Daniel Goodwin is a financial advisor at Quint Investments and Insurance with nine years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Cadaret, Grant & Co., Inc. and Disciplined Wealth Advisors. Outside of his advisory role, he operates a Medicare-focused insurance business. Quint Investments and Insurance serves individual investors and employer-sponsored pension and profit-sharing plans, managing approximately $110 million for around 400 clients. The firm uses a team approach to provide portfolio management and financial planning, primarily recommending mutual funds and ETFs with a long-term strategy that incorporates both fundamental and technical analysis.

Joseph Christiana is a financial advisor with Quint Investments and Insurance, holding Series 63 and Series 65 credentials and six years of industry experience. He previously worked for Financial Services Center Asset Management, Inc. for 19 years. Christiana holds an active Life, Accident, and Health Insurance license and receives commissions on a case-by-case basis. Quint Investments and Insurance serves individual investors and employer-sponsored pension and profit-sharing plans, managing approximately $110 million across roughly 400 clients. The firm employs a long-term trading approach with mutual funds and ETFs, including precious-metal ETFs, and integrates portfolio management with insurance and related services through a team of eight advisors.

Jason Kormes is a financial advisor at Quint Investments and Insurance with six years of industry experience. He holds Series 65 and Series 63 licenses and has previously worked with firms including Mass Mutual Investors Services, The Prudential Insurance Company of America, and Barnum Financial Group. Outside of his advisory role, he operates an independent insurance agency, Kore Protection, LLC, offering life, disability, long-term care, fixed annuities, and health insurance products. Quint Investments and Insurance serves individual investors and employer-sponsored pension and profit-sharing plans, managing approximately $110 million for around 400 clients. The firm employs a long-term trading approach using mutual funds and ETFs, including precious-metal ETFs, and integrates insurance and related services alongside its financial planning and portfolio management offerings.

Geoffrey Dann is a financial advisor at Sheets Smith Wealth Management with four years of industry experience. He holds a Series 65 designation and previously managed Dann Asset Advisors, LLC for 13 years. In addition to his advisory role, he co-manages a family real estate business and serves as treasurer and investment committee member for the Catskill Center for Conservation and Development, as well as a member of the investment committee for the New York-New Jersey Trail Conference. Sheets Smith Wealth Management serves individuals, families, and institutional clients, providing investment management, wealth preservation, and financial planning services. The firm emphasizes tailored asset allocation and a long-term, buy-and-hold investment approach, incorporating a range of asset classes including equities, fixed income, and alternatives.

Thomas Betros is a CFP® and CFA® with eight years of experience in the financial services industry. He is currently with D'Arcangelo Financial Advisors, LLC, where he has worked since 2025. His previous roles include positions at Fidelity Investments, Northwestern Mutual, TD Ameritrade/Charles Schwab, and Commonwealth Financial Network. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services primarily to employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes long-term investment allocations using mutual funds, ETFs, and selected alternatives, and offers specialized services such as pension and 401(k) plan consulting and participant education workshops.

Brian Di Filippo is a financial advisor at D'Arcangelo Financial Advisors, LLC with four years of industry experience. He holds a Series 65 credential and has worked at D'Arcangelo Financial Advisors since 2022. Prior to this, he has been affiliated with Prager Metis CPAs LLC since 2020 and D'Arcangelo & Co. LLP from 2005 to 2020. Outside of advisory work, he is a partner in Arlington Professional Suites LLC, a real estate management venture. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to employer-sponsored retirement plans, trusts, estates, and charitable organizations, with a focus on pension and 401(k) plan consulting. The firm employs a long-term investment approach using mutual funds, ETFs, and selected alternatives, supported by written investment policy statements, periodic reviews, and custodial trading tools.

Michael Betros is a financial advisor at D'Arcangelo Financial Advisors, LLC with 17 years of industry experience. He holds the PFS™ designation along with Series 63 and Series 66 licenses. His career includes roles at PragerMetis CPAs LLC since 2020 and managing his own firm, Michael C Betros Corp., since 2014. He serves as trustee for multiple irrevocable trusts. D'Arcangelo Financial Advisors provides fee-based investment advisory and financial planning services to clients including employer-sponsored retirement plans, trusts, estates, and charitable organizations. The firm emphasizes pension and 401(k) plan consulting and employs a long-term investment process using mutual funds, ETFs, and selected alternatives, supported by written investment policies and periodic reviews.

Amy Pender is a CFP® with 13 years of industry experience, currently serving as an advisor at Natural Investments since 2017. She previously worked at SRI Investing LLC from 2015 to 2017. In addition to her advisory role, she provides strategic planning consulting for nonprofit organizations. Natural Investments is a values-focused advisory firm managing roughly $2.05 billion for individual clients, institutions, and charitable entities through a team of 24 advisors. The firm emphasizes asset-class diversification and socially responsible investments, offering both discretionary management and project-based financial planning.

Nancy Coenen is a CFP® professional with 12 years at Quint Investments and Insurance, including five years of industry experience. She operates from Wappingers Falls, NY, as part of an eight-advisor team. Nancy is affiliated with Hudson Valley Wealth Management Group, the advisory arm of Quint Wealth Management, Inc., which manages approximately $110 million for around 400 clients. The firm serves individual investors and employer-sponsored pension and profit-sharing plans, employing a long-term investment approach with mutual funds and ETFs, and provides customized portfolio management and financial planning services.

Derek Lavery is a financial advisor at RFG Advisory, LLC with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Equitable Advisors and Axa Advisors. He serves as an administrator or executor of an estate or trustee of a trust for non-family and family members. RFG Advisory provides investment advisory and planning services to a diverse client base that includes individual and high-net-worth investors, retirement plans, and select institutional clients. The firm offers discretionary portfolio management, retirement plan consulting, and access to alternative investments while utilizing model strategies, third-party platforms, and serving as a fiduciary for retirement accounts.

Michael Spero is a financial advisor with RFG Advisory, LLC and holds the Series 66 designation. He has 17 years of industry experience, having previously worked at Equitable Advisors and Axa Advisors, LLC. RFG Advisory serves a diverse client base including individual and high-net-worth investors, retirement plans, and institutional clients such as investment companies and government entities. The firm offers discretionary portfolio management, financial planning, retirement plan consulting, and access to alternative investments, utilizing various model strategies and technology platforms.

Kavian Burke is a financial advisor at B. Riley Wealth Advisors, Inc. with nine years of industry experience. He previously worked at LPL Financial, LLC and Hudson Valley Credit Union. Burke holds the Series 63 designation. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets across 274 advisors. The firm provides a range of advisory programs, financial planning, and retirement solutions to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.

Anthony Wojda is a financial advisor with Arax Advisory Partners in Poughkeepsie, NY, holding Series 63 and Series 65 licenses and with 20 years of industry experience. He previously worked at Wells Fargo Advisors and Wells Fargo Clearing for a combined 10 years. Outside of his advisory role, he has partial ownership in Oak Group Wealth Management LLC, where he also serves as a trustee. Arax Advisory Partners provides wealth management and advisory services to individuals, high-net-worth clients, family offices, institutions, and businesses. The firm offers portfolio management, comprehensive financial planning, retirement plan consulting, private fund advisory, and a wrap fee program, utilizing both traditional and alternative investments supported by in-house and external portfolio teams.

Sarah Babcock is a financial advisor at RFG Advisory, LLC with eight years of industry experience. She holds Series 63 and Series 66 designations. Her prior experience includes roles at Carlos Perez and Equitable Advisors, among others. RFG Advisory provides investment advisory and planning services to a diverse client base, including individual and high-net-worth investors, retirement plans, and select institutional clients. The firm offers discretionary portfolio management, financial planning, and access to alternative investments, utilizing model strategies and third-party platforms.

Irene Monck is a financial advisor with B. Riley Wealth Advisors, Inc. and holds a Series 66 credential. She has 19 years of industry experience with prior roles at National Securities Corporation and Gilman Ciocia, Inc. Monck is also active in community service as the president of the Poughkeepsie Arlington Rotary Club. B. Riley Wealth Advisors provides investment advice and portfolio management to individual, pension, trust, charitable, and corporate clients. The firm employs a variety of programs including Advisor-as-Portfolio-Manager, third-party managed solutions via Envestnet, and internally managed models, overseeing approximately $4.21 billion in client assets.

Gary Ben Ezra is a CFA® charterholder with 21 years of industry experience. He is currently with Arax Advisory Partners and previously worked at Wells Fargo Advisors and Wells Fargo Clearing. Outside of his advisory role, he holds a 50% ownership in Dexter & Benjamin LLC, a thoroughbred stable in Poughkeepsie, NY. Arax Advisory Partners provides wealth management and advisory services to a diverse client base including individuals, high-net-worth clients, family offices, institutions, and businesses. The firm offers discretionary and non-discretionary portfolio management, comprehensive financial planning, retirement plan consulting, and private fund advisory, employing a mix of traditional and alternative investments supported by AI tools and third-party analytics.

Michael Amoroso is a financial advisor at Vanderbilt Advisory Services with two years of industry experience. He holds a Series 66 credential and has worked at several firms, including YourStake PBC and JSA Sustainable Wealth Management. Outside of his advisory role, he participates in compensated surveys related to financial advisor technology platforms. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers discretionary and non-discretionary portfolio management, proprietary model portfolios, and planning services, with an investment process that combines fundamental, technical, and charting analysis tailored to client objectives.

Kevin Barletta is a financial advisor with International Assets Investment Management, LLC, holding Series 66 and Series 65 credentials and over 22 years of industry experience. His prior roles include positions at Royal Alliance Associates and LPL Financial. He is a passive investor in the multi-location restaurant chain Dig Inn. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent representatives. The firm focuses on customized, long-term portfolio construction using mutual funds, ETFs, individual equities, and fixed income, and employs third-party money managers or wrap programs as appropriate.

Jon Tanner is a financial advisor at William Joseph Capital Management, Inc. He holds Series 63 and Series 65 licenses and has four years of industry experience. He has worked with Summit Advisory Solutions, Ltd., Summit Advisory Solutions, Summit Financial Group, and McDonald & McDonald, Inc., where he provides bookkeeping services outside of investment activities. William Joseph Capital Management, Inc. is a multi-advisor firm serving individuals, high-net-worth clients, charitable organizations, and businesses. The firm combines financial planning with portfolio management, offering customized strategies that include third-party sub-advisors accessed through the AssetMark platform.

Kyle Odell is a CFP® professional with 15 years of industry experience, currently serving as an advisor at B. Riley Wealth Advisors, Inc. He previously worked at Fidelity Brokerage Services LLC for nine years before joining B. Riley in 2024. Odell also holds a senior vice president role at B. Riley Wealth Insurance, focusing on fixed insurance sales. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing over $7 billion in client assets through approximately 274 advisors. The firm provides a wide range of services including advisory programs, financial planning, and retirement solutions to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, utilizing multiple program structures and both proprietary and third-party asset allocation models.