Teddy Awuah is a financial advisor at Prime Capital Financial with 17 years of industry experience. He holds Series 63 and Series 65 designations and has worked at several firms, including Sphere Wealth Management, Wealth Development Strategies Investment Advisory, Hornor Townsend & Kent Inc, Penn Mutual Life Insurance, and Comerica Securities. He has been with Prime Capital Investment Advisors since 2021. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a range of services including asset management, financial planning, qualified retirement plan sponsor services, and family office offerings, employing both discretionary and non-discretionary strategies with a mix of core/satellite, thematic, and tactical approaches.

Michael Nobles is a financial advisor at &PARTNERS with 42 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Wells Fargo Clearing for eight years. Outside of his advisory work, he is involved in a family farm and ranch business. &PARTNERS serves a diverse client base including high-net-worth individuals, retirement plans, charitable organizations, and private businesses. The firm offers investment management, financial and tax planning, and advisory services through a dual registration as both a registered investment adviser and broker-dealer.

Brian Mccaffrey is a CFP® professional with 13 years of industry experience, currently with GWN Securities Inc. since 2020. He previously worked at Equitable Advisors and Axa Advisors, each for seven years. He also operates McCaffrey Wealth Management, LLC, where he provides investment advice, financial planning, and assists clients with annuity and life insurance options. GWN Securities offers investment advisory and related services to individual and corporate clients through a variety of managed account programs and financial planning solutions. The firm employs a combination of affiliated and unaffiliated sub-advisers and incorporates market-timing and momentum-based strategies in certain legacy programs.

Jeffrey Dorfman is a Series 65 licensed financial advisor with 14 years of industry experience. He has worked at Prime Capital Investment Advisors, LLC since 2017 and held prior roles at Ascende, Inc. and Ascende Wealth Advisers, Inc. from 2014 to 2017. Dorfman is also involved with CHHSZ Holdings, LLC, which owns Prime Capital Investment Advisors. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals—including high-net-worth and ultra-high-net-worth clients—trusts, corporations, and retirement plans. The firm offers a range of services including asset management, financial planning, and family office offerings, employing various investment strategies and providing tax advisory services through an affiliated accounting subsidiary.

Wen Lee is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 65 licenses and has seven years of industry experience. He has worked with firms including World Financial Group, Dream Builder Financial, and Inheritguard, LLC, where he provides client communications and education on estate planning. Transamerica Financial Advisors serves a broad client base with investment advisory, brokerage, and retirement-plan services, utilizing model portfolios and third-party managers across multiple program platforms.

Linh Mai is a financial advisor with Eagle Strategies (NY Life) based in Houston, TX. She holds Series 63 and Series 65 licenses and has one year of industry experience. Prior to her current role, she worked at Aramco Services Company and several other organizations. Eagle Strategies serves a diverse client base including individuals and institutions, providing financial planning, investment management, and retirement-plan advisory services. The firm emphasizes tailored solutions delivered through multiple program types and manages the majority of its assets on a non-discretionary basis.

Maureen Enem is a financial advisor at Mercer Global Advisors Inc. with 15 years of industry experience. She holds a Series 66 designation and has previously worked at Merrill and Morgan Stanley, among other firms. Mercer Global Advisors provides investment advisory and planning services to a diverse client base including individuals, high-net-worth families, small business owners, corporate plan sponsors, and nonprofit organizations. The firm employs a globally diversified investment approach based on Modern Portfolio Theory, utilizing low-cost index vehicles and multi-factor tilts, with services that include portfolio management, financial planning, and retirement plan consulting.

Jolene Mc Cord is a financial advisor at Creative Planning with seven years of industry experience. She holds Series 63 and Series 65 licenses and has worked at several firms including Lockton Investment Advisors, Cetera Advisor Networks, and Alliant Retirement Consulting. She is based in Houston, TX. Creative Planning provides wealth management, financial planning, and retirement-plan advisory services to a diverse client base that includes individuals, high-net-worth clients, pension plans, trusts, foundations, and corporations. The firm employs a financial-planning-led investment approach with a focus on low-cost indexing and buy-and-hold strategies for long-term goals, supplemented by selective private market exposure and tax-efficient strategies.

Ali Mandalinci is a financial advisor with Steward Partners Investment Advisory, LLC, holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has worked at firms including Raymond James Financial Services and UBS Financial Services. Mandalinci also serves as an insurance agent with Steward Partners Global Advisory. Steward Partners Investment Advisory, LLC is an enterprise-scale, SEC-registered RIA managing approximately $36.7 billion in assets, serving a broad client base from individuals to institutions with a variety of advisory and portfolio management solutions.

Joshua Bowe is a financial advisor at Sanctuary Advisors, LLC with one year of industry experience. He holds the Series 66 designation and has prior experience at Optimum and Stephen F. Austin State University. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm supports over 400 independent investment adviser representatives who employ various analytical approaches and may manage accounts on a discretionary or non-discretionary basis.

Pornpimol Park is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and bringing 10 years of industry experience. She has held leadership roles outside of advisory work, including serving as president of Vision de Prisma Corp. since 2023. Her prior work includes positions at several companies in varying industries dating back to 2012. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a wide range of clients, including individuals, employer-sponsored plans, trusts, estates, and charitable organizations. The firm primarily uses model portfolios and third-party managers to implement investment strategies and operates an integrated retirement plan ecosystem involving affiliated entities.

Kelsey Dale is a financial advisor at Transamerica Financial Advisors with a Series 66 credential and six years of industry experience. Prior to joining Transamerica in 2025, Kelsey worked at VALIC Financial Advisors from 2020 to 2025 and also spent two years teaching at Dayton ISD/Dr. E. R. Richter Elementary School. Kelsey is involved in the sales of insurance and non-insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors serves a wide range of clients, including individual investors, pension plans, trusts, and corporations, offering both advisory and broker-dealer services through proprietary and third-party model portfolios. The firm manages substantial discretionary and non-discretionary assets and operates as both a registered broker-dealer and registered investment adviser.

Richard Becker is a CFP® with 19 years of industry experience, currently serving as a financial advisor at GWN Securities Inc. since 2017. His prior experience includes roles at Ameriprise Financial Services, American Tax Group, Planmember Securities Corporation, Valic Financial Advisors, and Waddell & Reed. Becker is also involved in independent insurance brokering with a focus on various life and disability insurance products. GWN Securities provides investment advisory and related services to individual and corporate clients through multiple managed account programs and financial planning offerings. The firm uses a combination of affiliated and unaffiliated sub-advisers and incorporates market-timing and momentum-based strategies in certain legacy programs.

George Haas is a CFP® and ChFC® with 19 years of industry experience. He is currently an advisor at Corient, where he has worked since 2026. Prior to joining Corient, he was with Capital Advisors, Inc. from 2019 to 2026 and Mercer Global Advisors Inc. from 2015 to 2019. Corient provides investment advisory and financial planning services to a diverse client base including individuals, high-net-worth clients, trusts, pension and profit-sharing plans, charitable organizations, and corporate entities. The firm uses a goals-based, team investment approach combining in-house strategies with third-party solutions, and incorporates risk management tools and alternative investments when appropriate.

Marcel Frey is a financial advisor with Eagle Strategies (NY Life) based in Sugar Land, TX, holding a Series 63 license and over 30 years of industry experience. He has been associated with Eagle Strategies and New York Life since 1995 and leads The Frey Financial Group, LLC since 2003. Outside of his advisory roles, he owns acreage supporting cattle ranching and mineral rights properties in Fort Bend and Austin Counties. Eagle Strategies serves a diverse client base including individuals, institutional investors, and retirement plans, offering financial planning, investment management, and retirement-plan advisory services. The firm emphasizes tailored solutions delivered primarily on a non-discretionary basis through a variety of program types within the New York Life affiliate structure.

Jordan Hannah is a CFP® professional with three years of industry experience, currently affiliated with Ameritas Advisory Services, LLC. He has prior experience with Community Health Choice and operates Hannah Financial Solutions, LLC, where he provides financial services. Additionally, he holds a role as an agent selling individual health insurance. Ameritas Advisory Services, LLC offers investment advisory and planning services to a diverse client base, utilizing a range of model portfolios, mutual funds, ETFs, and individual securities, supported by multiple program platforms and third-party technology to tailor investment solutions.

Angela Wascom Gantt is a financial advisor with Sanctuary Advisors, LLC in Houston, TX, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. She worked for BlackRock Investments, Inc. for 20 years prior to joining Sanctuary Advisors. Gantt serves as a volunteer board member for The Family Place, a nonprofit aiding families affected by domestic violence, where she contributes to fundraising and service projects. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, trusts, and charitable organizations, through a network of over 400 independent advisers. The firm offers portfolio management, retirement plan consulting, and financial planning, employing a variety of analytical approaches and maintaining fiduciary standards when agreements are in place.

Youhong Wang is a financial advisor with Transamerica Financial Advisors in Houston, TX, holding Series 63, 65, and 66 credentials and bringing 13 years of industry experience. His background includes roles at Cameron International Corporation and operating an accounting and tax consulting business, YH Wang CPA LLC. He also serves as an accountant for Interstate Jordan Ranch LLC and established a private family foundation, the GT Wang Family Foundation. Transamerica Financial Advisors serves a diverse client base including individual investors, pension plans, trusts, and charitable organizations, offering both advisory and broker-dealer services through proprietary model portfolios and third-party managers.

Erin Battistello is a financial advisor with Goldman Sachs Wealth Services, holding a Series 66 designation and bringing 20 years of industry experience. Prior to joining Goldman Sachs in 2021, she spent 16 years at The AYCO Company, L.P./Mercer Allied. She serves as Treasurer for the Seven Lakes Junior High Theater Booster Club, a nonprofit organization in Katy, TX. Goldman Sachs Wealth Services offers financial planning, investment management, and advisory support to a diverse client base, including individual and high-net-worth households, corporate participants, and institutional clients. The firm utilizes centralized investment resources and model portfolios, providing tailored services such as Executive Wealth and Private Family Office support within an integrated financial group.

Stanley Tan is a financial advisor at Transamerica Financial Advisors with eight years of industry experience. He holds Series 65 and Series 63 licenses and operates Stanley T Tan PLLC, providing accounting, bookkeeping, and tax compliance services as a CPA. Tan is also active as a real estate sales agent in Texas and offers financial education workshops through Canyon Lake PWM LLC. Transamerica Financial Advisors serves a diverse client base including individual investors, pension plans, trusts, and corporations. The firm provides advisory and broker-dealer services through proprietary model portfolios and third-party money managers, delivering both discretionary and non-discretionary investment options.