James Daly is a financial advisor with Bluering Advisors, Inc, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He previously worked at Stifel Nicolaus & Co Inc for 10 years. Bluering Advisors provides fee-only portfolio management to individuals, businesses, trusts, estates, and charitable organizations. The firm focuses on non-high-net-worth individuals and small institutional accounts, using a dynamic investment process that combines fundamental, technical, and cyclical analysis and offers discretionary portfolio management.

Matthew Brady is a financial advisor at Murphy Wealth Management Group in Fishkill, NY, holding Series 65 and Series 63 licenses with six years of industry experience. His prior roles include positions at LPL Financial, Girard Advisory Services, The Vanguard Group, and Merrill. Murphy Wealth Management Group provides fee-based, discretionary investment management and financial planning services primarily to individual and high-net-worth clients, managing approximately $252 million in assets across three advisors. The firm employs a mix of fundamental and technical analysis alongside Modern Portfolio Theory to tailor portfolios, which are typically managed on a discretionary basis with client-imposed restrictions allowed.

Barry Drogy is a financial advisor at Pendragon Capital Management, Inc. with 18 years of industry experience. He holds Series 63 and Series 66 credentials. His previous roles include positions at Mass Mutual Investors Services and Transamerica Financial Advisors. Outside of his advisory work, he is involved in financial and business consulting for medical and business professionals through Whitehaven Associates and the American Hearing Aid Association. Pendragon Capital Management provides discretionary portfolio management and access to third-party money managers for individuals, including high-net-worth clients, as well as pension and business accounts. The firm employs a modern value investing approach with diverse strategies, including specialty portfolios utilizing leverage and long/short equity positions, and manages accounts on a discretionary basis tailored to client goals and risk tolerance.

Eric McKean is a financial advisor at Blue Elm Advisors with a Series 65 credential and four years of industry experience. He has held positions at several organizations, including Atlas Air, Westchester County, USDA, and currently serves as a Computer Specialist at NYC DEP. In addition to his advisory role, McKean is an Adjunct Professor at UConn. Blue Elm Advisors serves individual clients, businesses, and charitable organizations by providing tailored investment management and financial planning services. The firm employs a combination of strategic asset allocation and tactical adjustments, using both active and passive investment vehicles, and accommodates client preferences such as ESG criteria and specific restrictions.

Charles Levinson is a financial advisor at Sage Investment Advisers LLC with 46 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Wells Fargo Clearing for five years before joining Sage in 2021. Outside of his advisory role, he co-owns Willow Tree Coin Rarities LLC, through which he participates in rare coin auctions and trade shows. Sage Investment Advisers LLC offers discretionary investment management and financial planning services to individuals, families, trusts, and estates. The firm employs a primarily long-term, customized investment approach using ETFs, individual bonds, and independent managers based on client needs and market conditions.

Christopher Drouin is a CFP® and ChFC® with 20 years of experience in financial services. He has worked at Beyond Wealth Management Group, LLC since 2018 and previously spent 16 years at United/Mutual of Omaha. Outside of his advisory role, he serves on the executive committee of the New Paltz Regional Chamber of Commerce and is a board member of the Woodland Pond Continuing Care Retirement Community. Beyond Wealth Management Group provides investment advisory and planning services to individuals, trusts, retirement plans, endowments, and businesses. The firm develops tailored Investment Policy Statements and employs a variety of analytical methods and trading approaches to meet client objectives, offering both discretionary and non-discretionary management.

David Cross is a financial advisor with Beyond Wealth Management Group, LLC in New Paltz, NY, holding a Series 63 designation and five years of industry experience. He has been with Beyond Wealth Management Group since 2018 and has extensive experience with Mutual of Omaha Investor Services, Inc. and Mutual/United Of Omaha Insurance Company dating back to 1997. Outside of advisory work, he is involved in longstanding business operations including managing local enterprises in the food and retail sectors. Beyond Wealth Management Group provides investment advisory and planning services to individuals, trusts, retirement plans, endowments, and businesses. The firm develops tailored Investment Policy Statements and employs a mix of analytical and trading approaches, offering both discretionary and non-discretionary management.

Richard Mckean is a Series 65-registered advisor with Blue Elm Advisors, where he has worked since 2022. He has four years of industry experience and has also been involved with the Estate of Maria Dasilva since 2013. Blue Elm Advisors serves individual clients, including high-net-worth individuals, as well as businesses and charitable organizations. The firm provides tailored investment management and financial planning services, combining strategic asset allocation with tactical adjustments and incorporating both active and passive investment vehicles.

Luke Timm is a financial advisor at Timm Financial Services with one year of industry experience. He holds the Series 65 designation and previously worked as a Tradesman Program Manager. Timm Financial Services is a small, state-registered advisory firm that provides fee-based investment management and financial planning to individuals, trusts, estates, and other small entities. The firm combines portfolio management with in-house tax and accounting services and offers separate estate-planning engagements, managing accounts on a discretionary basis with a tactical allocation strategy.

Connor Briggs is a CFP® professional with nine years of experience in financial advising. He is currently with Murphy Wealth Management Group and has previous experience at LPL Financial, Equitable Advisors, and AXA Advisors. Outside of his advisory role, he worked with the Town of Wallkill Boys and Girls Club for one year. Murphy Wealth Management Group provides fee-based, discretionary investment management and financial planning primarily for individual and high-net-worth clients. The firm combines fundamental and technical analysis with Modern Portfolio Theory to tailor portfolios, managing approximately $252 million in client assets.

Kristen Euretig is a CFP® with nine years of industry experience. She is the sole advisor at Brooklyn Plans LLC, where she has worked since 2016. Brooklyn Plans LLC provides comprehensive financial planning and discretionary portfolio management to individuals, including high-net-worth clients, as well as small businesses and nonprofit organizations. The firm follows a primarily passive investment approach, using diversified portfolios of index mutual funds and ETFs, and tailors allocations through investment policy statements and risk assessments.

Andrew Fairbanks is a financial advisor at Pendragon Capital Management, Inc. with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked in various roles including at Fairbanks Venture Advisors, Sierentz North America, and Saugatuck Energy prior to joining Pendragon in 2019. Pendragon Capital Management provides discretionary portfolio management and access to third-party money managers for individuals, including high-net-worth clients, as well as pension and business accounts. The firm employs a modern value investing approach with active trading strategies tailored to client goals and risk tolerance.

Joseph Guarneri is a financial advisor at Sage Investment Advisers LLC with a Series 65 credential and four years of industry experience. He has been with Sage Investment Advisers since 2019. Sage Investment Advisers LLC provides discretionary investment management and financial planning services to individuals, high-net-worth individuals, families, trusts, and estates. The firm manages approximately $224.7 million across about 245 client relationships, focusing on customized, long-term portfolios that emphasize exchange-traded funds and individual bonds.

Elizabeth Arcara is a financial advisor with FSC Wealth Advisors, LLC, holding a Series 65 designation and three years of industry experience. She has worked at GENEOS Wealth Management Inc. and FSC Wealth Advisors since 2022. Outside of her advisory role, she has been involved in the hospitality industry as a bartender at Cafe Corp 165 / Hudson Grille since 2016. FSC Wealth Advisors provides investment supervisory, portfolio management, financial planning, and consulting services to individuals, high-net-worth clients, qualified retirement plans, trusts, estates, and charitable organizations. The firm employs broadly diversified, systematic model portfolios with a discretionary approach and offers specialized programs such as an Active Management Program featuring direct-indexing strategies and tax-loss harvesting.

Ian Green is a financial advisor with Pendragon Capital Management, Inc., holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has worked at Pendragon Capital Management since 1996 and also founded TradingVillage, Inc., an educational company focused on investing seminars and classes for the general public. Green serves as treasurer for the Mind Brain Philanthropic Foundation, a charitable organization. Pendragon Capital Management is a small-team adviser serving individuals, families, pension, and corporate clients, managing approximately $40 million across about 52 accounts. The firm employs a value-oriented investment process with discretionary portfolio management and offers specialty strategies including leveraged ETF programs and climate impact portfolios.

Frederick Timm is a financial advisor with Timm Financial Services holding a Series 66 designation and eight years of industry experience. Prior to joining his current firm, he worked at Equitable Advisors, The Leaders Group, Allstate Insurance, and Signator Investors. He also owns and operates Fred Timm CPA, providing tax and accounting preparation services. Timm Financial Services is a small, state-registered advisory firm serving individuals, trusts, estates, and small entities with fee-based investment management and financial planning. The firm combines portfolio management with in-house tax, accounting, and estate planning services, employing a tactical allocation strategy that uses fundamental, technical, and cyclical analysis.

James Mcfadden is a financial advisor at Bluering Advisors, Inc. He holds Series 63 and Series 65 designations and has five years of industry experience. In addition to his advisory role, he serves as a compliance consultant for JADM Compliance Services Inc., a position he has held since 2013. Bluering Advisors provides fee-only portfolio management services to individuals, businesses, trusts, estates, and charitable organizations. The firm manages approximately $14.9 million across 31 discretionary accounts, employing a dynamic investment process that integrates fundamental, technical, and cyclical analysis and caters primarily to non-high-net-worth individuals and small institutional clients.

Derek Di Maso is a financial advisor at Quint Investments and Insurance with a Series 65 designation and two years of industry experience. Prior to joining Quint Investments and Insurance, he has worked in healthcare, including as a registered nurse at Soliant Health. Quint Investments and Insurance operates under Hudson Valley Wealth Management Group, serving individual investors and employer-sponsored pension and profit-sharing plans. The firm manages approximately $110 million for around 400 clients through a team of eight advisors, focusing on ongoing portfolio management and financial planning using mutual funds, ETFs, and a long-term trading approach that integrates fundamental and technical analysis.

William Pepe is a financial advisor with Quint Investments and Insurance, holding Series 66 and Series 63 licenses and having seven years of industry experience. He has worked at Quint Investments and Insurance since 2018 and also serves as a data analysis course instructor at Capella University. Additionally, he operates as a property and casualty insurance broker and a life insurance agent through affiliated agencies. Quint Investments and Insurance is part of Hudson Valley Wealth Management Group, which manages approximately $110 million for around 400 clients. The firm serves individual investors and employer-sponsored pension and profit-sharing plans, focusing on long-term portfolio management with mutual funds and ETFs, including precious-metal ETFs, and employs both fundamental and technical analysis.

Philip Deangelo is a financial advisor at Focused Wealth Management, Inc. with 26 years of industry experience. He holds a Series 66 designation and has worked at Focused Wealth Management since 2010, with previous roles at Securities America, Inc. and Passante Associates LLC. Deangelo serves as a board member on the investment committee for Mount Saint Mary’s College Foundation and is the owner of AMK Flour Shop LLC, a bakery in Newburgh, NY. Focused Wealth Management provides discretionary and non-discretionary investment management and financial planning services to individuals, high-net-worth clients, charities, municipal entities, and corporations. The firm employs a committee-driven, quantitative approach to portfolio management and offers a range of advisory services including municipal securities and insurance product advice.