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Jessica B

Series 63, Series 65

Radcliff, KY

First Command Advisory Services

Jessica Blaisdell is a financial advisor with First Command Advisory Services, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. She has served in the U.S. Army for eight years and has been with First Command in various capacities since 2013. Blaisdell is also Treasurer of the Fort Knox Spouses and Community Club, where she manages books and records for community scholarships and grants. First Command Advisory Services is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs, utilizing a centralized Investment Management Team to design and monitor portfolios from a prescreened list of managers.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
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Michael H

Series 63, Series 65

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Michael Harned is a financial advisor at Fifth Third Securities, Inc. with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Fifth Third Securities and Fifth Third Bank since 2017, following eight years at PNC Bank and PNC Investments. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporations, and institutional investors. The firm provides multiple discretionary managed-account programs, including advisor-directed models and direct indexing, and operates as a subsidiary of Fifth Third Bank with a distinctive municipal-advisor registration and integrated bank affiliation.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Micah D

Series 65, Series 63

Bardstown, KY

Transamerica Financial Advisors

Micah Dixon is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and nine years of industry experience. He has been with Transamerica Financial Advisors since 2017 and serves as a secretary and board member of the Master Registered Financial Consultant organization. In addition to his advisory work, he owns and manages Hidden Meadow Farm in Kentucky. Transamerica Financial Advisors serves a diverse client base including individual investors, retirement plans, trusts, and corporations. The firm offers both advisory and broker-dealer services, utilizing proprietary and third-party model portfolios with discretionary and non-discretionary program options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Patrick H

Series 66

Louisville, KY

Raymond James Financial

Patrick Hancock is a financial advisor with Raymond James Financial Services Advisors, Inc. He holds a Series 66 designation and has 11 years of industry experience. Before joining Raymond James, Hancock held positions at firms including Pt Pros Inc. and has roles with organizations such as The Walt Disney Company. Outside of his advisory work, he is involved as a board member for a university advisory board and participates in local media as a radio color analyst and sports show cohost focused on Louisville sports. Raymond James Financial Services Advisors, Inc. provides tailored financial planning, investment consulting, and advisory services to a diverse client base that includes individuals, corporations, institutions, and charitable organizations. The firm employs analytical tools and risk profiling to support client goals and is known for its municipal advisory affiliation and specialized plan-level consulting programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Blake W

Series 66

West Point, KY

Edward Jones

Blake Warner is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, he held positions at RW Baird Inc and worked in educational and sports facility environments. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a wide range of advisory programs and investment solutions, managing approximately $1.01 trillion in assets through a large national network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Derek D

CFP®, Series 66

Shepherdsville, KY

Edward Jones

Derek Decker is a CFP® professional at Edward Jones with six years of industry experience. He has been with Edward Jones since 2019 and previously worked at ABF Freight Systems for five years. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages over $1 trillion in assets and offers a range of advisory strategies, encompassing discretionary and non-discretionary options, as well as affiliated mutual funds and tax-efficient services.

Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Wealth management Retired Founder/Business Owner Executive
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Dennis F

Series 63, Series 65

Louisville, KY

Cetera

Dennis Frank is a financial advisor with Cetera who holds Series 63 and Series 65 licenses and has 13 years of industry experience. He has worked at Cetera since 2020 and has been owner of Dennis Frank Financial since 2009. His other business activities include serving as an insurance agent selling life, health, annuities, and long-term care products. Cetera Investment Advisers LLC is an SEC-registered firm serving a wide range of clients including individuals, retirement plans, corporate and charitable entities, and institutional accounts. The firm offers diverse investment management and consulting services through a multi-manager platform, supporting both discretionary and non-discretionary accounts.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Carrol W

Series 63, Series 66

Louisville, KY

Raymond James Financial

Carrol Wood III is a financial advisor at Raymond James Financial with 34 years of industry experience. He holds Series 63 and Series 66 licenses and has been affiliated with various Raymond James entities since 2013. Outside of his advisory work, he is an owner and independent contractor at Clearpath Financial LLC and serves as a subcommittee member for the Tony Delk Basketball Academy Golf Event. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm offers tailored, non-discretionary planning and consulting using analytical tools to support client goals and has unique offerings such as municipal advisory services and employer SIMPLE IRA consulting programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Andrew E

Series 66

Louisville, KY

J.P. Morgan Securities

Andrew Eurton is a financial advisor with J.P. Morgan Securities in Louisville, KY, holding a Series 66 designation and 11 years of industry experience. Prior to his current role, he was involved with Jumar, LLC dba West Coast Vape Lounge for five years. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with brokerage and investment management capabilities.

Wealth management Executive Founder/Business Owner
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Dustin L

Series 63, Series 66

Bardstown, KY

Cetera

Dustin Looper is a financial advisor with Cetera, holding Series 63 and Series 66 designations and six years of industry experience. His work history includes roles at Cetera, Abound Credit Union, LPL Financial, and BMO Harris Financial Advisors. He previously spent eight years with Guitar Center Stores, Inc. Cetera Investment Advisers LLC is an SEC-registered adviser serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a large nationwide network of independent advisors and employs a multi-manager platform with various program structures and custodial relationships.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Mathew W

Series 66

Louisville, KY

Edward Jones

Mathew Warner is a Series 66 licensed financial advisor with Edward Jones in Louisville, KY, where he has worked since 2007. He has 18 years of industry experience. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment solutions, operating under a fiduciary standard with approximately $1.01 trillion in assets under management supported by a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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David W

Series 63, Series 66

Louisville, KY

Edward Jones

David Watkins Jr. is a financial advisor with Edward Jones in Louisville, KY, holding Series 63 and Series 66 designations and 23 years of industry experience. He has been with Edward Jones since 2002. Outside of his advisory role, he serves as the administrative president of a local investment club where members collaborate on stock investments. Edward Jones is a wealth management firm serving over four million individual and institutional clients, managing approximately $1.01 trillion in assets. The firm provides a range of advisory services including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard with a nationwide network of over 23,700 advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Vickie D

Series 63, Series 66

Louisville, KY

Raymond James Financial

Vickie Drury Bauer is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Louisville, KY, holding Series 63 and Series 66 licenses and with 30 years of industry experience. She has worked with Stock Yards Bank & Trust Company since 2015, advising clients on their investment needs. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and corporate clients. The firm delivers tailored, non-discretionary planning and consulting using risk profiling and analytical tools, and offers specialized programs including municipal advisory services and SIMPLE IRA Employer Advisory & Consulting Services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Slone A

Series 63, Series 65

Mount Washington, KY

Cetera

Slone Alley is a financial advisor at Cetera with eight years of industry experience. He holds Series 63 and Series 65 designations and has worked previously at Foresters Financial Services and Georgetown College. Alley is also owner of Green Hills Advisory and a part owner of Salt River Holdings, LLC. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, retirement plan, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a multi-manager platform including discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Stephen C

Series 63, Series 66

Louisville, KY

J.P. Morgan Securities

Stephen Cross Jr. is a financial advisor with J.P. Morgan Securities in Louisville, KY, holding Series 63 and Series 66 licenses and having 12 years of industry experience. He has been with J.P. Morgan Securities and JPMorgan Chase Bank since 2013. Outside of his advisory role, he is involved in thoroughbred racehorse ownership through several private entities. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines institutional advisory operations with brokerage, distribution, and investment management capabilities, delivering recommendations on a non-discretionary basis.

Wealth management Executive Founder/Business Owner
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Benjamin S

Series 66

Louisville, KY

Edward Jones

Benjamin Stocksdale is a financial advisor with Edward Jones in Louisville, KY, holding a Series 66 designation and 11 years of industry experience. He has been with Edward Jones since 2014. Outside of his advisory role, he serves on the Finance Committee of Sojourn Church in New Albany, IN, providing recommendations on budgeting and compensation matters. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a large network of advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Thomas R

Series 65, Series 66

Bardstown, KY

Edward Jones

Thomas Rogers is a financial advisor at Edward Jones in Bardstown, KY, holding Series 65 and Series 66 licenses with five years of industry experience. Prior to joining Edward Jones in 2022, he worked at ARGI Financial Group and has experience in construction and retail. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee options, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Founder/Business Owner
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Alex K

Series 66

Louisville, KY

Edward Jones

Alex Kerins is a financial advisor with Edward Jones in Louisville, KY, holding a Series 66 designation and entering his first year in the industry. Prior to joining Edward Jones, he worked in mortgage lending and banking, including roles at Bay Equity Home Loans, Ruoff Mortgage, Republic Bank & Trust, and Humana, Inc. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients across a broad range of wealth levels. The firm manages approximately $1.01 trillion in assets and offers a variety of advisory programs and investment solutions through a nationwide network of more than 23,700 financial advisors.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business succession planning ESG / Sustainable investing Inheritance planning Founder/Business Owner
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John A

Series 66

Bardstown, KY

LPL Financial

John Anderson is a financial advisor with LPL Financial, holding a Series 66 designation and 18 years of industry experience. He previously worked at Edward Jones for 15 years before joining LPL Financial in 2023. Outside of his advisory role, Anderson is involved in timber management and participates in USDA conservation activities in Bloomfield, KY. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, utilizing various investment strategies and technology tools across a large network of advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Mark H

Series 63, Series 66

Louisville, KY

J.P. Morgan Securities

Mark Henderson is a financial advisor with J.P. Morgan Securities in Louisville, KY, holding Series 63 and Series 66 credentials and six years of industry experience. He previously worked at Fifth Third Securities and Fifth Third Bank. Outside of finance, he owns Henderson Electronics LLC, an electronics repair business. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework when recommending strategies.

Wealth management Executive Founder/Business Owner
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