Overwhelmed by options?

Answer a few questions to see advisors matched to you.

Filters

Find a financial advisor

Out of 400,000+ nationwide

user avatar
firm logo

Ricardo A

Series 63, Series 65

Las Vegas, NV

Foundations Investment Advisors LLC

Ricardo Alliman is a financial advisor with Foundations Investment Advisors LLC, holding Series 63 and Series 65 credentials and three years of industry experience. His prior roles include positions at JPMorgan Chase Bank, J.P. Morgan Securities, and Northwestern Mutual. He is also involved in e-commerce through an ownership interest in an online retail business selling household and health products. Foundations Investment Advisors provides financial planning and portfolio management services to a diverse client base, including individual and high-net-worth clients, retirement plans, and registered investment companies. The firm employs a combination of fundamental, technical, and cyclical analysis and uses model portfolios with an asymmetric rebalancing approach.

ESG / Sustainable investing
user avatar
firm logo

Ryan R

CFP®, ChFC®, Series 63, Series 65

Las Vegas, NV

CWM, LLC

Ryan Roloff is a CFP® and ChFC® with 26 years of industry experience. He is currently affiliated with CWM, LLC and has held roles at firms including Commonwealth Financial Network, CETERA Advisor Networks LLC, and Girard Securities, Inc. Roloff also serves as president of two non-investment businesses, Roloff Tax Services and Roloff Insurance Services, focusing on tax consulting and fixed insurance sales. CWM, LLC is an SEC-registered investment adviser serving individuals, high-net-worth families, foundations, endowments, corporations, and institutional clients through a nationwide network of over 600 advisors. The firm employs a discretionary management approach utilizing model portfolios overseen by an in-house Investment Committee, blending fundamental and technical analysis alongside third-party sub-advisors and customization tools.

Wealth management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar
firm logo

Winfield G

Series 63, Series 65

Las Vegas, NV

Hornor, Townsend & Kent, LLC

Winfield Greenwood is a financial advisor at Hornor, Townsend & Kent, LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has been affiliated with Penn Mutual Life Insurance Company and Hornor Townsend & Kent Inc since 2010. Greenwood owns and operates several businesses, including Redstone Financial Group, which sells life, health, disability, long-term care insurance, and annuities, and Nevada Medical Staffing LLC, a staffing agency for medical professionals. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, offering advisory programs, financial planning, and retirement plan consulting. The firm operates a dual-registered platform providing both advisory and broker-dealer services, and manages approximately $8.37 billion in discretionary assets as of December 2025.

Business succession planning Wealth management
user avatar
firm logo

Andrew C

Series 65

Las Vegas, NV

AE Wealth Management, LLC

Andrew Carlson is a financial advisor at AE Wealth Management, LLC with three years of industry experience. He holds a Series 65 credential and has previously worked at TW Advisors, LLC and the Research and Development Center. His background also includes time as a student at Brigham Young University-Idaho. AE Wealth Management provides fee-based portfolio management, financial planning, and retirement-plan consulting to a diverse client base, including individuals, corporations, trusts, and ERISA plan sponsors. The firm manages approximately $49.8 billion through a high client-to-advisor ratio, utilizing standardized model portfolios and platform services.

Tax-loss harvesting Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Self-Employed Founder/Business Owner
user avatar
firm logo

Neal R

Series 66

Las Vegas, NV

Wealth Enhancement Advisory Services, LLC

Neal Rubin is a financial advisor at Wealth Enhancement Advisory Services, LLC with 22 years of industry experience. He holds the Series 66 designation and previously worked for Rochdale Investment Management and Rim Securities LLC for 19 years. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise firm serving a diverse client base including individuals, trusts, charitable organizations, corporations, and retirement plans. The firm offers financial planning, asset management, and specialized consulting, employing a strategic investment process that combines passive and active management guided by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
user avatar
firm logo

Mark Q

CFP®, Series 63, Series 65

Las Vegas, NV

Valic Financial Advisors

Mark Quenneville is a financial advisor with Valic Financial Advisors in Las Vegas, NV, holding the CFP® designation along with Series 63 and Series 65 licenses. He has 34 years of industry experience and has been with Valic Financial Advisors since 2000. He also works as an agent for AGIA, providing non-securities insurance products. Valic Financial Advisors serves primarily U.S. individuals, including high net worth and ultra-high net worth clients, as well as employer-sponsored retirement participants. The firm offers portfolio management, financial planning, and consulting services through a large network of advisors and utilizes Envestnet’s platform for discretionary unified managed accounts and tax-aware overlays.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
user avatar
firm logo

Gary Y

Series 66

Las Vegas, NV

Valic Financial Advisors

Gary Yarnall is a Series 66-licensed financial advisor with Valic Financial Advisors in Las Vegas, NV, bringing 13 years of industry experience. He has been with Valic Financial Advisors since 2014 and also holds an agent position at Agia, where he is involved in non-securities insurance products. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, consulting, and brokerage services, utilizing Envestnet-developed UMA models and other investment tools.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
user avatar
firm logo

Richard L

Series 63, Series 65

Las Vegas, NV

Centaurus Financial, Inc.

Richard Laspaluto is a financial advisor with Centaurus Financial, Inc. in Las Vegas, NV, holding Series 63 and Series 65 credentials and over 31 years of industry experience. He has been with Centaurus Financial since 2005. Outside of his advisory role, he is involved in marketing deferred sales trusts and owns a financial planning brand under Laspaluto Financial Planners. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, and institutions. The firm offers financial planning, portfolio management through the CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services, utilizing both discretionary and non-discretionary arrangements.

Wealth management Private / alternative investments Annuities Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner
user avatar
firm logo

Raymond K

Series 63, Series 66

Las Vegas, NV

Brookstone Capital Management LLC

Raymond Kondler is a financial advisor with Brookstone Capital Management LLC, holding Series 63 and Series 66 licenses and 25 years of industry experience. He has previously worked at LPL Financial and Private Portfolio Partners and has operated his own CPA tax practice since 2007. Kondler’s professional activities include tax return preparation through his CPA firms. Brookstone Capital Management provides fee-based asset management and financial planning services to individuals, retirement plans, corporations, trusts, and other business entities. The firm utilizes a range of strategic and dynamic asset-allocation models and offers discretionary portfolio management through a turnkey asset management platform and wrap-fee programs.

ESG / Sustainable investing Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Retired
user avatar
firm logo

Tameka G

Series 66

Henderson, NV

Citigroup Global Markets

Tameka Galloway is a financial advisor at Citigroup Global Markets with 13 years of industry experience. She holds a Series 66 designation and has worked previously at Merrill and Wells Fargo Clearing. Outside of her advisory role, Galloway manages a real estate investment LLC with her spouse and is involved as a freight broker. Citigroup Global Markets serves individual and institutional clients across various wealth segments, delivering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm combines large institutional scale with specialized market roles, offering both advisory and execution services supported by in-house research and complex custodial arrangements.

Tax-loss harvesting ESG / Sustainable investing Executive Founder/Business Owner Attorney Consultant Technology Professional
user avatar
firm logo

Lynsey F

Series 63, Series 65

Las Vegas, NV

Guardian Life

Lynsey Freeman is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. She previously worked at Northwestern Mutual and has been with her current firms since 2017. Outside of her advisory role, Freeman organizes networking events for women in Las Vegas through her involvement with Gals That Brunch. Park Avenue® Wealth Management, a subsidiary of The Guardian Life Insurance Company of America, serves individuals, pension plans, charitable organizations, and corporate clients with brokerage, financial planning, retirement consulting, and investment advisory services, utilizing both proprietary and third-party model portfolios.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
user avatar
firm logo

Bryan S

Series 66

Las Vegas, NV

Creative Planning

Bryan Spencer is a financial advisor at Creative Planning with 17 years of industry experience. He holds a Series 66 designation and has previously worked at Bank of America and Merrill Lynch. Outside of his advisory role, he is the sole owner of a rental property business in Indianapolis. Creative Planning provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, foundations, trusts, and retirement plans. The firm employs a financial planning–led investment process emphasizing low-cost indexing and buy-and-hold strategies, supported by a large advisory team and an integrated investment platform.

Private / alternative investments Tax-loss harvesting ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive Retired
user avatar
firm logo

Skylar H

Series 63, Series 66

Las Vegas, NV

Empower Advisory Group

Skylar Hungate is a financial advisor with Empower Advisory Group in Las Vegas, NV, holding Series 63 and Series 66 credentials and one year of industry experience. Prior to joining Empower Advisory Group in 2026, Hungate worked at Fidelity Investments and Bank of America. Empower Advisory Group provides financial planning and investment management services primarily to employer-sponsored retirement plan sponsors and their participants, using an integrated model linked to Empower’s recordkeeping and administrative platforms. The firm emphasizes long-term portfolio returns and annual rebalancing within plan lineups selected by plan sponsors.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
user avatar
firm logo

William C

Series 63, Series 66

Las Vegas, NV

Valic Financial Advisors

William Corelle is a financial advisor with Valic Financial Advisors in Las Vegas, NV, holding Series 63 and Series 66 licenses and possessing 22 years of industry experience. He has been with Valic Financial Advisors since 2011 and has also worked with Agia since 2022, where he serves as an agent for non-securities insurance products. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, wrap programs, financial planning, and brokerage services, utilizing Envestnet UMA models and operating at scale with over a thousand advisors.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
user avatar
firm logo

Andre C

CFP®, Series 66

Las Vegas, NV

Citigroup Global Markets

Andre Carter is a CFP® with nine years of industry experience currently serving at Citigroup Global Markets. His prior experience includes roles at Ameriprise Financial Services, Securities America, and OSAIC. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment strategies through both discretionary and non-discretionary programs. The firm combines large institutional scale with unique market roles and partnerships, providing a broad range of advisory, execution, and custody services.

Tax-loss harvesting ESG / Sustainable investing Executive Founder/Business Owner Attorney Consultant Technology Professional
user avatar
firm logo

John S

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

John Shin is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 licenses and possessing 31 years of industry experience. He has held various roles including ownership and executive positions in multiple businesses related to real estate, publishing, acting, and health insurance. Shin is also involved as a board member and president of the Royal Order of Constantine the Great and Saint Helen and participates in entrepreneurial and creative ventures such as producing, acting, and writing. Transamerica Financial Advisors serves a diverse client base including individual investors, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm offers both advisory and broker-dealer services through proprietary and third-party model portfolios with discretionary and non-discretionary program options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
user avatar
firm logo

Charles N

Series 66

Las Vegas, NV

Hightower Advisors

Charles Neff Jr. is a financial advisor with Hightower Advisors in Las Vegas, holding a Series 66 designation and five years of industry experience. His prior work includes roles at Hightower Securities LLC and OpenCounter. Hightower Advisors provides investment advisory and planning services to a diverse client base, including individual and institutional clients such as pension plans, charitable organizations, and private pooled investment vehicles. The firm emphasizes manager selection and multi-manager solutions, offering both affiliated and third-party managers, with a focus on discretionary and non-discretionary portfolio management and access to alternative investments.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar
firm logo

Barry C

Series 63, Series 65

Las Vegas, NV

Hightower Advisors

Barry Coviello is a financial advisor with Hightower Advisors, holding Series 63 and Series 65 designations and bringing 36 years of industry experience. He has been with Hightower Advisors since 2013. Hightower Advisors provides investment advisory and planning services to a broad range of individual and institutional clients, including pension plans, charitable organizations, corporations, and trusts. The firm emphasizes manager selection and multi-manager solutions, offering access to affiliated and third-party managers alongside proprietary research and a variety of investment vehicles.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar
firm logo

Joshua N

Series 66

Las Vegas, NV

Empower Advisory Group

Joshua Nichols is a financial advisor with Empower Advisory Group in Las Vegas, NV. He holds the Series 66 designation and has one year of industry experience. Prior to joining Empower, he worked at NYLIFE Securities LLC and New York Life Insurance Company, and has also held roles at Boeing and in education. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as select IRA and retail brokerage clients. The firm’s approach emphasizes long-term portfolio returns and integrates closely with affiliated Empower entities for recordkeeping and investment execution.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
user avatar
firm logo

Bryan P

Series 63, Series 66

Las Vegas, NV

&PARTNERS

Bryan Pumphrey is a financial advisor at &Partners with 24 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining &Partners in 2023, he worked for Edward Jones for 22 years. &Partners serves a diverse client base including high-net-worth individuals, retirement plans, charitable organizations, and private businesses. The firm offers investment management, financial and tax planning, and ERISA consulting through a combination of proprietary and third-party strategies, supporting both discretionary and non-discretionary account management.

Wealth management Equity compensation tax strategy Retirement income strategy Business exit / sale strategy Founder/Business Owner Executive Retired
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)