Jen I Cheng is the sole advisor at Cheng, Jen I and holds the Series 65 designation. He has over 30 years of business experience, including 26 years at Dynavista Inc. and managing his own advisory and property management activities since 2021. He is involved in the property management of his own rental properties. Cheng, Jen I provides investment advice focused on real estate investment vehicles, particularly third-party Delaware Statutory Trusts offered under Regulation D. The firm serves individual and high-net-worth clients by delivering research and due diligence without managing assets or providing discretionary authority.

Jaywant Srivatsa is the founder and sole advisor at Future Wealth LLC, based in Los Gatos, CA, with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has previous work experience at Oracle Corporation, Jobvite Inc, and On24. Outside of his advisory role, he is the CEO of WEALTH AI LLC, a company focused on AI software development for wealth advisors. Future Wealth LLC provides customized financial planning and discretionary portfolio management primarily to individuals and high-net-worth clients, with additional services for small businesses and educational workshops. The firm employs a Core+Satellite investment approach grounded in Modern Portfolio Theory, incorporating scenario analysis, stress testing, and tail-risk management, and serves a substantial non-U.S. client base with considerations for foreign securities and currencies.

Larysa Prytula is a CFP®-certified financial advisor with 19 years of industry experience. She has worked at ClearBridge Financial since 2017 and has been associated with LPL Financial since 2010. In addition to her advisory work, she is licensed to sell fixed life, health, and long-term care insurance. ClearBridge Financial provides fee-for-service financial planning and consulting to high-net-worth individuals and business clients, including physicians, small business owners, and retirees. The firm focuses on delivering written plans and implementation recommendations without discretionary portfolio management, emphasizing fundamental analysis and long-term asset allocation.

William Barsi is a financial advisor at Koda Capital Management LLC with one year of industry experience. He holds a Series 65 designation and previously worked at T3 Trading Group, LLC and Merrill Lynch. Koda Capital Management LLC provides discretionary portfolio management and standalone financial planning services to individuals, including high-net-worth clients. The firm’s investment approach combines charting, fundamental, quantitative, and technical analysis, employing a range of strategies including margin and short sales across various asset classes.

Tony Alarcon is a financial advisor at Legacy Wealth Capital, LLC in Los Gatos, CA, with 26 years of industry experience. He holds a Series 63 designation and has been with Legacy Wealth Capital since 2015. Outside of his advisory role, he is a licensed Realtor with Coldwell Banker in California and occasionally consults for private equity firms and other companies. Legacy Wealth Capital is an independent, fee-only registered investment adviser that serves high-net-worth individuals, foundations, endowments, pension plans, and businesses. The firm offers portfolio management and comprehensive financial planning, using an approach that emphasizes fundamental analysis, valuation, momentum, and trend techniques to manage portfolios typically composed of 20–40 positions.

Kristen Marinovic is a financial advisor at Equinox Wealth Management with 28 years of industry experience. She holds the Series 63 designation and has worked at Integral Investment Advisors, Inc. prior to joining Equinox in 2018. Equinox Wealth Management serves individuals, families, businesses, and institutional clients, including retirement plans, foundations, and endowments. The firm offers customized investment management and financial planning based on modern portfolio theory, managing accounts on a non-discretionary basis with a focus on ETFs, stocks, and bonds.

Vaishali Desai is a financial advisor at Desai Wealth LLC with one year of industry experience. She holds a Series 65 credential and previously worked at Desai Group LLC and Genentech. Outside of her advisory work, she teaches Pilates for compensation. Desai Wealth LLC provides discretionary investment management and advisory services to individuals, high-net-worth clients, endowments, foundations, and government entities. The firm employs a fundamental, long-term investment approach with flexibility for shorter-term adjustments, and it offers retirement plan advisory services including fiduciary roles and plan design assistance.

Jennipher Lommen is a CFP® and holds a Series 65 license with 10 years of industry experience. She has worked at Wildflower Financial LLC since 2017 and was previously with Natural Bridges Financial Advisors from 2014 to 2017. Wildflower Financial provides comprehensive financial life planning and investment management for individuals and families, including higher-net-worth clients. The firm uses a passive, globally diversified investment approach with low-cost index funds and ETFs, emphasizes tax efficiency, and operates primarily on a non-discretionary basis with fee-only subscription/retainer pricing.

Raman Bindlish is a Series 65-licensed financial advisor with one year of industry experience, currently serving as the sole advisor at Proflex Finance LLC. He has prior experience at Broadcom Inc and is involved in multiple business ventures, including acting as a general partner of Blockstart Ventures LP and owning Blockstart LLC, a software consultancy and training firm. Proflex Finance is an investment manager that advises and manages pooled investment vehicles and offers discretionary portfolio management for institutional and high-net-worth clients. The firm employs a combination of charting, fundamental, quantitative, and technical analysis with strategies focused on options overlays and customized income approaches involving derivatives and frequent trading.

Richard Rifredi is a financial advisor at Los Gatos Financial LLC in Los Gatos, CA, holding a Series 65 designation with two years of industry experience. His prior work includes roles at Get Smart Labs and as a sole proprietor. Los Gatos Financial LLC offers personalized financial planning, portfolio analysis, and ongoing coaching to individuals, high-net-worth clients, and business entities. The firm focuses on delivering customized written financial plans without managing assets or receiving commissions, emphasizing fee transparency and client education.

Larry Behage is a CFP® with eight years of experience in financial advising. He is the principal of Behage Financial, an independent firm based in Campbell, CA. In addition to his advisory work, he operates a tax preparation business during the first part of the year. Behage Financial provides investment management and financial planning services to individuals, small businesses, and high-net-worth clients. The firm focuses on long-term investment strategies using mutual fund asset-management programs and conducts portfolio reviews at least quarterly, primarily managing accounts on a non-discretionary basis.

Ravdeep Bhasin is a financial advisor with Global Advisors, LLC in San Jose, CA, holding Series 63 and Series 65 licenses and three years of industry experience. He has worked previously at Worldwide Securities, LLC, Principal Securities Inc, and Worldwide Services, LLC. In addition to his advisory role, Bhasin is a licensed insurance agent, tax preparer, immigration consultant, and notary public. Global Advisors, LLC provides discretionary and non-discretionary investment management and financial planning services, focusing on retirement plans with ERISA 3(21) and 3(38) advisory offerings for various qualified plans. The firm combines pension consulting and plan management with ancillary licensed services and employs multiple analysis methods and strategies, including fundamental and technical analysis, Modern Portfolio Theory, and Monte Carlo planning.

Sandeep Jain is the sole advisor at Jain Capital Management LLC, an independent advisory firm based in Saratoga, CA. He holds a Series 65 designation and has 19 years of industry experience. In addition to his advisory role, Mr. Jain owns and manages AppPerfect Corporation, a non-investment-related software business he has operated since 2003. Jain Capital Management LLC provides discretionary portfolio management services to individual and corporate clients, managing approximately $19.4 million across 17 accounts. The firm employs a combination of fundamental, quantitative, and technical analysis with a focus on frequent options-based trading strategies.

Dong Zhang is the sole advisor at Evla Hills Equity Services LLC, an independent registered investment adviser based in Saratoga, CA. He holds a Series 65 designation and has 20 years of industry experience, having led Evla Hills since its founding in 2006. Evla Hills Equity Services LLC provides discretionary investment management and financial planning to individuals, small businesses, non-profit organizations, retirement accounts, and pooled investment vehicles. The firm employs an opportunistic, fundamentals-first investment approach with concentrated equity portfolios and custom asset allocation, and it operates a private fund alongside advisory services for other pooled vehicles, including institutional clients.

Hooman Altafi is the principal of Alta Financial Group, an independent advisory firm based in Campbell, CA. He holds Series 65 and Series 63 licenses and has 18 years of industry experience. His prior work includes roles at Premier Lending Inc and ongoing activities with Star LLC and Seven Media Group. Altafi also holds real estate broker, mortgage broker, and insurance broker licenses and is involved in related commercial real estate and management-consulting services. Alta Financial Group serves individual investors, families, trusts, charitable institutions, and corporate retirement plans, providing investment management and occasional financial planning. The firm utilizes a discretionary asset-allocation approach emphasizing low-cost mutual funds and ETFs, combined with selective individual securities, and manages portfolios for pooled vehicles and employer-sponsored plans.

Daniel Mc Court is a financial advisor with Financial Planning Associates in Aptos, CA, holding Series 63 and Series 65 licenses and with 38 years of industry experience. He has been with Financial Planning Associates in his current role since 2021 and previously worked at The DC Group Advisory Services Inc. and Surf City Coffee Co., Inc. Mr. Mc Court is also a practicing Enrolled Agent providing tax preparation and advice as a separate business. Financial Planning Associates serves individuals and small businesses by offering financial planning and referring clients to third-party investment advisers for portfolio management. The firm focuses on developing client risk profiles and ongoing monitoring of selected managers, providing financial planning as a distinct service while guiding investment manager selection.

Jane Kelley is a CFP® professional with 43 years of experience in financial advising. She operates her own firm, Jane C. Kelley, and has held prior roles at Royal Alliance and OSAIC Wealth. Her work includes providing personal financial planning consultations through a sole proprietorship. Jane C. Kelley offers financial planning and consulting services to individuals, small-business owners, and heirs on an hourly, non-discretionary basis. The firm focuses on long-term planning with an emphasis on cash management, tax, retirement, education funding, and estate planning.

Eric Hickok is a financial advisor at Hickok Advisory, LLC with five years of industry experience. He holds Series 66 and Series 65 licenses and has a diverse background that includes tax and legal practices, serving as president of Hickok Tax and attorney at Hickok Tax Law. He is also a licensed realtor active in real estate activities. Hickok Advisory provides discretionary and non-discretionary asset management along with financial planning and consulting services to a range of clients, including individuals, trusts, estates, charitable organizations, and businesses. The firm emphasizes fundamental and cyclical investment analysis, with strategies tailored to long-term and short-term goals, and integrates related tax and legal services through its affiliated businesses.

Sean O'Connor is a financial advisor at O'Connor Capital Advisory, LLC with one year of industry experience. He holds the Series 65 designation and has worked with the Stephen J. Wampler Foundation and Hermosa Surf, LLC. O'Connor Capital Advisory specializes in discretionary portfolio management and tailored financial planning for high-net-worth individuals, families, and institutional clients. The firm uses a combination of fundamental, technical, and cyclical analysis to build individualized investment programs, employing both long- and short-term trading strategies while managing roughly $112 million in assets under management.

Stephen Rice is a ChFC® credentialed financial advisor with 25 years of industry experience. He has been with Rice Financial Consulting, Inc. since 2003. Rice serves on the board and as treasurer of the Los Gatos Monte Sereno Police Foundation, a 501(c)(3) charitable organization supporting local police equipment and training. Rice Financial Consulting, Inc. provides advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a referral and manager-selection model, overseeing approximately $230.7 million for about 336 clients through a five-adviser team, and emphasizes long-term strategies within a fiduciary framework while working primarily on a non-discretionary basis.