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Michael V

Series 63, Series 66

Little Rock, AR

Eagle Strategies (NY Life)

Michael Verser is a financial advisor with Eagle Strategies (NY Life) based in Little Rock, AR, holding Series 63 and Series 66 licenses, with 12 years of industry experience. He has worked at Eagle Strategies since 2020 and is also the owner of VerSer Financial Group, LLC, through which he brokers non-registered insurance products. Verser is engaged in insurance brokering activities, including disability insurance policies through specialized brokerage firms. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated advisors. The firm offers a variety of program types, including fee-based advice and co-advisory relationships, with a focus on tailored solutions and primarily non-discretionary asset management.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Heath H

Series 65

Little Rock, AR

Prime Capital Financial

Heath Hagan is a financial advisor at Prime Capital Financial with four years of industry experience. He holds a Series 65 designation and previously worked for the Vilonia School District from 2016 to 2021. Hagan is a co-owner of HAGAN NEWKIRK FINANCIAL SERVICES, a business involved in employee benefits marketing and related activities. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans with services including asset management, financial planning, and third-party manager selection. The firm offers both discretionary and non-discretionary account management, employs various investment strategies, and provides family office services and tax planning through an affiliated accounting subsidiary.

Family Business Tax strategies for small businesses Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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James M

Series 63, Series 65

Alexander, AR

VOYA Financial Advisors, Inc.

James Meaders is a financial advisor at Voya Financial Advisors, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at Fidelity Investments, Charles Schwab, Berthhel Fisher & Company Planning, and Securities Management & Research, Inc. Voya Financial Advisors, Inc. serves a diverse range of clients, including individual investors, retirement plan sponsors, charitable organizations, corporations, and high-net-worth individuals. The firm provides financial planning, portfolio management, and consulting services through various program structures, emphasizing recommendation-based, non-discretionary advice.

Retirement income strategy General retirement planning Business ownership considerations Founder/Business Owner Executive
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Dawn S

Series 66

Little Rock, AR

Creative Planning

Dawn Stoffel is a financial advisor at Creative Planning with 20 years of industry experience. She holds a Series 66 designation and has previously worked at U.S. Bancorp Investments and Charles Schwab. Creative Planning provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, foundations, trusts, and retirement plans. The firm manages approximately $217 billion in client assets and offers a financial planning–led investment process emphasizing low-cost indexing and buy-and-hold strategies, supplemented by advanced portfolio management techniques and integrated retirement plan services.

Private / alternative investments Tax-loss harvesting ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive Retired
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Lesley N

Series 66, Series 63

Little Rock, AR

Eagle Strategies (NY Life)

Lesley Nalley is a financial advisor with Eagle Strategies (NY Life) in Little Rock, Arkansas, holding Series 63 and Series 66 licenses and bringing four years of industry experience. She has worked with multiple firms, including Empire Financial Architects LLC and NYLIFE Securities LLC. Outside of her advisory role, Nalley serves as Vice President and minority shareholder of Arkansas Document Solutions, Inc., participates as a volunteer mentor in the Venture Center Woman Achieve Mentoring Program, and is a board director for the Accounting & Financial Women’s Alliance of Central Arkansas. Eagle Strategies serves a diverse client base with financial planning, investment management, and retirement-plan advisory services through a large network of affiliated representatives. The firm emphasizes tailored recommendations and manages a significant portion of assets on a non-discretionary basis, with a focus on both individual and institutional clients within an integrated New York Life structure.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Luke F

Series 63, Series 66

Little Rock, AR

Eagle Strategies (NY Life)

Luke Ferradj is a financial advisor with Eagle Strategies (New York Life) in Little Rock, Arkansas. He holds Series 63 and Series 66 licenses and has 12 years of industry experience. His work history includes roles at Eagle Strategies since 2021, Nylife Securities LLC since 2014, and New York Life Insurance Company since 2013. Eagle Strategies serves a diverse clientele including individual investors, institutional clients, and plan sponsors, providing financial planning, investment management, and retirement-plan advisory services. The firm offers tailored solutions through multiple program types and manages the majority of its assets on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Brian H

Series 63, Series 65

Alexander, AR

Independent Advisor Alliance, LLC

Brian Helms is a financial advisor with Independent Advisor Alliance, LLC based in Alexander, Arkansas. He holds Series 63 and Series 65 licenses and has three years of experience in the financial industry, having previously worked at LPL Financial. Prior to his advisory career, he spent 27 years with the University of Arkansas System Division of Agriculture. Independent Advisor Alliance serves a diverse client base including individuals, small businesses, charitable organizations, and retirement plans. The firm provides asset management, financial planning, and retirement plan consulting, utilizing a network model with access to a range of portfolio management strategies and technology platforms.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
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Matthew T

Series 66

Alexander, AR

Empower Advisory Group

Matthew Thompson is a Series 66-licensed financial advisor at Empower Advisory Group with one year of industry experience. His prior work includes roles at Ameriprise, AGIA, Valic Financial Advisors, and Fis. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and participants, as well as Empower Premier IRA and retail brokerage clients. The firm’s services integrate with Empower’s recordkeeping and administrative platforms and emphasize long-term portfolio returns and savings rates over short-term forecasts.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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John S

Series 63, Series 65

Alexander, AR

Independent Advisor Alliance, LLC

John Shrewsbury is a financial advisor with Independent Advisor Alliance, LLC, holding Series 63 and Series 65 credentials and bringing 36 years of industry experience. His prior roles include 15 years at Genwealth Financial Advisors and over two decades at LPL Financial. Outside of advising, he owns Momentum Media, an advertising agency based in Arkansas. Independent Advisor Alliance serves a diverse client base including individuals, small businesses, charitable organizations, and retirement plans, providing asset management, financial planning, and retirement consulting. The firm employs a network model with several hundred independent advisory representatives and uses various portfolio management strategies supported by technology platforms and third-party managers.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
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Autumn M

Series 63, Series 66

Little Rock, AR

Prime Capital Financial

Autumn Maack is a financial advisor with Prime Capital Financial, holding Series 63 and Series 66 credentials and 18 years of industry experience. She previously worked at Scottrade for 15 years and has been with Private Client Services since 2019. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans with services that include asset management, financial planning, and family office offerings. The firm employs a range of investment strategies and provides integrated tax and financial administration services through its affiliated accounting subsidiary.

Family Business Tax strategies for small businesses Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Stephen B

Series 66

Little Rock, AR

Prime Capital Financial

Stephen Barns is a financial advisor with Prime Capital Financial, holding a Series 66 designation and 12 years of industry experience. His work history includes roles at Pclr, LLC, Private Client Services, Cambridge Investment Research, and Barns Insurance Inc, where he serves as president and owner. Outside of his advisory work, Barns is a published author of investment-related material and performs as a bassist in a band called Hindsight Groove. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a wide range of services including asset management, financial planning, retirement plan services, and family office solutions, employing a mix of investment strategies and coordinated reporting across multiple custodians.

Family Business Tax strategies for small businesses Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Travis M

Series 66, Series 65

Little Rock, AR

Prime Capital Financial

Travis Mays is a financial advisor at Prime Capital Financial with eight years of industry experience. He holds the Series 65 and Series 66 credentials and has worked with Prime Capital Investment Advisors since 2020. Prior to this, he was associated with PCLR Advisors and held a position at the University of Central Arkansas. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a broad range of services including asset management, financial planning, qualified retirement plan services, and family office offerings, utilizing multiple investment strategies and platforms.

Family Business Tax strategies for small businesses Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Christopher A

Series 63, Series 66

Little Rock, AR

Eagle Strategies (NY Life)

Christopher Armistead is a financial advisor with Eagle Strategies (NY Life) based in Little Rock, AR. He holds Series 63 and Series 66 licenses and has nine years of industry experience. Armistead operates Armistead Wealth, LLC, through which he sells New York Life products and brokers non-registered insurance products. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a broad network of affiliated representatives. The firm emphasizes tailored recommendations and manages the majority of its assets on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Merlin H

Series 63

Little Rock, AR

Prime Capital Financial

Merlin Hagan is a financial advisor at Prime Capital Financial with 40 years of industry experience. He holds a Series 63 designation and has worked at multiple firms including Cambridge Investment Research and Lawing Financial. Outside of advising, he is involved in non-investment related business activities such as managing a financial services entity and serving as area vice president for a benefits services firm. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a range of services including asset management, financial planning, qualified retirement plan sponsor and trustee services, and family office offerings.

Family Business Tax strategies for small businesses Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Adam B

Series 65, Series 63

Alexander, AR

Independent Advisor Alliance, LLC

Adam Burke is a financial advisor with Independent Advisor Alliance, LLC. He holds Series 65 and Series 63 licenses and has experience working at LPL Financial and Independent Advisor Alliance since 2024. His background includes roles in education and small business operations prior to entering the financial advisory field. Independent Advisor Alliance serves a diverse client base including individuals, small businesses, and charitable organizations. The firm offers asset management, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary portfolio management strategies supported by various analytical techniques and technology platforms.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
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Janet W

Series 63, Series 65

Alexander, AR

Independent Advisor Alliance, LLC

Janet Walker is a financial advisor with Independent Advisor Alliance, LLC, holding Series 63 and Series 65 licenses and 24 years of industry experience. She previously worked for GenWealth Financial Advisors, LLC for 15 years and has been associated with LPL Financial for over two decades. In addition to her advisory role, she owns an advertising agency called Momentum Media. Independent Advisor Alliance serves a broad range of clients, including individuals, small businesses, charitable organizations, and retirement plans, offering asset management, financial planning, and retirement plan consulting. The firm combines a large network of advisory representatives with access to technology platforms and third-party services to provide tailored portfolio management and estate-planning solutions.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
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Jonnathan D

Series 66

Little Rock, AR

Prime Capital Financial

Jonnathan Davis is a financial advisor with Prime Capital Financial in Little Rock, AR, holding a Series 66 credential and bringing 15 years of industry experience. His career includes roles at Pclr, LLC, Private Client Services, Lawing Financial Inc., Cambridge Investment Research, Inc., and Hagan Newkirk Financial Services. Outside of advising, he manages business-related activities through SKELLYCO, LLC. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans with services including asset management, financial planning, qualified retirement plan sponsorship, and family office offerings. The firm employs various investment strategies and utilizes platforms for tax-efficient portfolio management while also providing integrated tax advisory services and consolidated financial reporting.

Family Business Tax strategies for small businesses Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jason G

CFP®, Series 63, Series 65

Little Rock, AR

Prime Capital Financial

Jason Gerber is a CFP® with 20 years of industry experience, currently serving at Prime Capital Financial. His prior roles include positions at Cambridge Investment Research, Lawing Financial Inc., and Hagan Newkirk. He is also the owner of H2G Consulting, a business consulting firm based in Little Rock, AR. Prime Capital Financial is an SEC-registered enterprise advisory firm that serves individuals, trusts, corporations, and retirement plans with a broad range of services including asset management, financial planning, and family office offerings. The firm employs various investment strategies and platforms while providing tax planning and consolidated reporting through affiliated subsidiaries.

Family Business Tax strategies for small businesses Wealth management General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Erin E

Series 66

Benton, AR

Private Advisor Group, LLC

Erin Eason is a financial advisor with Private Advisor Group, LLC, holding a Series 66 designation and 24 years of industry experience. She has worked at notable firms including Morgan Stanley, Merrill, and UBS Financial Services. Outside of her advisory role, she is involved in hospitality management and caregiving activities in her local community. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans by providing portfolio management, financial planning, and retirement plan consulting. The firm employs a fiduciary-based advisory model and utilizes technology platforms alongside a variety of investment strategies, often implementing advice through third-party managers and TAMPs.

Annuities Founder/Business Owner
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Anna O

Series 66

Alexander, AR

Independent Advisor Alliance, LLC

Anna Olive is a Series 66-licensed financial advisor with 21 years of industry experience. She is currently with Independent Advisor Alliance, LLC and has previously worked at LPL Financial, GenWealth Financial Advisors, and Ameriprise Financial Services. Outside of her advisory roles, she has been associated with a business entity named AJ's Hauling for tax and investment purposes. Independent Advisor Alliance serves a diverse client base including individuals, small businesses, charitable organizations, and retirement plans, providing asset management, financial planning, wealth coaching, and retirement plan consulting. The firm employs both discretionary and non-discretionary portfolio management strategies and integrates technology platforms to support asset aggregation, rebalancing, and estate planning.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Tax strategies for small businesses Founder/Business Owner Retired
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