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Brian N
Series 63, Series 65
Las Vegas, NV
Integrity Alliance, LLC
Brian Newman is a financial advisor at Integrity Alliance, LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Northwestern Mutual and Fidelity Investments. Outside of his advisory role, he is involved in life insurance sales. Integrity Alliance serves a diverse client base including individual investors, corporations, and qualified retirement plans. The firm offers a range of advisory and brokerage services, utilizing multiple investment platforms and strategies, and operates as a large advisor network with over 300 representatives managing approximately $5.4 billion in client assets.
Sofia S
Series 63, Series 65
Las Vegas, NV
Transamerica Financial Advisors
Sofia Shah is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 credentials and 16 years of industry experience. She is also a certified hypnotherapist, offering mental health support via virtual sessions. Shah serves on the advisory board of the All For One Foundation and is involved in charitable activities related to the organization. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm utilizes model portfolios and third-party managers across multiple platforms, supporting advisors with an integrated retirement plan ecosystem and proprietary investment solutions.
Joshua G
CFP®, Series 66
Henderson, NV
GWN Securities Inc.
Joshua Gullo is a CFP® professional with nine years of industry experience, currently affiliated with GWN Securities Inc. He previously worked at Equitable Advisors and Axa Advisors, and has served as co-trustee for his father's estate trust since 2017. GWN Securities is an SEC-registered investment adviser and broker-dealer that offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios for individual and business clients. The firm supports a large network of advisors and employs a range of investment programs, including legacy market-timing and momentum-based strategies.
David D
Series 63, Series 65
Henderson, NV
Hightower Advisors
David Day is a financial advisor at Hightower Advisors with Series 63 and 65 designations and three years of industry experience. Prior to joining Hightower, he worked at New York Life Insurance Co. and Nylife Securities LLC. Outside of finance, he owns and manages All Day Pools LLC, a pool cleaning and service business, and serves as a board member for the Henderson Little League, overseeing the Tee-Ball division. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients, utilizing a multi-manager approach that includes affiliated and third-party managers, proprietary research, and a variety of investment vehicles.
Jorge S
Series 66, Series 63
Las Vegas, NV
Mariner
Jorge Soriano is a financial advisor at Mariner with 19 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Dimensional Fund Advisors and AdvicePeriod, LLC. Outside of advising, he is a landlord managing rental property. Mariner serves a broad range of clients such as individuals, pension plans, trusts, and charitable organizations through investment management, financial planning, and retirement consulting. The firm offers customized discretionary portfolios supported by in-house research and third-party managers, along with integrated tax and accounting services and employer financial wellness tools.
Jason O
Series 63, Series 65
Las Vegas, NV
Guardian Life
Jason Oshins is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has been affiliated with Guardian Life since 2010 and Park Avenue Securities since 2011. Oshins serves on the Vegas PBS Southern Nevada Planned Giving Council and contributes articles to publications such as Ultimate Estate Planner and Vegas PBS. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, is a broker-dealer and SEC-registered investment adviser serving individuals, pension plans, charitable organizations, and corporate clients. The firm offers brokerage services, financial planning, retirement consulting, and investment advisory programs with both discretionary and non-discretionary options.
Ellen G
CFP®, Series 66
Las Vegas, NV
&PARTNERS
Ellen Guerra is a CFP® and holds a Series 66 license with eight years of industry experience. She has worked at &Partners, LLC since 2023 and previously spent six years at Edward Jones. Before entering the financial advisory field, she also worked at Nevada State College for one year. &Partners serves a diverse client base including individual and institutional investors such as high-net-worth individuals, retirement plans, charitable organizations, and sovereign wealth funds. The firm offers a range of services including investment advisory, brokerage, financial planning, and retirement plan consulting, utilizing fundamental, technical, and quantitative analysis alongside proprietary and third-party investment strategies.
Scott M
Series 63, Series 65
Las Vegas, NV
Transamerica Financial Advisors
Scott Miller is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 registrations with two years of industry experience. He has been associated with multiple firms since 2023, including First Command Brokerage Services and WealthWave. Miller serves as a board member of the California International Clay Target Shooters Association, a nonprofit organization promoting Olympic shotgun shooting. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, trusts, and charitable organizations. The firm offers both advisory and broker-dealer services through proprietary and third-party model portfolios, providing a range of discretionary and non-discretionary investment programs.
Leslie O
Series 66, Series 63
Las Vegas, NV
Empower Advisory Group
Leslie Oliver is a financial advisor at Empower Advisory Group with two years of industry experience. Prior to joining Empower Financial Services, Inc., Oliver worked for nine years at Wells Fargo Home Mortgage. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm’s services are integrated with Empower’s recordkeeping and administrative platforms and focus on long-term portfolio returns and client savings rates.
Bradley Z
Series 63, Series 65
Las Vegas, NV
J. W. Cole Advisors, Inc.
Bradley Zucker is a financial advisor with J.W. Cole Advisors, Inc. in Las Vegas, NV, holding Series 63 and Series 65 credentials and bringing 15 years of industry experience. His prior experience includes roles at Global Financial Private Capital and a longstanding association with Safe Money Advisors, where he is involved in insurance and annuities sales and occasionally conducts seminars. J.W. Cole Advisors is an SEC-registered investment adviser serving individuals, charities, corporations, and retirement plans through a national network of over 400 independent representatives. The firm provides portfolio management, financial planning, access to third-party managers, and multiple managed account solutions using both discretionary and non-discretionary approaches.
Cruz H
Series 65, Series 63
Las Vegas, NV
Transamerica Financial Advisors
Cruz Hayden is a financial advisor at Transamerica Financial Advisors with Series 65 and Series 63 credentials and one year of industry experience. Prior to joining Transamerica, he held associate roles at Wfgia and Axianta Financial Partners. Hayden also has experience managing a hospitality business, Reunion Kitchen + Drink, from 2022 to 2025. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, and charitable organizations, offering both advisory and broker-dealer services through proprietary and third-party model portfolios with discretionary and non-discretionary management options.
Colin P
Series 66
Las Vegas, NV
Independent Financial Group, LLC
Colin Peltier is a financial advisor at Independent Financial Group, LLC with two years of industry experience. He holds a Series 66 designation and has worked previously at Cornerstone Wealth Management, State Farm, and Grand Sierra Resort. Outside of his advisory role, he provides insurance services and offers notarial acts for clients. Independent Financial Group, LLC is a dual-registered broker-dealer and SEC-registered investment adviser serving individuals, charities, corporations, and plan sponsors. The firm offers brokerage, portfolio management, financial planning, and retirement plan services through a national network of advisors and utilizes multiple investment platforms and third-party managers to tailor client portfolios.
Matthew L
Series 66
Las Vegas, NV
Centaurus Financial, Inc.
Matthew Labroli is a financial advisor at Centaurus Financial, Inc. based in Las Vegas, NV. He holds a Series 66 designation and has been with Centaurus Financial since 2026. His prior experience includes roles in education at the University of Tennessee and Wissahickon schools. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base, including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning, portfolio management through its CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services, employing both discretionary and non-discretionary arrangements.
Christopher B
Series 66, Series 63
Las Vegas, NV
Centaurus Financial, Inc.
Christopher Bezich is a financial advisor at Centaurus Financial, Inc. with 31 years of industry experience. He holds Series 66 and Series 63 designations and has previously worked at Nationwide Investment Services Corporation, Integrity Capital, LLC, and Integrity Marketing Group, LLC. Bezich is based in Las Vegas, NV. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning, portfolio management through its CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services, employing both discretionary and non-discretionary arrangements.
John U
Series 66
Las Vegas, NV
Independent Financial Group, LLC
John Underwood III is a financial advisor with Independent Financial Group, LLC, holding a Series 66 designation and five years of industry experience. His work history includes roles at Cornerstone Wealth Management, Cambridge Investment Research, Raymond James Financial Services, and Flemings. He also provides client service support to partners outside of his advisory role. Independent Financial Group is a large integrated advisory and brokerage firm serving individuals, trusts, corporations, business owners, and plan sponsors. The firm offers a range of investment advisory programs and financial planning services, utilizing both in-house and third-party model portfolios across various investment profiles, and operates as both a registered investment adviser and an active broker-dealer.
Richard W
Series 66
Las Vegas, NV
Valic Financial Advisors
Richard Wilson is a financial advisor with Valic Financial Advisors in Las Vegas, NV, holding a Series 66 designation and 18 years of industry experience. His prior work includes a position at CUSO Financial Services, LP, and he currently holds an agent role with AGIA involving non-securities insurance products. Valic Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering wrap programs, portfolio management, and financial planning through a large network of advisors. The firm utilizes discretionary unified managed accounts with third-party model managers and emphasizes centralized technology and model solutions across its extensive client base.
Michael P
Series 63, Series 65
Henderson, NV
Hightower Advisors
Michael Pe Queen is a financial advisor with Hightower Advisors, holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. He has been with Hightower Advisors since 2012. Outside of his advisory work, he serves as vice-president and shareholder of a self-service car wash business and holds outside director roles with Children's Dental Care International and the UNLV Finance Department Advisory Board. Hightower Advisors provides investment advisory and planning services to a diverse client base that includes individual and institutional investors. The firm’s approach focuses on manager selection and multi-manager solutions, utilizing both affiliated and third-party managers across various investment strategies.
Rayna P
CFA®, Series 66
Henderson, NV
Hightower Advisors
Rayna Penelova is a CFA® charterholder with 10 years of industry experience, currently serving as a financial advisor at Hightower Advisors since 2015. She holds the Series 66 designation and is based in Henderson, NV. Hightower Advisors provides investment advisory and planning services to a diverse client base, including individuals, institutions, and charitable organizations. The firm utilizes a multi-manager approach with access to both affiliated and third-party managers, offering discretionary and non-discretionary portfolio management alongside financial planning and retirement consulting.
Kevin H
CFP®, Series 63, Series 66
Henderson, NV
Private Advisor Group, LLC
Kevin Hussey is a CFP®-designated financial advisor with 20 years of industry experience. He is currently with Private Advisor Group, LLC, having joined in 2023, and previously worked at Fidelity Personal and Workplace Advisors and Fidelity Brokerage Services LLC. Hussey is also a licensed independent insurance agent, conducting a separate insurance sales business outside of his advisory role. Private Advisor Group serves a diverse clientele including individuals, trusts, estates, and charitable organizations, offering portfolio management, financial planning, and retirement-plan consulting through various advisory programs and third-party asset managers. The firm utilizes multiple analytical approaches and provides extensive platform services beyond traditional retail portfolio management.
Anthony R
Series 63, Series 65
Henderson, NV
Citigroup Global Markets
Anthony Ripamonti is a financial advisor with Citigroup Global Markets, holding Series 63 and Series 65 credentials and eight years of industry experience. His prior roles include positions at J.P. Morgan Chase Bank, J.P. Morgan Securities, Northwestern Mutual Investment Management, Geometry Global LLC, and Montibean LLC. Citigroup Global Markets serves individual and institutional clients across multiple wealth segments, offering a broad range of investment advisory programs and brokerage services. The firm implements multi-asset, multi-manager strategies through discretionary and non-discretionary programs and maintains distinctive market roles such as operating as a swap dealer and futures commission merchant.
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