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William P

Series 63, Series 66

Wheaton, IL

Benjamin F. Edwards & Company, Inc.

William Parrilli is a financial advisor at Benjamin F. Edwards & Company, Inc. with 44 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Benjamin F. Edwards & Co since 2016. His prior experience includes roles at Wells Fargo Clearing, Wells Fargo Advisors LLC, and A. G. Edwards & Sons, Inc. Outside of his advisory work, he serves as a board member of the Northern Illinois Shooters Association, where he organizes matches and oversees scoring. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients through more than 500 advisors. The firm provides a range of services including wrap-fee advisory programs, financial planning, retirement and investment management consulting, brokerage services, insurance products, and certain M&A advisory services.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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Alec K

CFP®, Series 66

Naperville, IL

CWM, LLC

Alec Kozuch is a CFP® with eight years of industry experience currently affiliated with CWM, LLC in Naperville, IL. He has held roles at firms including KFA Partners, LLC and Cetera Wealth Services, LLC. Kozuch is also a part owner and financial professional at Twenty Two Wealth Management and KFA Partners, LLC. CWM, LLC is an SEC-registered investment adviser serving individuals, high-net-worth families, foundations, endowments, corporations, and institutional clients through a network of over 600 advisors. The firm offers portfolio management, financial planning, and retirement-plan services, typically managing accounts on a discretionary basis using model portfolios supported by fundamental and technical analysis and various customization tools.

Wealth management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Alexander F

CFP®, Series 63, Series 66

Wheaton, IL

Benjamin F. Edwards & Company, Inc.

Alexander Fernbach is a CFP® professional at Benjamin F. Edwards & Company, Inc. with three years of industry experience. His prior work includes roles at Schumann Financial, CETERA Financial Specialists LLC, JPMorgan Chase Bank, N.A., and J.P. Morgan Securities. Benjamin F. Edwards & Company is a broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients through more than 500 advisors. The firm offers a range of advisory and brokerage services, including managed solutions that utilize proprietary strategies and third-party models across equity and fixed income portfolios.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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Marta K

Series 63, Series 65

Elgin, IL

PNC Wealth Management

Marta Krupa is a financial advisor with PNC Wealth Management in Elgin, IL, holding Series 63 and Series 65 credentials and 17 years of industry experience. She previously worked at PNC Investments LLC for 10 years before joining PNC Wealth Management in 2021. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including the Portfolio Solutions Strategist Digital Offering, an invitation-only, discretionary model account available to select employees that uses algorithmic risk assessment and approved model strategies managed by PNC or third parties.

Passive / index investing Active portfolio management Wealth management Executive
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James S

Series 66

Naperville, IL

Planmember Securities Corporation

James Snider is a financial advisor with Planmember Securities Corporation in Naperville, IL, holding a Series 66 designation and 23 years of industry experience. He has been self-employed since 2003 and owns a business consulting firm, Snider & Associates, which provides general management services unrelated to securities. He also operates Tax Prep Partners, a tax preparation service. Planmember Securities Corporation provides retirement-plan advisory services to employers and plan participants, acting as an ERISA Section 3(38) fiduciary for many plans and offering participant-level investment options through their asset allocation portfolios. The firm uses a strategic asset allocation framework and risk-based mutual fund portfolios ranging from conservative to aggressive.

Retirement plans for business owners (SEP, solo 401k) General retirement planning Retirement income strategy Founder/Business Owner
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Brian V

CFP®, Series 66

Wheaton, IL

Benjamin F. Edwards & Company, Inc.

Brian Vanderlugt is a CFP® professional with 19 years of experience in the financial services industry. He has worked at Benjamin F. Edwards & Company, Inc. since 2010 and previously held positions at Wells Fargo Clearing and A.G. Edwards & Sons, Inc. During his career, he has been based in Wheaton, IL. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser with over 500 advisors, serving individuals, high-net-worth clients, pension plans, charitable organizations, and corporate clients. The firm offers a range of services including wrap-fee advisory programs, financial planning, retirement and investment consulting, and insurance products, utilizing a mix of proprietary strategies and third-party models.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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Matthew D

Series 66

Naperville, IL

Benjamin F. Edwards & Company, Inc.

Matthew Dial is a financial advisor at Benjamin F. Edwards & Company, Inc. with five years of industry experience. He holds the Series 66 designation and previously worked for US Bank from 2015 to 2021. Dial is based in Naperville, Illinois. Benjamin F. Edwards & Company is an integrated broker-dealer and SEC-registered investment adviser that serves individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients through more than 500 advisors. The firm offers a range of advisory programs and consulting services, combining proprietary and third-party investment strategies with in-house equity and fixed income portfolio management.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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Chastity P

Series 66

Wheaton, IL

Benjamin F. Edwards & Company, Inc.

Chastity Peterson is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 66 designation and 19 years of industry experience. Prior to joining Benjamin F. Edwards in 2025, she worked at Morgan Stanley Smith Barney LLC for 16 years, with additional experience at Morgan Stanley & Co. LLC and Citigroup Global Markets. Outside of her advisory role, she is the owner of a wellness and weight loss products business under Plexus Worldwide. Benjamin F. Edwards & Company is a broker-dealer and SEC-registered investment adviser serving individuals, high-net-worth clients, pension plans, charitable organizations, and corporate clients through over 500 advisors. The firm offers a range of advisory programs, financial planning, investment management, and brokerage services, utilizing both proprietary and third-party strategies across equity and fixed income portfolios.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Executive Founder/Business Owner
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Sarah G

Series 66

Geneva, IL

Thrivent Investment Management

Sarah Garvin is a financial advisor with Thrivent Investment Management in Geneva, IL, holding a Series 66 designation and three years of industry experience. Her prior work includes five years at ADTRAV Travel Management. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, offering goal-based analyses and written recommendations on a wide range of financial planning topics. The firm allows clients to combine planning with managed accounts under a consolidated billing option, while keeping the services distinct.

Business ownership considerations
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Ryan L

Series 66

Elgin, IL

Robert Baird & Co.

Ryan Le Blanc is a financial advisor at Robert W. Baird & Co. with a Series 66 credential and one year of industry experience. Prior to joining Baird, he worked at The Barn & Vineyard and Children's Plus Inc. He also spent six years at Beecher High School. Ryan is part of The DDK Group within Robert W. Baird & Co.’s Private Wealth Management department, which serves individuals, corporate and business clients, pensions, profit-sharing plans, and charitable organizations. The firm offers a range of services including financial planning, portfolio management, and brokerage services, employing a mix of manager-traded and model-traded investment strategies along with tax-management and direct-indexing capabilities.

Wealth management Tax-loss harvesting Retired Founder/Business Owner
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Katherine K

Series 63, Series 65, Series 66

Naperville, IL

Raymond James & Associates

Katherine Kozlowski is a financial advisor at Raymond James & Associates with 18 years of industry experience. She has held positions at Wells Fargo Clearing, Wells Fargo Advisors, LLC, and UBS Financial Services prior to joining Raymond James in 2020. Kozlowski holds Series 63, Series 65, and Series 66 designations. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Ronald P

Series 66

Saint Charles, IL

Edward Jones

Ronald Pryer is a Series 66-registered financial advisor at Edward Jones with 12 years of industry experience. He has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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John A

ChFC®, Series 66

Naperville, IL

Wells Fargo Clearing

John Abrams is a financial advisor with Wells Fargo Clearing, holding the ChFC® and Series 66 designations and bringing 28 years of industry experience. He has worked at Wells Fargo Advisors LLC from 2009 to 2016 and has been with Wells Fargo Clearing since 2016. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research and analytics to support investment decisions.

Retired Founder/Business Owner
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Joseph B

Series 63, Series 66

Warrenville, IL

OSAIC

Joseph Book is a financial advisor at OSAIC with 21 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at Woodbury Financial, LPL Financial, Itasca Bank, and Money Concepts Capital Corp. Outside of his advisory role, he owns a disc jockey and musical entertainment business. OSAIC serves a diverse client base including individuals, high-net-worth investors, pension plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services, employing asset-allocation tools and access to various investment platforms to manage portfolios on discretionary or non-discretionary bases.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Matthew K

CFP®, Series 66

Geneva, IL

LPL Financial

Matthew Krajniak is a CFP®-designated financial advisor with 20 years of industry experience, currently with LPL Financial since 2021. His prior roles include positions at Focus Financial, Royal Alliance Associates, and Waddell & Reed. Outside of his advisory work, he is a business owner of Midwest Motoring and is involved with the Leads Organization of Downers Grove Executives. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a broad range of advisory services, including financial planning, model portfolios, and institutional platforms, supported by advanced research tools and a network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Terrence P

Series 63, Series 66

Warrenville, IL

OSAIC

Terrence Porro is a financial advisor at OSAIC with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Woodbury Financial Services, Valic Financial Advisors, and Ameriprise. Outside of his advisory work, he has been involved in selling traditional life insurance products since 1985. OSAIC serves a diverse client base including individual investors, pension plans, and charitable organizations through a large network of advisers. The firm employs a range of investment strategies supported by asset-allocation tools and third-party managers, offering both brokerage and advisory services.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Tyler S

Series 66

Elgin, IL

Edward Jones

Tyler Sawyer is a financial advisor at Edward Jones in Elgin, Illinois, holding a Series 66 designation with one year of industry experience. His prior work history includes roles outside the financial sector, including five years at Batteries Plus. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients through a nationwide network of more than 23,700 advisors. The firm offers a range of advisory programs and investment solutions, operating under a fiduciary standard and managing approximately $1.01 trillion in assets.

Charitable giving & philanthropy College savings (529s, UTMA, etc.) Military & Veterans
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Eric S

Series 63, Series 65

Aurora, IL

Edward Jones

Eric Saunders is a financial advisor at Edward Jones in Aurora, Illinois, with 31 years of industry experience. He has been with Edward Jones since 2000 and holds Series 63 and Series 65 certifications. Outside of his advisory role, he owns and maintains a commercial property in Aurora. Edward Jones is a full-service wealth management firm serving over four million clients, including individuals and institutions. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs and investment strategies, operating under a fiduciary standard.

Charitable giving & philanthropy General estate planning guidance Retirement income strategy General retirement planning Wealth management Retired Founder/Business Owner Executive
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Mark B

CFP®, Series 66

Naperville, IL

Raymond James & Associates

Mark Byars is a CFP®-designated financial advisor with Raymond James & Associates, based in Naperville, IL. He has 16 years of industry experience and has been with Raymond James & Associates for 15 years. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional clients, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary services with a focus on tailored, non-discretionary advice supported by firm research and a range of portfolio management strategies.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Brittany S

CFP®, ChFC®, Series 66

Sycamore, IL

Edward Jones

Brittany Starkey is a CFP®, ChFC®, and Series 66 licensed financial advisor with six years of industry experience. She has been with Edward Jones since 2019 and previously worked at Constellation Brands Inc. from 2014 to 2019. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, managing approximately $1.01 trillion in assets through a nationwide network of over 23,700 financial advisors.

Retirement income strategy General retirement planning Multi-generational wealth transfer Retirement plans for business owners (SEP, solo 401k) Wealth management Military & Veterans
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