Hung Nguyen is a CFP® professional with 28 years of industry experience, currently serving as an advisor at Guardian Financial Partners, LLC since 2017. His prior experience includes roles at Wells Fargo Advisors LLC and WELLS FARGO Clearing Services, LLC. Guardian Financial Partners provides investment advisory services to individuals, trusts, pension and profit-sharing plans, and business entities. The firm offers asset management, retirement plan consulting, and individualized portfolio management through wrap-fee accounts, using a fiduciary, client-focused approach with proprietary asset-allocation models and multiple investment sleeves.

Christopher Fono is a financial advisor with Braypark Wealth Management in Costa Mesa, CA, holding a Series 66 designation and four years of industry experience. Prior to his current role, he worked at Cambridge Investment Research Advisors, Inc. and The Bishoff Financial Group among other firms. Outside of advisory work, he is involved in sales for VUKGRIPZ LLC, a company that markets softball and baseball bat grips. Braypark Wealth Management is a team-based registered investment adviser serving individuals, trusts, pension and profit-sharing plans, and business entities. The firm offers discretionary asset management and retirement plan consulting, employing a range of analytical methods and investment strategies, including the use of ETFs, individual securities, alternative investments, and more complex instruments such as options and margin.

Nicholas Rivera is a financial advisor at Mosley Wealth Management, Inc. in Anaheim, CA, holding Series 65 and Series 63 licenses with two years of industry experience. His prior experience includes roles at First Command Advisory Services and Lincoln Financial Advisors. Before his financial career, he worked with the U.S. Forest Service. Mosley Wealth Management serves individual and high-net-worth clients as well as charitable organizations, providing discretionary and non-discretionary investment management, consulting, and participant account management. The firm employs a top-down, macro-economic approach using a mix of fundamental, quantitative, and technical analysis, supported by external trade signals and third-party risk profiling to align portfolios with client risk preferences.

Jaimie Chan is a financial advisor at B.B. Graham & Company, Inc. with one year of industry experience. Prior to joining B.B. Graham, Chan worked at Healthpeak Properties and has been employed as a restaurant server at Marie Callendar's since 2020. B.B. Graham & Company provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, corporations, and small businesses. The firm uses fundamental, technical, and cyclical analysis, offering both discretionary and non-discretionary asset management along with access to third-party portfolio managers.

Patrick Guinet is a financial advisor at Guardian Financial Partners, LLC with 39 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Guardian Financial Partners since 2017, following prior roles at Wells Fargo Clearing Services and Wells Fargo Advisors. Guardian Financial Partners provides investment advisory services to individuals, trusts, pension and profit-sharing plans, and business entities. The firm offers asset management, retirement plan consulting, and individualized portfolio management through wrap-fee accounts, employing a fiduciary approach with proprietary asset-allocation models and a combination of fundamental and technical analysis.

Hector Robles is a financial advisor with JRS Investments and Wealth Preservation, LLC, holding a Series 66 designation and 17 years of industry experience. His work history includes roles at Transwest, UC Factors, Walt Disney Co., and Edward Jones. He is licensed in life and health insurance in California and Hawaii and has experience in customer service related to accounts receivable sales. JRS Investments and Wealth Preservation provides portfolio management and advisory services to individuals, trusts, and small businesses, serving both non-high-net-worth and high-net-worth clients. The firm uses a fundamental, client-specific approach, employing a broad range of investment strategies and typically managing accounts on a discretionary basis.

Melissa Andrizzi Sobel is a financial advisor at CLG LLC with one year of industry experience. She holds the Series 65 designation and previously worked for seven years at Beach Cities Health District. CLG LLC serves a diverse group of individual and high-net-worth clients, as well as trusts, retirement plans, and business entities, offering asset management, financial planning, retirement plan consulting, and related advisory services. The firm employs a variety of analytical methods and investment strategies, including the use of derivatives and third-party sub-advisors, and operates from multiple offices with a distinctive operational approach.

Kevin Mc Closkey is a financial advisor at Mosley Wealth Management, Inc. He holds a Series 65 designation and has been with Mosley Wealth Management since 2024. Prior to joining the firm, he spent 14 years at San Gabriel Academy. Mosley Wealth Management serves individual and high-net-worth clients as well as charitable organizations, providing discretionary and non-discretionary investment management, consulting, and participant account management. The firm uses a top-down, macro-economic approach to asset allocation and builds diversified portfolios incorporating fundamental, quantitative, and technical analysis.

Tim Formica is a financial advisor at BCN Financial, Inc. with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial LLC and Crown Capital Securities, LP. Outside of his advisory role, he is also active as a licensed real estate broker and is involved with Arbor Financial/The Turnkey Foundation. BCN Financial provides retirement plan advisory and financial planning services primarily to participants of employer-sponsored retirement plans and members of over 200 Police and Fire Department associations. The firm’s investment approach centers on mutual funds and ETFs, combining fundamental, technical, and sentiment analysis with a market-timing component, and it maintains a focus on client reporting and transparency.

Travis Alexander is a financial advisor at CRUX Wealth Advisors with 17 years of industry experience. He holds a Series 66 designation and has worked at Raymond James Financial Services and other affiliated entities. Outside of advising, he is involved in several business ventures including ownership and management roles in support companies and a tax advisory firm. CRUX Wealth Advisors provides investment advisory and financial planning services to individuals, retirement plans, trusts, charitable organizations, and corporations. The firm employs a process-driven, advisor-customized approach utilizing multiple analytical methods and generally manages client accounts on a discretionary basis with regular monitoring.

Robin Sun is a Series 65 licensed financial advisor with 13 years of industry experience, currently with Ellis Investment Partners, LLC since 2012. She serves as a board member of the United Chinese American Association. Ellis Investment Partners serves individuals, trusts, small businesses, and institutional accounts with discretionary and non-discretionary portfolio management, financial planning, and retirement plan advisory services, using a dynamic asset-allocation framework tailored to clients’ risk tolerance and objectives.

Eduardo Larios is a financial advisor at B.B. Graham & Company, Inc. with 24 years of industry experience. He holds Series 66, Series 63, and Series 65 credentials and has worked at firms including UnionBanc Investment Services and Farmers Financial Solutions. In addition to his advisory work, Larios maintains a California real estate broker-associate license and is involved in real estate transactions. B.B. Graham & Company offers investment advisory and financial planning services to individuals, trusts, and businesses, managing approximately $322 million. The firm employs a combination of fundamental and technical analysis in managing assets and provides both discretionary and non-discretionary investment options.

David Tamashiro is a financial advisor at CRUX Wealth Advisors with 21 years of industry experience. He holds a Series 66 designation and has worked at Waddell & Reed, Raymond James Financial Services, and Arete Wealth Management. CRUX Wealth Advisors provides investment advisory and financial planning services to individuals, retirement plans, trusts, charitable organizations, and corporations. The firm employs a process-driven, advisor-customized approach using a variety of analytical methods and generally manages client accounts on a discretionary basis with regular monitoring.

Julia Perez is a financial advisor at CRUX Wealth Advisors with 16 years of industry experience. She holds the Series 63 and Series 65 licenses and has worked at firms including Raymond James Financial Services and Favia Group. Outside of her advisory role, she occasionally works as a paid musician for private events. CRUX Wealth Advisors provides investment advisory and financial planning services to individuals, retirement plans, trusts, charitable organizations, and corporations. The firm employs a process-driven, advisor-customized approach that incorporates various analytical methods and generally manages client accounts on a discretionary basis with regular monitoring.

Rohan Nakrani is a financial advisor at Financial Advisors Network, Inc. with nine years of industry experience. He holds the Series 65 designation and has been with Financial Advisors Network since 2016. Financial Advisors Network serves individuals, high net worth clients, trusts, and retirement plan sponsors with services including portfolio management, financial planning, corporate trustee services, and retirement plan consulting. The firm employs a multi-strategy investment approach incorporating fundamental, technical, and quantitative analysis, and offers discretionary management through wrapped accounts and SEI-sponsored programs.

Robert Chatterton Jr. is a CFP® and ChFC® with 31 years of industry experience. He has been with Chatterton & Associates since 2004 and is also affiliated with Osaic Wealth. He serves as trustee for a family trust related to his disabled brother. Chatterton & Associates advises individuals, including high-net-worth clients, and pension/profit-sharing plans, offering asset management, financial planning, and retirement plan consulting. The firm uses a top-down approach to global economies and sectors, employing SEI asset-allocation models alongside mutual funds, ETFs, and individual securities, with a focus on mostly non-discretionary management and limited short-term trading.

Richard Jackman is a CFP® professional with over 31 years of experience in financial planning and investment advisory. He is Chief Investment Officer and a 30% owner of Secura Financial, where he has served since 2019. Jackman also works as an independent contractor in fixed insurance sales and assists with legal information gathering and analysis as a legal assistant. Secura Financial provides fee-based personalized financial planning and discretionary portfolio management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities. The firm combines fundamental and cyclical analysis and employs a range of strategies including option writing and derivatives, while also offering third-party manager placements and co-advisory roles.

Ronald Blau is a financial advisor with Capital Synergy Partners, holding Series 63 and Series 65 licenses and 27 years of industry experience. He has been with Capital Synergy Partners since 2011 and also works with National Life Group. Blau serves as a board member of the Jewish Free Loan Association of Greater Phoenix, a nonprofit organization. Capital Synergy Partners serves individual clients across a range of wealth levels, providing portfolio management, financial planning, and access to third-party money managers. The firm operates as both an RIA and a broker-dealer, offering advisory services primarily on a non-discretionary basis with a multi-method investment approach that includes mutual funds, equities, bonds, and covered-option strategies.

David Petray is a financial advisor with Syndicated Capital, Inc. He holds a Series 63 designation and has 37 years of industry experience. He has worked at Syndicated Capital since 2001 and was previously with A. G. Edwards & Sons, Inc. since 1998. Outside of his advisory role, he is involved as a luxury travel advisor and also works as a mortgage advisor on a part-time basis. Syndicated Capital, Inc. provides money management, portfolio management, and wealth management services to individuals, trusts, corporations, and 401(k) plans. The firm manages approximately $137 million on a discretionary basis and offers customized investment programs tailored to clients’ objectives, risk tolerance, and time horizons.

Melani List is a financial advisor with Asset Planning, Inc. in Los Alamitos, CA, holding a Series 65 credential and eight years of industry experience. She has been with Asset Planning since 2016. Asset Planning Inc. provides personal financial planning and investment management services to individuals, families, and related entities such as trusts and family businesses. The firm employs a strategic asset allocation approach combining passive index/ETF exposure with selected active funds, dividend-paying equities, and individual bonds, tailoring portfolios on a client-by-client basis.