Shummi Jindal is a financial advisor at Rose Capital Advisors, LLC with a Series 65 designation and over 15 years of industry experience, including prior roles at Hudson Park Management and Hudson Park Advisors LLC. He is based in Plandome, NY. Rose Capital Advisors provides asset management, financial planning, and investment consulting to individuals, trusts, estates, charitable organizations, and business entities. The firm uses a bottom-up fundamental analysis approach complemented by technical indicators and offers both discretionary and non-discretionary portfolio management.

Jason Shulman is a financial advisor at Shulman DeMeo Asset Management, LLC with 19 years at the firm and a total of 9 years of industry experience. He holds Series 63 and Series 65 licenses. Shulman DeMeo Asset Management serves individuals, business entities, trusts, estates, charitable organizations, and retirement plans, providing discretionary and non-discretionary investment advisory services along with financial planning, consulting, and portfolio monitoring. The firm manages approximately $757 million in assets with a small advisory team and operates its own wrap fee program, implementing portfolios using a mix of index funds, ETFs, individual stocks, and bonds.

Edward Esposito is a financial advisor at Merit Financial Partners LLC with four years of industry experience. He holds a Series 65 designation and has been with Merit Financial Partners since 2021. Outside of advising, he works part-time as a self-employed tax accountant providing tax preparation and accounting services. Merit Financial Partners serves individuals, trusts, estates, retirement plans, and charitable organizations with fee-only financial planning, investment consultation, portfolio management, and wealth-management services. The firm employs a fiduciary and consultative investment process that emphasizes asset allocation and low-cost index funds and ETFs, offering discretionary investment management with a minimum investment horizon of about three years.

Michael Bottoni is a financial advisor at Herold Advisors, Inc. with a Series 66 credential and experience beginning in 2022. Prior to joining Herold Advisors and its affiliated entities in 2025, he worked at TD Bank for three years and was employed at St. Lawrence University for seven years. Herold Advisors serves individual and institutional clients, including high net worth individuals, trusts, estates, and pension plans, providing discretionary and non-discretionary portfolio management through managed accounts and a wrap-fee program. The firm’s investment approach combines computerized screening and fundamental analysis to construct portfolios primarily focused on domestic large- and mid-cap equities, with periodic supervisory reviews and written quarterly evaluations for clients.

Brian Gamble is a CFP® professional with five years of industry experience, currently serving at First Long Island Investors, LLC. He has been with the firm since 2006, where he holds the position of Senior Vice President of Private Wealth Management. First Long Island Investors, LLC advises individuals—including high-net-worth households—corporations, and charitable organizations, typically starting with relationships of at least $5 million in assets. The firm employs a long-term, individually tailored investment approach emphasizing diversified asset allocation through internally managed equity strategies, bespoke fixed-income management, and access to third-party managed accounts.

Jason Ambrosini is a financial advisor at United Asset Strategies Inc. with four years of industry experience. He holds a Series 65 designation and has worked at United Asset Strategies since 2019. Prior to that, he was employed at Bookkeeper 360 and Stony Brook University. United Asset Strategies provides discretionary investment management, retirement-plan consulting, participant-directed brokerage services, and estate and financial planning for individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm manages approximately $2.22 billion in client assets and employs a team-based advisory model that emphasizes diversified, tailored portfolios with active fixed-income management and the use of options and margin transactions.

Josiah Choy is a CFA® charterholder and holds a Series 65 license with 12 years of industry experience. He has worked at Frisch Financial Group, Inc. since 2017 and previously spent five years at BlackRock, Inc. Frisch Financial Group, Inc. is a registered investment adviser serving individuals, business entities, trusts, estates, charitable organizations, and retirement plans. The firm manages broadly diversified portfolios using a range of investment strategies and offers both discretionary and non-discretionary portfolio management along with financial planning or consulting services.

Simon Hudson is a financial advisor at Next Level Private LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Atlantic Intermediaries, LLC and RFIB. Outside of advisory work, Hudson is involved in insurance-related businesses, acting as program head for Mission Underwriters Hudson Series, LLC and president of Simon The Entrepreneur LLC, which supports insurance business development. Next Level Private serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans, offering discretionary investment management, financial planning, and retirement-plan advisory services. The firm employs a fiduciary approach with customized portfolios using diversified mutual funds, ETFs, stocks, bonds, and tactical strategies.

Lauren King is a CFP® professional with 17 years of industry experience, currently serving as an investment advisor representative at Compass Advisors and as a registered representative with Purshe Kaplan Sterling Investments, Inc. She has worked at Compass Advisors and Purshe Kaplan Sterling since 2017 and previously at LPL Financial from 2010 to 2017. Outside of her advisory roles, King teaches financial literacy to middle school students and disadvantaged individuals through a nonprofit organization. Compass Advisors provides investment management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm’s investment process blends fundamental and macroeconomic analysis with a long-term focus, using diversified portfolios of low-cost mutual funds and ETFs, while also incorporating individual stocks, bonds, and options to meet client needs.

Simon Arrata is a financial advisor with Traynor Capital Management, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His career includes roles at Harvest USA, Sowell Management, Triad Advisors, Targeted Financial Services, and Harvest Krane Investments. He is also the owner of Cooperative Financial, LLC, an advisory firm based in Miami Beach, FL. Traynor Capital Management serves individual and high-net-worth investors as well as corporate pension, 401(k), and charitable/institutional clients. The firm uses a proprietary security-selection process and model-based portfolio strategies focusing on direct equity ownership, combining fundamental, technical, and charting analysis across various market capitalizations and international categories.

Douglas Didominica is a financial advisor at Imperity Wealth Alliance LLC with 29 years of industry experience. He holds a Series 63 designation and has previously worked with Principal Securities Inc. and Principal Life Insurance Co. Didominica is involved in tax preparation and planning through Imperity Tax, a business affiliated with his firm. Imperity Wealth Alliance LLC is a registered investment adviser that provides financial planning and discretionary portfolio management to individuals, retirement plans, charitable organizations, and businesses. The firm offers a broad range of services including wealth management, retirement plan consulting, employee benefits, insurance, tax planning, and risk-management solutions, managing approximately $139.7 million in assets.

Courtney Garcia is a Certified Financial Planner™ with 10 years of industry experience. She has worked at Payne Capital Management, LLC since 2014. In addition to her advisory role, Garcia appears periodically as a financial market commentator on CNBC programming. Payne Capital Management provides financial planning, consulting, and portfolio management services to individuals, including high-net-worth clients, as well as pension plans, trusts, corporations, and charitable organizations. The firm applies investment methodologies based on Modern Portfolio Theory and offers tailored portfolios utilizing mutual funds, ETFs, individual securities, options, and independent managers.

Christopher Congema is a CFP® professional with five years of industry experience. He has been with Landmark Wealth Management, LLC since 2015, working as part of a six-advisor team. Landmark Wealth Management provides advisory services to individuals, charitable organizations, businesses, and pension and profit-sharing plans. The firm builds customized, primarily long-term portfolios using mutual funds, ETFs, and individual securities, and offers discretionary portfolio management, financial planning, and 401(k) plan services.

James Salerno is a CFP® and ChFC® with 17 years of experience in the financial services industry. He is currently with Trivium Point Advisory, LLC and previously held roles at LPL Financial and Massachusetts Mutual Life Insurance Company. In addition to his advisory work, he is involved in mortgage brokerage services through Affordable Financial Services. Trivium Point Advisory LLC is an SEC-registered multi-advisor wealth management firm with approximately $1.63 billion in assets under management, serving individuals, high-net-worth clients, family offices, trusts, charitable organizations, businesses, and retirement plans. The firm uses a customized investment process based on fundamental analysis and diversified allocations, combining internal portfolio construction with recommended external managers and a range of implementation tools.

Erin Gibbons is a CFP® with 20 years of industry experience, currently serving at United Asset Strategies Inc. since 2013. She holds Series 63 and Series 65 licenses and is a member of the board of directors at Dominican Village, a nonprofit assisted living facility. United Asset Strategies provides discretionary investment management, retirement-plan consulting, and financial planning for individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm employs a team-based advisory model focused on diversified, tailored portfolios and active risk management strategies.

Santo Vicenzino is a financial advisor at Cove Private Wealth, LLC with nine years of industry experience. He holds Series 65 and Series 66 credentials. His prior experience includes roles at Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, Bank of America, N.A., and Merrill. Cove Private Wealth serves high-net-worth individuals, trusts, estates, charitable organizations, and retirement plan sponsors, offering portfolio management and retirement plan consulting. The firm uses a combination of fundamental, technical, sector, and qualitative analysis to build diversified portfolios and employs a wide range of investment instruments, including options strategies within separately managed accounts.

Eric Monroe is an investment advisor with Aurora Private Wealth, Inc., holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been with Aurora Private Wealth and its affiliated firm APW Capital, Inc. since 2017. Monroe also serves as a senior associate at Standard Pension Services, LLC, where he has worked since 1993, and operates an independent insurance brokerage focusing on fixed insurance products. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm provides financial planning, consulting, and both discretionary and non-discretionary investment management through a team of 18 advisors managing approximately $374 million in assets.

Ibrahim Sarker is a financial advisor at Bull Harbor Capital LLC with six years of industry experience. He holds a Series 66 designation and previously worked at Morgan Stanley and Morgan Stanley Private Bank. Bull Harbor Capital LLC provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, trusts, estates, businesses, charitable organizations, and retirement plans. The firm’s investment approach focuses on long-term strategic asset allocation with tactical adjustments and utilizes a range of investment vehicles and third-party platforms.

Raymond Penzi is a financial advisor with The L. Warner Companies, Inc., holding CFP®, ChFC®, and Series 63 credentials and 13 years of industry experience. He has worked at Heritage Strategies, LLC, M HOLDINGS SECURITIES, Inc., and has been with The L. Warner Companies since 2018. The L. Warner Companies serves high-net-worth individuals, trusts, estates, retirement plans, corporations, non-profits, and other business entities, offering financial planning, investment management, and consulting services. The firm manages diversified portfolios using fundamental research and a variety of investment vehicles, typically with multi-year investment horizons.

Jeffrey Filone is a financial advisor with Platform Technology Partners, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. His prior roles include positions at Morgan Stanley Smith Barney and Morgan Stanley Private Bank. He is also involved with Northeast Private Wealth Management LLC, an SEC-registered investment adviser unaffiliated with Platform Technology Partners. Platform Technology Partners is an SEC-registered investment adviser managing approximately $1.09 billion, serving a diverse client base including individuals, retirement plans, trusts, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management, financial consultation, and family-office style administrative services, with a distinctive focus on private fund advisory and pooled investment vehicles.