Roger Dick is a financial advisor with Uwharrie Investment Advisors, Inc., holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has worked with The Strategic Alliance Corporation since 1994 and Bank of Stanly since 1983. Outside of his advisory roles, he serves on the Pfeiffer College Board of Trustees, participating in the investment committee and working with the endowment portfolio, and he chairs the Stanly County Community Foundation’s advisory board. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, charitable organizations, and corporations. The firm employs an investment approach grounded in Modern Portfolio Theory with oversight by an Investment Committee, offering discretionary portfolio management across multiple asset classes alongside financial planning and retirement consulting services.

Thomas Wall is a financial advisor at Uwharrie Investment Advisors, Inc. in Albemarle, NC, holding Series 63 and Series 66 credentials with five years of industry experience. He previously worked at Ally Invest Advisors and State Employees Credit Union. Uwharrie Investment Advisors is an SEC-registered multi-advisor firm managing approximately $338 million for over 800 clients. The firm provides discretionary portfolio management, retirement plan consulting, and limited financial planning using an asset-allocation approach based on Modern Portfolio Theory.

Bryan Stark is a financial advisor with Stark Financial Advisers, Inc., holding a Series 66 designation and 19 years of industry experience. His career includes long-term roles at Stark Financial Advisers, Inc. and R.M. Stark & Co., Inc., as well as over three decades at U.S. Airways. Stark Financial Advisers, Inc. manages approximately $94.7 million on a discretionary basis for individuals, pension and profit-sharing plans, corporations, and other business entities. The firm employs an asset-allocation driven approach that incorporates both fundamental and technical analysis, offering strategies ranging from conservative to aggressive and including derivative use in separately managed accounts.

David Beach Jr. is a financial advisor at Mill Capital Management, LLC with three years of industry experience. He holds the Series 65 and Series 66 credentials. Prior to joining Mill Capital Management, he spent 19 years with Wells Fargo Bank and five years with Wells Fargo Investment Institute, Inc. Mill Capital Management serves individual clients, including high net worth individuals, and charitable organizations by providing discretionary investment management and financial planning services. The firm employs a concentrated, value-oriented equity strategy focused on U.S. large- and mid-cap companies, complemented by fixed income and alternative exposures tailored to client needs.

Kelly Smith is a Series 66-credentialed financial advisor at Uwharrie Investment Advisors, Inc. with six years of industry experience. Prior to joining Uwharrie Investment Advisors, Smith worked at Uwharrie Bank for seven years. Outside of his advisory role, he serves as an additional signer on his local church’s checking account in case of emergency. Uwharrie Investment Advisors is an SEC-registered multi-advisor firm managing approximately $338 million for over 800 clients. The firm offers discretionary portfolio management, retirement plan consulting, and limited financial planning, using an asset-allocation strategy guided by Modern Portfolio Theory and a disciplined due diligence process.

Christy Stoner is a financial advisor at Uwharrie Investment Advisors, Inc. with 35 years of industry experience. She holds Series 63 and Series 65 licenses and has been associated with The Strategic Alliance Corporation, Bos Financial Corp, and Robert Thomas Securities Inc. since 1991. Outside of advising, she serves as an executive vice president at Uwharrie Bank and is involved with the Uwharrie Capital Corp Community Foundation. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm provides portfolio management and financial planning services to individuals, retirement plans, trusts, foundations, and corporations, emphasizing asset allocation based on Modern Portfolio Theory and oversight by an Investment Committee. Its ownership structure includes affiliations with a community bank, broker-dealer, and insurance agency.

Brian Seay is a CFA® charterholder with four years of industry experience. He has been with Mill Capital Management, LLC since 2021 and previously worked at Wells Fargo from 1994 to 2021. Mill Capital Management serves individual clients, including high net worth individuals, and charitable organizations by providing discretionary investment management and financial planning. The firm employs a concentrated large-cap equity strategy focused on high-quality, value-oriented U.S. companies, combining internal management with selective use of external managers.

Velinda Bost is a financial advisor with Uwharrie Investment Advisors, Inc. in Albemarle, NC, holding Series 63 and Series 66 credentials and bringing 19 years of industry experience. Her prior experience includes roles at LPL Financial, LLC and Fidelity Investments. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets, serving individuals, retirement plans, trusts, foundations, charitable organizations, and corporations. The firm emphasizes asset allocation based on Modern Portfolio Theory and manages portfolios on a discretionary basis with oversight from an Investment Committee and Chief Compliance Officer.

Jennifer Morehead is a Series 66-licensed financial advisor at Uwharrie Investment Advisors, Inc. with 11 years of industry experience. She has worked at Private Client Services, LLC and Strategic Investment Advisors since 2014. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. It serves individuals, retirement plans, trusts, foundations, charitable organizations, and corporations, offering discretionary portfolio management across various asset classes along with financial planning and retirement plan consulting.

Bryson Childress is a financial advisor at Uwharrie Investment Advisors, Inc. with a Series 66 designation and one year of industry experience. Prior to joining Uwharrie Investment Advisors, he worked at Compass Group - Canteen for two years. Uwharrie Investment Advisors is an SEC-registered multi-advisor firm managing approximately $338 million for about 837 clients. The firm offers discretionary portfolio management, retirement plan consulting, financial planning, and legacy position management, utilizing an asset-allocation approach guided by Modern Portfolio Theory.

Brooke Senter is a financial advisor at Uwharrie Investment Advisors, Inc. with 20 years of industry experience. She holds a Series 66 designation and has worked at multiple related firms including Uwharrie Bank, Uwharrie Capital Corp, and The Strategic Alliance Corporation. Outside of her advisory role, she serves as treasurer for Custom Doors, Inc., a family business, and holds several community and nonprofit board positions including roles with the Stanly Community Foundation and UCC Community Foundation. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets. The firm serves individuals, retirement plans, trusts, foundations, and corporations, offering discretionary portfolio management across various asset classes along with financial planning and retirement consulting. Its investment approach emphasizes asset allocation based on Modern Portfolio Theory, with oversight from an Investment Committee and compliance officers, and it operates as a wholly owned subsidiary of Uwharrie Capital Corp alongside affiliated financial entities.

David Gaskin is a financial advisor with Uwharrie Investment Advisors, Inc. He holds the ChFC® designation and Series 66 license, and has 25 years of industry experience. His prior work includes roles at Private Client Services LLC, Bank of Stanly, and Strategic Investment Advisors. Outside of his advisory work, he serves on the board of Randolph Friends of the Zoo, assisting with fundraising and organizing an annual auction, and is active in the Randolph Rotary Club, where he serves as president and oversees fundraising and community service projects. Uwharrie Investment Advisors is a multi-team SEC-registered firm managing approximately $278 million in discretionary assets for individuals, retirement plans, trusts, foundations, and corporations. The firm emphasizes asset allocation based on Modern Portfolio Theory, offers discretionary portfolio management across multiple asset classes, and operates within a group structure that includes a community bank, broker-dealer, and insurance agency.

Gerald Craig is a financial advisor at IFG Advisory, LLC with over 33 years of industry experience. He holds the CFP® and ChFC® designations and has worked at IFG Advisory since 2016. Prior to this, he has been associated with LPL Financial and Carolina Planning Consultants, LLP for over two decades. IFG Advisory, LLC provides comprehensive investment advisory and financial planning services to a diverse client base, including individuals, trusts, estates, corporations, and retirement plans. The firm employs a variety of analytical approaches and utilizes sub-advisors and third-party managers to tailor investment strategies that align with client objectives.

Kenneth Miller is a financial advisor with Exodus Wealth, LLC, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has worked at Miller Financial Inc. since 1983 and has held roles at Integrated Financial Strategies and Fortune Financial Services. Outside of advisory work, he owns and operates an insurance agency focused on life, health, and group insurance sales. Exodus Wealth serves individuals, including high net worth clients, trusts, estates, charitable organizations, and pension/profit-sharing plans. The firm offers asset management, financial planning, and consulting services, managing several hundred million dollars in discretionary assets with a tailored investment approach that combines fundamental, technical, and cyclical analysis.

Daniel Potts is a financial advisor at Capital Analysts with 11 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Lincoln Investment and Horace Mann Companies. Outside of advising, he is CEO of Potts Financial Services, a life and fixed annuities agency, and serves on the board of Communities in Schools Rowan, a nonprofit focused on fundraising to support local schools. Capital Analysts serves a diverse clientele including individuals, high-net-worth investors, trusts, foundations, businesses, and charitable organizations. The firm provides portfolio management and retirement plan advice through a nationwide network of independent advisors and an in-house Investment Management & Research team that uses proprietary screening to build model portfolios.

Graham Martin is a Series 66-licensed financial advisor at Principal Advised Services with two years of industry experience. He has held multiple roles within the Principal Financial Group family, including positions at Principal Bank, Principal Life Insurance Company, and Principal Securities, Inc. Outside of finance, he has experience working with Newsong Church (Ardent Faith Ministries) and in retail through The Bakery Shoppe. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients, offering both non-discretionary recommendations and a discretionary investment management program called SimpleInvest. The firm operates as part of the Principal Financial Group, leveraging proprietary tools and affiliated entities to support its advice and investment solutions.

David Gordon is a financial advisor at IFG Advisory, LLC in Concord, NC, with 27 years of industry experience. He holds a Series 66 designation and has worked at IFG Advisory since 2016, following a 15-year tenure at LPL Financial. Gordon is also the managing partner of Gordon, Keeter & Co, CPAs, where he oversees management, client engagement, and the preparation of financial statements and tax returns. IFG Advisory, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, trusts, estates, corporations, and retirement plans. The firm employs a range of investment strategies and tools, utilizing sub-advisors and third-party managers to align portfolios with client objectives while offering various financial planning and consulting services.

Philip Miller is a financial advisor at Exodus Wealth, LLC with 21 years of industry experience. He holds the Series 66 designation and has worked at multiple firms, including Prosperity Wealth Management, Fortune Financial Services, Integrated Financial Strategies, and his own Miller Insurance & Financial Services. Miller dedicates limited time to outside insurance appointments. Exodus Wealth serves individuals, trusts, estates, charitable organizations, and pension plans, offering asset management, financial planning, and consulting. The firm manages several hundred million dollars in discretionary assets and emphasizes tailored portfolio supervision using a combination of investment strategies across various asset types.

Trenton Whalen is a financial advisor at AlphaStar Capital Management with five years of industry experience. He holds a Series 66 designation and has worked at firms including Merrill, Fifth Third Securities, and Fifth Third Bank. Outside of his advisory role, Whalen serves as Chief Judge of an election precinct and is Chair of the Cabarrus Community Foundation board. AlphaStar Capital Management manages approximately $1.84 billion for a diverse client base including individuals, trusts, small businesses, and pension plans. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement consulting, employing both model and custom strategies that combine strategic asset allocation with quantitative and momentum analysis.

Frank Sparger is a financial advisor at StoneX Advisors Inc. with 38 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at StoneX Advisors and StoneX Securities since 2017. Prior to that, he was with Capital Guardian Wealth Management, Gunnallen Financial, and Edward Jones. Sparger serves as a board member for the Stanly Community College Foundation, where he participates in fundraising activities. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations, offering portfolio management, financial planning, ERISA consulting, and related services through independent advisors and an in-house Private Client Group. The firm employs a variety of portfolio strategies, including proprietary models and third-party money managers, supported by platforms such as Envestnet and Advyzon.