Investment Advisers LLC is a large SEC-registered firm serving a diverse client base that includes individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers various portfolio management and financial planning services through a multi-manager platform with options ranging from model portfolios to bespoke investment strategies.

Rose Herrera is a Financial Consultant at Fidelity Investments, where she has been serving since 2024. In this role, she partners with clients to develop personalized financial strategies that align with their individual goals and simplify their financial decisions. Her approach emphasizes transparent and tailored advice to support informed investment choices and wealth protection. Prior to her current position, Rose held several roles at Fidelity Investments, including Planning Consultant from 2022 to 2023, Relationship Manager in 2021, and Financial Representative from 2020 to 2021. These roles have contributed to her experience in financial planning and client relationship management. Rose is dedicated to collaborating with clients to enhance their financial well-being and foster confidence in their financial futures.

Brandon Kehl is a financial advisor at Morgan Stanley with seven years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at Wells Fargo and Payscale. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs including tailored financial planning, managing approximately $2.74 trillion in client assets.

Joe Garcia is a financial advisor with LPL Financial who holds Series 63 and Series 65 credentials and has nine years of industry experience. His prior positions include roles at CUNA Mutual Group, CUNA Brokerage Services, Inc., and Fidelity Brokerage Services LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management services through a large network of investment adviser representatives.

Mason Steffensen is a financial advisor with Merrill in Albuquerque, NM. He holds a Series 66 designation and has been with Merrill since 2022. Prior to joining Merrill, Mason worked in various roles including at Rapid Reboot and NM Solar Group. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through its Select Portfolio Solutions Program. The firm offers both model-based and discretionary investment strategies for a range of clients including individuals, high-net-worth clients, and institutional investors.

Matthew Jones is a financial professional at Cetera with four years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at The Vanguard Group. He is also involved with Fanning Financial LLC, where he provides financial planning, investment options, and retirement planning services. Cetera Investment Advisers LLC serves a broad client base including individuals, employer-sponsored retirement plans, corporate, charitable, and institutional accounts. The firm offers a multi-manager platform that includes discretionary and non-discretionary portfolio management, financial planning, and access to various third-party money managers.