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Timothy H

Series 65

Mokena, IL

Hammond Investment Management, LLC

Timothy Hammond is the sole advisor at Hammond Investment Management, LLC in Mokena, IL. He holds a Series 65 designation and has 28 years of industry experience. He has worked at Wall & Associates since 2000 and has been an investment advisor under his own name since 1997. Hammond Investment Management provides discretionary investment management and consulting services to pension plans, municipal clients, and individual investors. The firm follows a long-term, low-turnover investment philosophy emphasizing diversification and asset allocation, with a particular focus on institutional and state/municipal clients and fixed-income solutions.

Wealth management Income planning Retired
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Paul T

Series 63, Series 65

Orland Park, IL

TomChaney Investment Services, Inc.

Paul Tomchaney is the principal advisor at TomChaney Investment Services, Inc., an independent firm based in Orland Park, IL. He holds Series 63 and Series 65 licenses and has 27 years of industry experience, including 21 years with his current firm. TomChaney's background includes counseling psychology. TomChaney Investment Services provides discretionary asset and portfolio management to individual and high-net-worth clients, managing approximately $30.7 million across 39 accounts. The firm combines Modern Portfolio Theory with fundamental and technical analysis to create diversified portfolios that include mutual funds, ETFs, equities, fixed income, and options, while accommodating special client situations and restrictions.

Options & derivatives strategies Concentrated stock management Tax-loss harvesting
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Arun S

CFP®, CFA®

Palos Park, IL

Avenue 90

Arun understands the importance of details specific to each client, which includes tax efficiency, a fulfilling retirement, and legacy planning. He also realizes the importance of a client working with a professional on a consistent basis, rather than speaking to a different person each time the client calls an 800 number for support. As some individuals have an affinity for one sport or hobby over another, Arun has a strong affinity for finance. With 10+ years in wealth management, and another several in other industries prior to graduate school, Arun has a strong interest in financial planning and investing. Aside from his practical experience working directly with clients of all ages and backgrounds, Arun has an MBA in Finance from the University of Wisconsin – Madison. In Madison, he honed his technical skills, and then further developed them by obtaining the Chartered Financial Analyst (CFA®) designation, which is considered to be the most rigorous set of exams in the financial industry. Whether looking for a combination of planning and investment management, or just one of those two, Avenue 90 is available to help.

Wealth management General tax planning Business ownership considerations Founder/Business Owner Baby Boomers (Born 1946-1964)
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James K

CFP®, Series 63, Series 65

Burr Ridge, IL

CIC Investment Consultants, LLC

James Krebec is a CFP® professional with 28 years of industry experience, currently serving as the sole advisor at CIC Investment Consultants, LLC since 2003. He holds Series 63 and Series 65 licenses and maintains an Arkansas insurance license, though he spends no meaningful time in the insurance business. CIC Investment Consultants provides investment management and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm offers discretionary portfolio management, written financial plans, and advisory services on private securities and alternative investments, using a variety of analytical methods and strategies tailored to client goals and risk tolerance.

Private / alternative investments Options & derivatives strategies Executive
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Timothy Q

CFP®, Series 63, Series 65

Orland Park, IL

Quinn Financial Planning, LLC

Timothy Quinn is a CFP® professional with 26 years of experience in financial planning. He is the principal of Quinn Financial Planning, LLC, an independent firm he founded in 2009. In addition to his advisory role, he is a partner at GT Tax & Business Services, LLC, where he provides tax advice, planning, and preparation. Quinn Financial Planning serves individuals, trusts, and qualified retirement plans with discretionary investment management and comprehensive financial planning, including retirement, estate, insurance, college, and tax planning. The firm uses a structured, risk-based asset allocation process and offers limited pension consulting focused on investment planning and asset allocation for small businesses.

Retirement income strategy College savings (529s, UTMA, etc.) Options & derivatives strategies Retired
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Edward G

PFS™, Series 65

Orland Park, IL

Personal Financial Management, Inc.

Edward Grudowski is a financial advisor at Personal Financial Management, Inc. in Orland Park, IL, with 27 years of industry experience. He holds the PFS™ designation and Series 65 license and has been with Personal Financial Management, Inc. since 1997. In addition to his advisory role, he operates an independent accounting practice as a Certified Public Accountant. Personal Financial Management, Inc. provides investment advisory services primarily to individuals, trusts, and estates, focusing on personalized portfolio management and limited-scope investment consulting. The firm develops individualized investment policies based on client goals and risk tolerance and employs fundamental, mutual fund/ETF, and technical analysis in portfolio implementation.

Wealth management Passive / index investing Active portfolio management
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Kurt S

Series 63, Series 66

Highland, IN

Atis, Inc

Kurt Schultz is a financial advisor at ATIS, Inc. in Highland, Indiana, with 33 years of industry experience. He has held Series 63 and Series 66 designations and has been with ATIS, Inc. since 2009. Outside of his advisory role, he is a 20% partner in Evolution Investments, LLC, which manages office facilities and a professional condo association. ATIS, Inc. serves individual investors and trusts, focusing on IRA rollovers and offering portfolio management, retirement, estate, and legacy planning. The firm emphasizes asset allocation and diversification through predetermined mutual fund and ETF models, primarily managing assets on a non-discretionary basis within wrap-fee programs delivered via RBC-sponsored platforms.

General retirement planning Cash flow / budgeting
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John C

Series 66

Burr Ridge, IL

Copperwood Financial

John Crawford is a financial advisor at Copperwood Financial with 15 years of industry experience. He holds the Series 66 designation and previously worked at LPL Financial LLC and Horizon Wealth Management. Copperwood Financial provides fee-based investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, and small businesses, with a specialty practice for athletes under the Pro Athlete Wealth brand. The firm manages client portfolios on a discretionary, tactical allocation basis and offers qualified retirement plan consulting, including ERISA Section 3(38) fiduciary services.

Retirement income strategy Income planning Social Security optimization Options & derivatives strategies Multi-generational wealth transfer Professional Athlete Young Professionals
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Cynthia M

CFP®, Series 65

Orland Park, IL

Contour Financial

Cynthia Menker is a CFP® with 24 years of industry experience, currently serving at Contour Financial since 2001. She holds a Series 65 license and is based in Orland Park, IL. Contour Financial serves individual households focusing on retirement planning and investment management for clients who are not high-net-worth. The firm emphasizes diversified portfolios using mutual funds and ETFs, combines investment oversight with comprehensive financial planning services, and operates as a fee-only fiduciary under the NAPFA code.

General retirement planning Income planning General tax planning Cash flow / budgeting Founder/Business Owner Executive Doctor or Medical Professional Young Professionals Divorced
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Melissa O

Series 63, Series 65

Chicago, IL

Herr Capital Management LLC

Melissa Osika is an investment advisor with Herr Capital Management LLC in Chicago, IL, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. She has worked at Herr Capital Management since 2017 and previously held positions at American Portfolios Financial Services, Inc., SSN Advisory, Inc., and Securities Service Network. In addition to her advisory role, she is a licensed insurance agent offering life, health, disability, long-term care, and fixed annuities. Herr Capital Management LLC is a private wealth advisory firm serving individuals, families, trusts, estates, charitable organizations, and employer-sponsored retirement plans. The firm employs a disciplined investment process with strategic and tactical allocation adjustments and offers financial planning, discretionary investment management, and retirement-plan consulting.

Active portfolio management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses Founder/Business Owner Executive
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Timothy R

CFP®, ChFC®, Series 63, Series 65

Frankfort, IL

PrairieView Wealth & Tax Advisors

Timothy Regan is a financial advisor at PrairieView Wealth & Tax Advisors with 29 years of industry experience. He holds the CFP® and ChFC® designations and has worked at Thrivent Financial for Lutherans and related entities for 18 years, as well as at Purshe Kaplan Sterling Investments. He serves as chairman of the Grace Christian Academy School Board, overseeing policy and operations. PrairieView Wealth & Tax Advisors provides personalized financial planning and investment management to individuals, families, family offices, trusts, estates, and private foundations. The firm integrates its advisory services with an affiliated tax practice and offers access to insurance products, focusing on tax-aware, long-term portfolio strategies tailored to client needs.

General retirement planning Wealth management Cash flow / budgeting
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Samantha M

Series 65

Schererville, IN

Lyon Capital Management, LLC

Samantha Mardyla is a financial advisor at Lyon Capital Management, LLC with a Series 65 designation and one year of industry experience. Her prior work includes roles at Resmed, JPMorgan Chase, and Boston Consulting Group. Lyon Capital Management, LLC is an SEC-registered investment adviser serving individuals, trusts, estates, small businesses, and corporate retirement plans. The firm employs a value-contrarian investment approach using fundamental and technical analysis to build diversified portfolios, while also offering a distinctive Style Rotation ETF strategy that is rebalanced monthly.

Active portfolio management Passive / index investing
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Benjamin T

Series 63, Series 65

Dyer, IN

Gineris Wealth Management

Benjamin Tegeler is a financial advisor at Gineris Wealth Management with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked at various firms including Osaic Wealth Inc and Woodbury Financial Services. Tegeler also sells life insurance and annuity products as part of his financial planning services. Gineris Wealth Management advises individual clients and small businesses, providing non-discretionary portfolio management, hourly financial planning, and access to third-party advisory programs. The firm emphasizes diversified asset allocation and long-term strategies, using model portfolios and sub-advisers while implementing changes upon client approval.

General retirement planning General tax planning College savings (529s, UTMA, etc.) Retirement income strategy
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Kevin G

Series 63, Series 65

St. John, IN

Griffin Financial Advisors, LLC

Kevin Griffin is a financial advisor with Griffin Financial Advisors, LLC, holding Series 63 and Series 65 credentials and bringing 22 years of industry experience. He has been with Griffin Financial Advisors since 2014 and has operated under the Griffin Wealth Management name since 2003. Outside of investment advisory services, he is involved in a non-variable insurance business offering fixed annuities, long-term care, and term life insurance. Griffin Financial Advisors provides investment management and comprehensive financial planning to individuals, high-net-worth clients, families, trusts, small businesses, and pension plans. The firm employs a personalized, fiduciary approach that tailors asset allocation and investment selection using fundamental, technical, and cyclical analysis, sometimes utilizing outside specialty managers to implement specific strategies.

General retirement planning Tax strategies for small businesses Cash flow / budgeting Founder/Business Owner Executive
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David L

Series 65, Series 63

Frankfort, IL

Latko Wealth Management, Ltd.

David Latko Jr. is a financial advisor with Latko Wealth Management, Ltd. in Frankfort, IL, holding Series 65 and Series 63 credentials and bringing 10 years of industry experience. He has been affiliated with LPL Financial, LLC, and Latko Wealth Management since 2016. Latko Wealth Management provides discretionary and non-discretionary investment advisory services, financial planning, and hourly consulting to individual clients, including high-net-worth households, as well as foundations, endowments, and corporate clients. The firm employs a personalized, goal-based process and offers a broad range of portfolio options, including mutual funds, ETFs, equities, fixed income, options, alternatives, and annuities, with ongoing account oversight.

Retirement income strategy Equity compensation tax strategy Business succession planning Tax strategies for small businesses Founder/Business Owner Executive Retired
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Joseph M

CFP®, PFS™, Series 63, Series 65

Frankfort, IL

McDonnell Capital Management

Joseph McDonnell is a financial advisor at McDonnell Capital Management with 21 years of industry experience. He holds the CFP® and PFS™ designations, as well as Series 63 and 65 licenses. McDonnell has operated his own CPA practice since 1989 and has managed McDonnell Wealth Management since 2012. He serves as a school treasurer for multiple local school districts and a community educational foundation, overseeing their financial activities and fund investments. McDonnell Capital Management provides discretionary and non-discretionary investment management, retirement plan consulting, and integrated financial planning to a diverse client base including institutions, business owners, trusts, municipalities, and individual investors. The firm’s goals-driven investment approach is based on Modern Portfolio Theory and utilizes customized policy statements and financial modeling to guide asset allocation and measure progress.

Income planning Retirement income strategy General tax planning Retirement plans for business owners (SEP, solo 401k) Retired
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Christopher M

Series 66

Frankfort, IL

McDonnell Capital Management

Christopher McDonnell is a financial advisor at McDonnell Capital Management with 16 years of industry experience. He holds a Series 66 designation and has been leading McDonnell Wealth Management, LLC since 2012. McDonnell Capital Management provides discretionary investment management, non-discretionary advisory services, ERISA 3(21) co-fiduciary retirement plan consulting, and integrated financial planning to a diverse client base including institutions, business owners, trusts, municipalities, and individual clients. The firm employs a goals-driven investment approach based on Modern Portfolio Theory, utilizing customized investment policy statements and financial modeling to guide asset allocation and monitor progress.

Income planning Retirement income strategy General tax planning Retirement plans for business owners (SEP, solo 401k) Retired
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David B

Series 63, Series 65

Schererville, IN

Optimized Capital LLC

David Bonifield is a financial advisor at Optimized Capital LLC with nine years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Fourstar Wealth Advisors, LLC and U.S. Bank. Outside of his advisory role, he serves as president of Boniventures, Inc., a consulting firm unrelated to investments. Optimized Capital LLC provides financial planning, portfolio management, and retirement-plan consulting to individuals, corporations, and pension or profit-sharing plans. The firm emphasizes customized model portfolios focused on asset allocation and employs a mix of fundamental, technical, and long-term strategies with periodic rebalancing.

Active portfolio management Options & derivatives strategies Cash flow / budgeting
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Jorge V

Series 63, Series 65

Dyer, IN

Wisely Advised

Jorge Velasquez is a financial advisor at Wisely Advised with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Wisely Advised since 2011. Outside of his advisory role, he is also a licensed insurance agent involved in the sale of traditional insurance products. Wisely Advised serves individual investors, retirement plans, and institutional accounts, managing approximately $69 million in assets across 185 client relationships. The firm uses a combination of fundamental and technical analysis to manage discretionary and non-discretionary portfolios, offering both model and customized investment options alongside financial planning and qualified plan services.

General retirement planning Income planning Retirement withdrawal strategies Wealth management
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Terrence H

CFP®, Series 63, Series 66

Orland Park, IL

Brickwork Financial Planning, LTD

Terrence Heafey is a CFP® with 30 years of industry experience, currently serving at Brickwork Financial Planning, LTD where he has worked since 2009. His prior roles include positions at 4 Wealth Advisors, Inc. and PURSHE KAPLAN STERLING INVESTMENTS, Inc. Heafey serves as a school board member for Palos Consolidated Elementary School District 118. Brickwork Financial Planning, LTD provides financial planning and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses, focusing on written financial plans and advisory engagements without discretionary asset management. The firm employs a structured planning process using various analytical tools and offers services through fixed fees, retainers, or hourly consulting.

Retirement income strategy General tax planning Business succession planning Charitable giving & philanthropy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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