Seth Waller is a financial advisor at Falcon Financial with 16 years of industry experience and holds a Series 66 designation. He has worked at Trident Insured LLC and Falcon Investment Strategies, LLC. Outside of advisory services, he is involved in managing a youth baseball organization where he has coached and overseen the team. Falcon Financial provides investment advisory and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and businesses. The firm manages approximately $85.6 million in client assets and employs a diversified investment approach that includes fundamental and technical analysis, tactical tilts, and option strategies.

Daniel Cunningham is a financial advisor at Cunningham Wealth Management with a Series 65 designation and four years of industry experience. He is also a business developer for Cunningham & Associates, CPAs, Inc., where he earns a percentage of new revenues generated. Prior to his current roles, he held various positions including work in the food service and parking management industries. Cunningham Wealth Management serves individual clients across wealth levels, as well as charitable organizations, corporations, and 401(k) plans. The firm offers discretionary and non-discretionary portfolio management, third-party manager selection, and financial planning, using a comprehensive investment approach that includes asset allocation and multiple analysis methods, with regular account reviews and coordinated reporting.

Kyle Kennedy is a Series 65 licensed financial advisor at Cunningham Wealth Management with four years of industry experience. His prior work includes roles at Cunningham & Associates and The Pension Store. Outside of advising, he was involved with Kylemore Karting for five years. Cunningham Wealth Management serves individual clients, charitable organizations, corporations, and employer retirement plans. The firm combines asset-allocation guidance with multiple analysis methods and integrates third-party manager selection and monitoring, providing both discretionary and non-discretionary portfolio management along with written financial planning.

William Kearney is a financial advisor at Crown Private Wealth, LLC with 10 years of industry experience. He holds a Series 65 credential and has worked at firms including Virtue Capital Management, Horter Investment Management, and Integrated Financial Concepts LLC, where he is also the owner. Kearney is a co-founder and insurance agent at Crown Insurance Advisors, a fixed insurance agency serving retail clients. Crown Private Wealth, LLC provides discretionary asset management, financial planning, and retirement plan advisory services primarily to individuals and high-net-worth clients. The firm manages approximately $47.7 million in discretionary assets for about 133 clients and employs both fundamental and technical analysis, including option strategies and the use of margin, to guide portfolio management.

Marc Wulf is a financial advisor with Castle Wealth Group in Mooresville, NC, holding a Series 66 designation and eight years of industry experience. His prior roles include positions with Centaurus Financial, Inc., TIAA-CREF, Wells Fargo Clearing Services, LLC, and Stewart-Haas Racing. Outside of finance, he is contracted as a fueler on NASCAR pit crews in the Craftsman Truck and Xfinity series. Castle Wealth Group provides discretionary asset management and financial planning services to individuals, high-net-worth clients, and business entities, including retirement-plan advisory services. The firm employs a combination of fundamental, quantitative, and qualitative investment analysis and emphasizes pension consulting and sub-advisor oversight.

John Foard III is a CFP® with 26 years of industry experience and is a managing partner at Crown Private Wealth, LLC in Mooresville, NC. He co-founded Crown Advisors, LLC and Crown Insurance Advisors, LLC, where he is involved in managing operations and providing insurance and risk management services. He also owns Foard Wealth Management, LLC, a financial industry consulting business. Crown Private Wealth offers discretionary asset management and financial planning to individuals, high-net-worth clients, and retirement plans under ERISA. The firm’s investment approach integrates both fundamental and technical analysis and employs strategies including options writing and the use of margin and derivatives within separately managed accounts.

Stephen Gegorek II is a financial advisor at Falcon Financial with 11 years of industry experience. He holds a Series 66 designation and has worked at firms including Purshe Kaplan Sterling Investments and Strategic Planning Group. Outside of advisory work, he is the sole owner of Metolius Capital, a holding company unrelated to investments, and a part-owner of The Gegorek Group, a business consulting company. Falcon Financial serves individual investors, retirement and profit-sharing plans, trusts, estates, charitable organizations, and businesses, managing approximately $101 million. The firm provides portfolio management, financial planning, and retirement-plan consulting, employing a range of investment strategies tailored to client objectives and risk tolerance.

John Harris is a financial advisor at WMC Capital Management, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Brookstone Capital Management and Wealth Management of the Carolinas, where he serves as president of a separate insurance business focused on fixed insurance products. WMC Capital Management provides discretionary portfolio management and financial planning to individual and institutional clients, utilizing primarily passive investment strategies with an emphasis on asset allocation and periodic rebalancing. The firm also offers educational seminars on personal finance and manages accounts according to individualized investment policy statements.

Michael Mcfadden is a financial advisor with Castle Wealth Group in Mooresville, NC, holding a Series 66 designation and 15 years of industry experience. His career includes roles at Centaurus Financial, Woodbury Financial Services, Questar Capital Corporation, Questar Asset Management, and GCG Wealth Management. He serves as a committee member of the Davidson Public Arts Committee and is a board member of the Davidson Farmer's Market. Castle Wealth Group provides discretionary asset management and financial planning services to individuals, high-net-worth clients, and business entities, including retirement-plan advisory services. The firm employs a combination of fundamental, quantitative, and qualitative investment analysis and offers pension consulting and sub-advisor oversight as notable service features.

Jonathan Malone is a financial advisor at Castle Wealth Group with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Questar Capital Corporation, Woodbury Financial Services, and Centaurus Financial Inc. In addition to advising, Malone is involved in tax return preparation services. Castle Wealth Group provides discretionary asset management and financial planning for individuals, high-net-worth clients, and business entities. The firm also offers retirement-plan advisory services, utilizing fundamental, quantitative, and qualitative investment analysis with a focus on pension consulting and oversight of sub-advisors.

Daniel Venegoni is a financial advisor with Tactical Investment Advisors, LLC, holding a Series 66 designation and 17 years of industry experience. He has been with Tactical Investment Advisors since 2013 and also serves as principal of Tactical Wealth Advisors, LLP, a Commodity Trading Advisor and Commodity Pool Operator. Additionally, he owns Tactical Wealth Technology Solutions, a SaaS company serving CTA/CPO back office needs, and Tactical Wealth Finance Solutions, a private lending firm. Venegoni operates a tax strategy practice through Smart Tax Moves. Tactical Investment Advisors, LLC provides portfolio management and advisory services primarily to individual and high-net-worth clients, managing approximately $32.1 million across 151 accounts with a three-advisor team. The firm offers both standard AUM fees and performance-based fee arrangements, a combination that is relatively uncommon among supported firms.

Leo Theriault is a financial advisor at Family Wealth Partners Concord, Inc with 11 years of industry experience. He holds a Series 65 designation and is based in Concord, NC. Family Wealth Partners Concord, Inc provides individualized investment advisory, financial planning, and wealth coaching to individuals and businesses. The firm emphasizes asset allocation and a Free Market Portfolio approach, offering fee-based advice and acting as a co-advisor on managed asset programs through Matson Money.

Isaac Neidbalson is a Series 65-licensed financial advisor at Jarrod Adams Investing, LLC with one year of industry experience. He previously worked at Northwestern Mutual and has held various roles including positions at country clubs and a school district. Jarrod Adams Investing, LLC provides discretionary wealth management, financial planning, and consulting services to individuals, trusts, estates, and corporations. The firm manages approximately $85 million across 129 client relationships, focusing on long-term portfolio construction using fundamental and technical analysis with mutual funds, ETFs, individual stocks, bonds, and occasional options.

Scott O'Connell is a financial advisor at Tactical Investment Advisors, LLC with 10 years of industry experience. He holds the Series 66 designation and has worked at Tactical Investment Advisors since 2017, following prior roles at MML Investors Services, LLC and MetLife Securities Inc. Tactical Investment Advisors, LLC provides portfolio management and advisory services primarily to individual and high-net-worth clients. The firm manages approximately $32.1 million across 151 accounts with a three-advisor team and offers both standard AUM fees and performance-based fee arrangements, a relatively uncommon practice among supported firms.

Charles Parks is a financial advisor with C F Parks Inc in Salisbury, NC, holding Series 63, 65, and 66 licenses and bringing 42 years of industry experience. He has worked at Commonwealth Equity Services, Inc. for 30 years and has been involved with C F Parks Inc since 1988. Parks is also president of Parks Financial Services, Inc., an accounting and tax services firm. C F Parks Inc serves individuals, families, trusts, estates, and small businesses, managing approximately $85.7 million for about 192 clients. The firm uses proprietary model portfolios tailored to client goals and risk tolerances, focusing on equities, ETFs, and select mutual funds, and provides discretionary investment management alongside financial planning and affiliated accounting services.

Kristopher Barney is the principal advisor at 30-40 Wealth Partners with 13 years of industry experience. He holds the CFA® designation and Series 63 license. Before founding his firm in 2020, he worked at Opendoor Labs and Funding Circle USA. He also provides consulting services to real estate and financial technology companies and his household receives royalties from an internationally published book, "When Life Hands You Cactuses; Make Margaritas." 30-40 Wealth Partners offers investment management and financial planning primarily to individual clients, including high-net-worth households, as well as select charitable and business clients. The firm’s approach includes discretionary portfolio management, equity-compensation analysis, and specialized diversification strategies, with portfolios tailored to individual goals and implemented using a combination of passive and active investment exposures.

Carl Ballard is a financial advisor with C2 Investment Group in Mooresville, NC, holding Series 63 and Series 65 licenses and 20 years of industry experience. He has worked with C2 Investment Group since 2001 and serves as a consultant for C2, LLC dba Tracker, which offers a portfolio accounting and reporting application. C2 Investment Group provides non-discretionary investment consultation to institutional clients such as municipalities, universities, and school districts, focusing on Government Bond Index Tracking services. The firm offers an index-tracking optimization application and advises on portfolio rebalancing while clients maintain execution authority and custody.

David Powell is a ChFC® credentialed financial advisor with 32 years of industry experience, currently serving at Powell Wealth in Cornelius, NC. He previously worked at Purshe Kaplan Sterling Investments for 13 years and has managed Powell Financial, Inc. since 2007. Powell serves on the Finance Committee of the Grandfather Golf and Country Club. Powell Wealth provides investment supervisory services, financial planning, and retirement-plan consulting to individuals, trusts, retirement plans, and business entities. The firm typically manages accounts on a discretionary basis using fundamental and cyclical analysis and features a small advisory team with specific operational practices including mandatory custodian use and a range of investment strategies.

Jason List is a CFP® professional at Aventus Investment Advisors, Inc. with 17 years of industry experience. He has held roles at Truist Advisory Services, TRUIST Investment Services, BB&T, and Shanghai University of Finance and Economics. He holds Series 63 and Series 66 licenses. Aventus Investment Advisors provides portfolio management and financial planning to individuals, trusts, estates, businesses, charitable organizations, and retirement plans. The firm combines global macroeconomic trend analysis with fundamental research, offering both long-term and short-term investment strategies, along with additional services such as tax preparation assistance and coordinated estate planning.

Keith Laibson is a financial advisor at Family Wealth Partners Concord, Inc with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Matson Money, Inc., MML Investors Services, Inc., and Massachusetts Mutual Life Insurance Company. In addition to advising, he provides financial planning and sells life, disability, and long-term care insurance when needed by clients. Family Wealth Partners Concord, Inc offers individualized investment advisory, financial planning, and wealth coaching to individuals and businesses. The firm follows a fee-based model, emphasizing asset allocation and a Free Market Portfolio approach, and manages client assets on a non-discretionary basis without taking custody or voting client proxies.