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Brian P

Series 63, Series 66

St. Louis, MO

LPL Financial

Brian Parker is a financial advisor with LPL Financial in St. Louis, MO, holding Series 63 and Series 66 credentials and 23 years of industry experience. His prior roles include positions at Wells Fargo Advisors and Wells Fargo Clearing over a 12-year period before joining LPL Financial in 2022. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services, utilizing both proprietary and third-party strategies supported by advisor-facing tools and a large network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jacob K

Series 63, Series 66

St. Louis, MO

Wells Fargo Advisors

Jacob Kerwin is a financial advisor with Wells Fargo Advisors in St. Louis, MO, holding Series 63 and Series 66 licenses and with 17 years of industry experience. He previously worked at Wells Fargo Clearing for one year. Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser that serves individuals, trusts, and institutional clients with a broad range of investment and financial planning services, including specialized planning for business owners, sports and entertainment, special needs, and divorce. The firm employs proprietary research and planning tools to develop tailored recommendations and offers both brokerage and advisory implementation options.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Madeline F

Series 63, Series 66

St. Louis, MO

Wells Fargo Clearing

Madeline Fauss is a financial advisor with Wells Fargo Clearing in St. Louis, MO, holding Series 63 and Series 66 credentials and three years of industry experience. Prior to joining Wells Fargo, she worked at LPL Enterprise and JPMorgan Chase Bank, with earlier roles outside finance including positions at Starbucks Coffee Company and Taco Bell. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients through investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Retired Founder/Business Owner
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Michael S

Series 66

St. Louis, MO

Wells Fargo Clearing

Michael Saettele is a Series 66-licensed financial advisor with Wells Fargo Clearing in St. Louis, MO, where he has worked since 2016. He has 13 years of industry experience, including a prior role at Securian Financial Services, Inc. from 2012 to 2013. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and provides a range of brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party analytics.

Retired Founder/Business Owner
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John C

Series 63, Series 66

Swansea, IL

LPL Enterprise

John Coughlin is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 licenses and seven years of industry experience. His prior work includes roles at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of advisory work, he is associated with IGS Financial, a business entity for tax purposes. LPL Enterprise, LLC serves a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities through a network of investment adviser representatives. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and insurance product facilitation through affiliated entities.

Tax-loss harvesting
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Anne N

Series 63, Series 66

St. Louis, MO

Wells Fargo Clearing

Anne Norris is a financial advisor with Wells Fargo Clearing in St. Louis, MO. She holds Series 63 and Series 66 designations and has 12 years of industry experience, all with Wells Fargo since 2014. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Retired Founder/Business Owner
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Timothy Y

Series 66

St Louis, MO

Fisher Investments

Timothy Yazawa is a financial advisor with Fisher Investments in St. Louis, MO, holding a Series 66 designation and 11 years of industry experience. His prior work includes roles at Fidelity Investments and TD Ameritrade. Fisher Investments provides discretionary portfolio management to a diverse client base of institutional and private investors worldwide, including pension plans, foundations, and high-net-worth individuals. The firm employs a centralized investment process combining quantitative and qualitative research to manage globally diversified portfolios with various risk management techniques.

Tax-loss harvesting Active portfolio management ESG / Sustainable investing Options & derivatives strategies Concentrated stock management Founder/Business Owner Executive
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Lisa W

Series 63

St. Louis, MO

Wells Fargo Clearing

Lisa Werner is a financial advisor with Wells Fargo Clearing in St. Louis, MO. She holds a Series 63 designation and has 34 years of industry experience. She has been with Wells Fargo Clearing since 2016. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients, including pension and charitable organizations. The firm offers a range of investment advisory services, financial planning, wrap-fee programs, and retirement plan consulting, supported by extensive research and analytics.

Retired Founder/Business Owner
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Aaron M

Series 66

St. Louis, MO

Wells Fargo Clearing

Aaron Moneymaker is a financial advisor at Wells Fargo Clearing with seven years of industry experience. He holds the Series 66 designation and has previously worked at Citigroup Inc. and Webster University. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm uses research and analytics to guide investment decisions and offers a range of brokerage and advisory solutions across a large advisor network.

Retired Founder/Business Owner
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Richard M

Series 66

St. Louis, MO

Wells Fargo Clearing

Richard Muessig is a financial advisor at Wells Fargo Clearing with 14 years of industry experience. He holds a Series 66 credential and has been with Axa Advisors, LLC since 2012. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients, including pension and charitable organizations. The firm provides a range of investment advisory services, financial planning, retirement plan consulting, and brokerage solutions, managing approximately $671 billion in assets through more than 14,000 financial advisors.

Retired Founder/Business Owner
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Garrett O

Series 63, Series 66

St. Louis, MO

Wells Fargo Clearing

Garrett Overton is a financial advisor with Wells Fargo Clearing in St. Louis, MO. He holds Series 63 and Series 66 credentials and has recently begun his advisory career, joining Wells Fargo in 2026. Prior to this, he worked at Northwestern Mutual Life Insurance Company and US Bank. Wells Fargo Advisors is a large national securities firm providing investment advisory, financial planning, and retirement plan consulting to individual, corporate, and institutional clients, offering a range of brokerage and advisory solutions supported by extensive research and analytics.

Retired Founder/Business Owner
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Jessica S

Series 63, Series 66

St. Louis, MO

Wells Fargo Clearing

Jessica Shadrick is a financial advisor with Wells Fargo Clearing in St. Louis, MO, holding Series 63 and Series 66 licenses and bringing nine years of industry experience. Her career includes prior roles at Edward Jones, TD Ameritrade, and Scottrade. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, retirement plan consulting, and a range of brokerage and advisory solutions. The firm manages approximately $671 billion in assets and employs over 14,000 financial advisors.

Retired Founder/Business Owner
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Jordan F

Series 66

Columbia, IL

LPL Financial

Jordan Floerke is a financial advisor with LPL Financial in Columbia, IL, holding a Series 66 designation and three years of industry experience. He has worked at LPL Financial and 1st National Bank of Waterloo since 2022. Prior to his advisory career, he was employed at JV's Bar and Grill while attending Missouri State University. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with tools such as LPL Research model portfolios and machine-learning systems for operational support.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Brian K

CFA®, Series 66

St. Louis, MO

STIFEL

Brian Klos is a CFA® charterholder with 20 years of experience in the financial industry, currently serving as an advisor at Stifel. He previously worked at Conway Investment Research, LLC, Stifel Nicolaus & Co Inc, and Equitable Advisors. Outside of his advisory work, Klos is a high school basketball referee for the Missouri State High School Athletic Association. Stifel serves a diverse client base that includes individuals, institutional clients, and municipal entities, offering both brokerage and investment advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group, providing asset allocation and financial planning analyses that support client decision-making.

General retirement planning Income planning
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Paul B

Series 63, Series 65

St. Louis, MO

Wells Fargo Clearing

Paul Bonifant is a financial advisor with Wells Fargo Clearing in St. Louis, MO, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. His prior roles include positions at TD Ameritrade, Scottrade, Morgan Stanley, Missouri Valley Partners, and Marquette Associates. He also serves as a trustee of a family living trust. Wells Fargo Advisors is a national securities firm offering investment advisory, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages roughly $671 billion in assets across more than 14,000 advisors, providing both brokerage and advisory services supported by Wells Fargo Investment Institute research and a broad product platform.

Retired Founder/Business Owner
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Christopher K

Series 66

St. Louis, MO

STIFEL

Christopher Klaus is a financial advisor at Stifel in St. Louis, MO, with four years of industry experience. He holds a Series 66 designation and has been with Stifel since 2017. Prior to his advisory role, he spent six years working at Wehenberg Theaters. Stifel serves a broad range of clients, including individuals, institutional clients, charitable organizations, and state and municipal entities, offering brokerage and investment advisory services. The firm’s investment approach is based on a proprietary methodology developed by its Investment Strategy Group, which uses forward-looking capital market assumptions and probabilistic modeling to guide asset allocation and financial planning.

General retirement planning Income planning
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Brittany E

Series 66

Swansea, IL

LPL Financial

Brittany Elgin is a financial advisor with LPL Financial, holding a Series 66 designation and 12 years of industry experience. She previously worked at Royal Alliance Associates, Inc. for five years before joining LPL Financial in 2019. Outside of her advisory role, she is a 20% owner of Martin Accounting Services, Inc., where she is involved in tax preparation and accounting. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Charles F

Series 63, Series 65

St. Louis, MO

Wells Fargo Advisors

Charles Foudree is a financial advisor at Wells Fargo Advisors in St. Louis, MO, holding Series 63 and Series 65 licenses with 36 years of industry experience. His prior roles include positions at Wells Fargo Clearing, A.G. Edwards & Sons, UBS Financial Services, and Piper Sandler & Co. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutional clients, offering a broad range of planning options including retirement, education, and specialized services such as business-owner transition and special-needs planning. The firm integrates advisory services with banking and other financial products, delivering tailored recommendations supported by proprietary research and planning tools.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Seamus H

Series 66

St. Louis, MO

STIFEL

Seamus Hamilton is a financial advisor at Stifel with one year of industry experience. He has been with Stifel since 2018 and holds a Series 66 designation. Prior to joining Stifel, he worked at The Revenue Optimization Companies, the Kansas University Coding Bootcamp, Hayes, and Target. Stifel serves a broad range of clients including individuals, institutional clients, and charitable organizations, providing brokerage and investment advisory services supported by proprietary investment analysis and allocation methodologies developed by its Investment Strategy Group.

General retirement planning Income planning
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Guillermo G

Series 66

St. Louis, MO

Wells Fargo Clearing

Guillermo Garsed is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and over 20 years of industry experience. His work history includes multiple roles within Wells Fargo Clearing Services and Wells Fargo Bank, as well as a position at A. G. Edwards & Sons, Inc. He is also the owner of a non-investment-related business, GSAM LLC, based in Chesterfield, MO. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and combines brokerage and advisory solutions supported by research and analytics from Wells Fargo Investment Institute and third-party sources.

Retired Founder/Business Owner
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