Sean Broughton is a financial advisor at Cerity Partners LLC in Louisville, KY, holding a Series 65 designation with one year of industry experience. Prior to joining Cerity Partners, he worked at Axiom Financial Strategies Group and Walmart, and spent ten years in full-time education. Cerity Partners provides customized wealth management services to a broad national clientele, including individuals, families, trusts, business entities, and institutional investors, utilizing tailored asset allocation and manager selection supported by proprietary quantitative screens and private-market investment offerings.

Alexander Conlin is a CFP® and holds a Series 65 license, with two years of industry experience. He currently works at Cerity Partners LLC and has prior experience at Robert W. Baird & Company and Valparaiso University. Outside of finance, he has worked in the food service industry, including a role at QDOBA Mexican Eats. Cerity Partners is an SEC-registered investment adviser serving a diverse client base that includes individuals, families, trusts, corporations, and institutional investors, managing approximately $126.9 billion in client assets. The firm offers a range of services such as investment management, financial planning, tax and insurance support, and access to alternative and private-market investments, with a focus on diversified asset allocation and customized portfolios.

Ronald Durham Jr. is a financial advisor with Guardian Life, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. He has worked with both Guardian Life Insurance Company and its subsidiary Park Avenue Securities since 2011. Outside of advisory roles, he is involved in life insurance sales, specifically Pacific Life Insurance products. Park Avenue Securities LLC, doing business as Park Avenue Wealth Management, serves individuals, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm offers brokerage services, financial planning, retirement plan consulting, and a range of advisory programs that include discretionary and non-discretionary model portfolios.

Todd Lowery is a financial advisor with TIAA-CREF in Louisville, KY, holding Series 65, Series 66, and Series 63 licenses and bringing 27 years of industry experience. His prior roles include positions at Fidelity Personal and Workplace Advisors, Fidelity Brokerage Services, Jefferson National Securities Corporation, and Nationwide Investment Services Corporation. TIAA‑CREF Individual & Institutional Services, LLC provides financial planning, discretionary managed account programs, and broker-dealer services primarily to individuals connected through TIAA-administered employer retirement plans, as well as to trusts, estates, partnerships, corporate entities, and small retirement plans. The firm distinguishes its advisory services by separating point-in-time financial planning from ongoing discretionary management and acts as adviser to a donor-advised fund sponsored by Charityvest.

Jonathan Colbert is a financial advisor at Cerity Partners LLC in Louisville, KY, holding a Series 65 designation with one year of industry experience. Prior to joining Cerity Partners in 2024, he worked at GE Appliances and spent ten years in full-time education. Cerity Partners is an SEC-registered investment adviser serving a diverse client base, including individuals, families, trusts, corporations, and institutional investors. The firm manages approximately $126.9 billion in client assets, offering services such as investment management, financial planning, tax and insurance support, and access to alternative and private-market investments, with a focus on diversified asset allocation and customized portfolios.

Philip Mix is a financial advisor with Eagle Strategies (NY Life) in Louisville, KY, holding Series 63 and Series 65 licenses and bringing eight years of industry experience. His prior roles include work with Empower Financial, NYLIFE Securities LLC, and New York Life Insurance Co. Outside of his advisory work, Mix serves as an officer in the US Army Reserves and is a board member of the National Association of Insurance Agents and Financial Advisors' Louisville Metro chapter. He also volunteers on the finance committee for Saint Matthews United Methodist Church. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated representatives. The firm offers multiple program types tailored to client objectives, managing the majority of its assets on a non-discretionary basis while maintaining fiduciary duties to retirement investors.

Bennett Estes is a CFP® and holds a Series 65 license, currently serving as a financial advisor at Cerity Partners LLC with two years of industry experience. Prior to joining Cerity Partners in 2023, he worked at the Federal Deposit Insurance Corporation from 2020 to 2023 and has held roles at the Federal Bureau of Investigation, Murray State University, and United Launch Alliance. Cerity Partners is an SEC-registered investment adviser managing approximately $126.9 billion in client assets, serving a diverse client base including individuals, families, trusts, corporations, and institutional investors. The firm offers customized, diversified investment management and financial planning services, incorporating both proprietary quantitative screening and third-party managers.

Michael Flowers is a financial advisor with PNC Wealth Management in Louisville, KY, holding Series 63 and Series 66 designations and bringing 21 years of industry experience. His career includes prior roles at Bank of America, Merrill, and PNC Investments LLC. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital portfolio solution for employees that uses algorithmic risk assessment and third-party strategists to implement investment models primarily with mutual funds and ETFs.

Yisel Sanchez Pena is a financial advisor at PNC Wealth Management in Louisville, KY, holding Series 63 and Series 65 licenses with five years of industry experience. Prior to joining PNC, she worked at Fidelity Investments and Fifth Third Securities, as well as Fifth Third Bank. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital discretionary model account for employees that uses algorithm-driven risk assessment and implements investments via approved model strategies managed by PNC or third-party strategists.

Rodger Mc Alister is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. He has been with Money Concepts Capital Corp since 2005. Outside of his advisory role, he owns Ram Financial Company and Private Client Group, LLC. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm manages multiple programs and employs a mix of model portfolios, IAR-designed portfolios, and third-party sub-advisers to serve its clients.

Gavin Koenig is a financial advisor at Cerity Partners Retirement Plan Consultants with 25 years of industry experience. He holds the Series 63 and Series 65 designations. Prior to joining Cerity Partners in 2023, he worked for ARGI Investment Services from 2010 to 2023. Cerity Partners Retirement Plan Consultants advises plan sponsors of defined contribution and defined benefit plans, offering services such as ERISA fiduciary work, participant advice, plan design, and ongoing administrative support. The firm focuses on asset-allocation driven model portfolios, written investment policy statements, and regular monitoring, managing most assets on a non-discretionary basis.

Benjamin Juengling is a financial advisor with Cerity Partners LLC in Louisville, KY. He holds a Series 65 designation and has recently transitioned from roles in steel technologies and furniture industries, entering the financial advisory field in 2025. Prior to his advisory career, he spent several years in full-time education and at the University of Alabama. Cerity Partners is an SEC-registered investment adviser serving a diverse client base including individuals, families, trusts, corporations, and institutional investors. The firm offers a range of services such as investment management, financial planning, tax and insurance support, and access to alternative and private-market investments, emphasizing customized, diversified portfolios.

John Kline is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding a Series 66 credential and 27 years of industry experience. He has been with Money Concepts Capital Corp since 1998 and also owns and operates Kline's Inc, a management services business. Outside of advising, he is involved in farming through Relax and Rekline Farms and manages several non-investment-related business ventures. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension plans, trusts, charitable organizations, and corporations. The firm employs a variety of managed programs and portfolio strategies, combining model portfolios, advisor-designed portfolios, and third-party sub-advisers to serve approximately 14,700 clients.

Wyatt Finnell is a financial advisor with Money Concepts Capital Corp in Lexington, KY, holding a Series 66 designation and three years of industry experience. He also serves as an administrator and paraplanner at JQ Financial Solutions. Prior to his advisory roles, he worked at the University of Kentucky and Henry County High School. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to a diverse client base, including individuals, pension plans, trusts, and corporations. The firm employs a mix of model portfolios and third-party sub-advisers, applying fundamental and technical analysis alongside modern portfolio theory.

Jonah Gelhaus is a CFP® with four years of industry experience, currently serving as a financial advisor at Cerity Partners LLC. Prior to joining Cerity Partners in 2023, he worked at ARGI Investment Services, LLC and ARGI, and has experience with the Center for Financial Success at Western Kentucky University. Outside of advising, he has held roles in golf course operations and valet services. Cerity Partners is an SEC-registered investment adviser managing approximately $126.9 billion in client assets as of year-end 2024. The firm serves a diverse client base including individuals, families, trusts, corporations, and institutions, offering customized portfolios through a mix of discretionary and non-discretionary investment management, financial planning, and access to alternative and private-market investments.

Mia Frederick is a financial advisor at Cerity Partners LLC based in Louisville, KY. She holds a Series 65 designation and has been with Cerity Partners since 2025. Her prior experience includes roles at the University of Kentucky, Joseph's Salon and Spa, Sacred Heart Academy, and Holy Spirit Catholic Church. Cerity Partners provides customized wealth management and related services to a wide range of clients including high-net-worth individuals, families, trusts, estates, business entities, and institutional investors. The firm employs tailored asset-allocation, manager selection, and periodic rebalancing, utilizing proprietary quantitative screens alongside third-party managers and individual securities.

Michael Fisher is a financial advisor at Sanctuary Advisors, LLC with Series 63 and Series 65 licenses and four years of industry experience. He previously worked at Baird Private Wealth Management and Hilliard Lyons. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm supports more than 400 independent investment adviser representatives who offer portfolio management, retirement plan consulting, and financial planning through various investment platforms and strategies.

Mark Priebe is a financial advisor at Cerity Partners LLC with seven years of industry experience. He holds a Series 65 designation and has worked previously at ARGI Investment Services, Zirmed, and Centre College. Outside of his advisory role, he coaches soccer for the Falls City Soccer Club and donates his coaching salary back to the club. Cerity Partners is an SEC-registered investment adviser serving a diverse client base, including individuals, families, trusts, corporations, and institutional investors. The firm provides a range of services such as investment management, financial planning, tax and insurance support, and retirement plan services, with a focus on diversified asset allocation and access to alternative and private-market investments.

Jeffrey Spainhour is a financial advisor with Transamerica Financial Advisors in Louisville, KY, holding Series 63 and Series 65 licenses and having 11 years of industry experience. He is president of Spainhour Insurance Group, Inc., which primarily sells health insurance products, and is involved in several insurance agencies, including Commonwealth Insurance Service and TNTS Insurance Services. Spainhour also teaches financial education courses at the Heartland Institute of Financial Education. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to individual investors, employer-sponsored plans, trusts, estates, charitable organizations, and businesses. The firm utilizes model portfolios and third-party managers, delivering services through multiple program platforms such as Transamerica ONE, TFA365, and Transamerica ALPHA.

Philip Price is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding the Series 65 designation and six years of industry experience. He has worked at Money Concepts Advisory Services since 2025 and concurrently serves as a CPA tax preparer at Riney Hancock CPAs, a role he has held since 2015. Prior to his current advisory role, he spent ten years at RiverCities Asset Management LLC. Money Concepts Advisory Services provides investment advisory, financial planning, and consulting services to a diverse client base, including individuals, pension plans, trusts, and corporations. The firm manages approximately $4.07 billion in assets using model-driven and asset-allocation strategies and operates as an enterprise-scale adviser with a network of several hundred advisors.