David Frazier is a financial advisor with Malvern Ridge Wealth Management, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. His prior roles include positions at MML Investors Services, MassMutual, PRUCO Securities, and The Prudential Insurance Company of America. Outside of advising, he is involved in medical practice consulting, operates an art studio, and works in various insurance brokerage roles. Malvern Ridge Wealth Management is an independent firm managing approximately $6.9 million for about 21 clients. The firm offers tailored investment management and financial planning services, primarily using a passive investment approach with diversified portfolios of index mutual funds and ETFs, complemented by periodic account reviews and the option for discretionary management.

Joseph Castignetti is the principal advisor at West Village Wealth LLC, an independent registered investment adviser based in Brooklyn, NY. He holds the Series 65 credential and has recently established his advisory practice after working in various roles at firms including Goldman Sachs, Verizon, and Toyota Motor North America. Castignetti also has experience in business and management from Northwestern University Kellogg School of Management and Boston College. West Village Wealth provides discretionary portfolio management and financial planning services to individuals and high-net-worth clients. The firm integrates fundamental analysis with modern portfolio theory, utilizing a combination of passive and active investment strategies, and offers options such as socially responsible investing and cryptocurrency exposure.

Ariel Tavor is a financial advisor at Lions Financial Advisory in New York, NY, with 13 years of industry experience. He holds Series 63 and Series 65 credentials and has worked previously at Penn Mutual and Hornor Townsend & Kent Inc. Outside of advisory work, he serves as a board member and treasurer for a local charity and is involved in technology and marketing consulting as well as travel consulting businesses. Lions Financial Advisory is an independent firm serving individuals, high-net-worth clients, charitable organizations, and business entities. The firm provides discretionary portfolio management and written financial planning using multiple analytical methods, with customized management aligned to clients' objectives and risk tolerances.

Charles Comer is a financial advisor with Family Office Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and 37 years of industry experience. He has worked at firms including Muriel Siebert & Co., Dawson James Securities, and BTIG LLC. Comer also serves as a trustee and deputy mayor for the Village of Baxter Estates, a role he holds without compensation. Family Office Advisors LLC is a multi-family office providing wealth management counsel to families, trusts, and high-net-worth individuals. The firm offers comprehensive advice across financial planning, estate and tax strategy, insurance, real estate, and business matters, using an open-architecture model that coordinates implementation through outside professionals while focusing on due diligence and manager selection.

Lorna Hayden is the sole advisor at Greenwood Hayden Legacy Partners in New York, NY, holding Series 63 and Series 65 licenses with three years of industry experience. She has led the firm since 2019 following several years on sabbatical. Greenwood Hayden Legacy Partners is a registered investment manager specializing in discretionary management of private pooled vehicles and single-investor funds for qualified eligible participants, institutional investors, and high-net-worth clients. The firm employs a diversified algorithmic fixed-income strategy using systematic, rules-based models that trade across multiple liquid markets, emphasizing transparency and institutional scalability.

Cynthia Sterling is a ChFC® and founder of Sterling Financial Planning in New York, NY, with 22 years at her firm and a total of 5 years of industry experience reported. She previously worked at Washington & McGoldrick for 18 years. Sterling Financial Planning provides comprehensive financial planning and investment advice to individuals and families, focusing on retirement, college funding, and budgeting. The firm operates on fixed-fee and limited hourly arrangements, emphasizes holistic planning, and does not take custody of client assets or provide discretionary portfolio management.

Attila Mendli is a financial advisor at Mendlstein Capital Holdings LLC with a Series 65 credential. He has one year of industry experience and has held roles at Corvinus University and several companies including Uber Technologies and Hogan Personnel. Mendlstein Capital Holdings LLC provides financial planning, consulting, and portfolio management primarily to individuals, high-net-worth individuals, and small to medium-sized businesses. The firm focuses on ETF-centric portfolios using thematic, macroeconomic, and fundamental analysis with a long-term orientation and occasional tactical adjustments tailored to each client’s circumstances.

Neil Carousso is a CFP® and Series 63 licensed advisor with 32 years of industry experience. He is the principal and sole advisor at NGC Financial, LLC, where he has worked since 2000. Outside of his advisory role, Mr. Carousso owns and operates an accounting and tax preparation business focused on individual tax clients during the tax season. NGC Financial, LLC provides fee-based investment advisory and financial planning services primarily to individuals and high-net-worth clients, as well as employer retirement plan consulting for businesses. The firm employs a customized, tactical allocation approach across various investment vehicles and manages accounts on a non-discretionary basis with ongoing monitoring and rebalancing.

Christopher Mitchell is a financial advisor at Keala Advisors with three years of industry experience. He holds a Series 65 designation and has also operated his own law practice since 2015. Keala Advisors is an independent firm based in New York, NY, with a single-advisor structure.

Jonathan Fischer is the principal advisor at Fischer Advisors LLC with 10 years of industry experience. He previously worked at Credit Suisse and S3 Partners before founding his independent firm in 2024. Fischer Advisors LLC provides portfolio management and financial planning services primarily for individual and high-net-worth clients, utilizing a combination of long- and short-term trading strategies along with access to private placements and venture capital opportunities. The firm employs an Investment Policy Statement tailored to client objectives and risk tolerance and manages all assets on a discretionary basis.

Stephanie Whiston is the principal of Whiston Asset Management in New York City, holding Series 63 and Series 65 licenses with 28 years of industry experience. She has worked at Hudson Heritage from 2001 to 2017 and has operated Whiston Advisors since 1989. Outside of investment advisory, she is the founding director of the Marine Education Foundation, a charitable organization focused on marine educational programs and fundraising. Whiston Asset Management is an independent advisory firm managing approximately $18 million in discretionary assets for individuals, high-net-worth households, pension and profit-sharing plans, trusts, and small businesses. The firm employs proprietary model portfolios and a strategic asset allocation approach tailored to clients’ retirement and wealth-transfer goals, combining discretionary portfolio management with affiliated consulting services and insurance solutions.

Siegfried Huhn is the principal of HF Advisory Services, LLC, an independent advisory firm. He holds a Series 65 designation and has four years of industry experience, while operating HF Advisory Services since 1999. In addition to providing investment advice, he is a Certified Public Accountant offering tax preparation and accounting services. HF Advisory Services provides investment advisory services to individual and corporate clients, including pension plans, managing accounts on both a discretionary and non-discretionary basis. The firm employs a bottoms-up security selection process, utilizing mutual funds, fixed income securities, and individual equities, and offers clients flexibility in portfolio allocation.

Justin Mc Bryan is a financial advisor at Affluence in Brooklyn, NY. He holds a Series 65 designation and has experience working at Alpha Financial Markets Consulting and Factset. Prior to his advisory career, he was involved in the food industry with Really Delicious Food Company. Affluence serves content creators, creative entrepreneurs, and high-earning individuals in the creator economy by providing investment management, financial planning, and expanded business management services. The firm combines discretionary portfolio management with ongoing financial planning and offers comprehensive business management including bookkeeping, tax treatment, contract review, and operational advisory tailored to creators’ needs.

Jon Nixon is a Series 65 credentialed advisor with over 13 years of industry experience. He is the principal of Jon A Nixon CPA PC, an independent firm specializing in accounting and tax services. Nixon also owns consulting and tax preparation firms serving international organization employees and operates as a financial operations principal for multiple FINRA member firms. Jon A Nixon CPA PC primarily offers accounting and tax services to individuals, high-net-worth clients, trusts, estates, corporations, and small businesses, coordinating tax and accounting matters with clients’ investment arrangements. The firm refers clients to third-party money managers for investment advice and asset management, maintaining a distinctive structure that focuses on its CPA practice rather than direct asset management.

Jack Solasz is a Series 65-credentialed financial advisor with five years of industry experience. He is the sole advisor at JPS Advisors LLC, an independent registered investment adviser based in Brooklyn, NY. His prior work includes roles at Long Ridge Systematic LLC, Reynard, and teaching at Skidmore College. JPS Advisors LLC manages approximately $26.6 million in discretionary assets for a small, diversified client base. The firm offers discretionary investment management across multiple asset classes, combining fundamental and technical analysis with modern portfolio theory to construct long-term, risk-conscious portfolios, and also provides financial planning and retirement-rollover advice.

Edwin Hagan Emmin is a financial advisor at Moor Funds with a Series 65 designation and four years of industry experience. He has worked at Moor Funds since 2021 and previously held roles at Titan Alpha Systems and Aztec Exchange. Moor Funds provides discretionary investment management and portfolio construction focused on domestic and international equities for high-net-worth individuals, family offices, pension plans, trusts, estates, and other institutional clients. The firm uses a proprietary AI-driven selection system combined with traditional fundamental analysis and manages a small number of individualized accounts on a discretionary basis.

Connor Carbullido is the principal of Civitas Management LLC, an independent financial advisory firm. He holds a Series 65 designation and has recently transitioned into the financial advisory industry following prior roles at Yahoo, Inc. and other positions. Civitas Management LLC is a state-registered, fee-only investment adviser that provides financial planning and portfolio management services primarily to individuals and high-net-worth clients. The firm uses a client-tailored approach to asset allocation, employing a combination of active and passive strategies with periodic portfolio rebalancing.

Sivaparvati Thagirisa is a financial advisor at Map to Your Wealth LLC with six years of industry experience. She holds a Series 65 designation and has been with the firm since 2019. Prior to this, she was not employed in the financial sector from 2015 to 2019. Map to Your Wealth LLC provides investment management, financial planning, and employee benefit plan services to individuals, trusts, small businesses, pension plans, and charitable organizations. The firm uses client-specific investment policies and typically implements portfolios with passive, low-cost index funds and ETFs, while incorporating fundamental analysis and active strategies when requested.

Nauman Rana is a financial advisor at Wealth Forward Advisors with 25 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Fidelity Investments, Opal Wealth Advisors, Essex Financial Services, and taken a brief career break before joining his current firm. In addition to his advisory work, he is an independent insurance agent. Wealth Forward Advisors serves individuals and high-net-worth clients, offering portfolio management and financial planning with a fiduciary role on retirement accounts. The firm employs a diverse investment approach, including fundamental and quantitative analysis, and utilizes a broad range of strategies and products such as private equity, hedge funds, and higher-risk trading techniques.

Steven Zhang is a CFA® charterholder with three years of industry experience. He is the sole advisor at Youhe Advisors LLC and has been involved with Youhe Invest LLC since 2009. Zhang also holds officer roles in related financial and accounting services businesses. Youhe Advisors LLC provides investment management and comprehensive financial planning to individuals, pension plans, trusts, charitable organizations, and small businesses. The firm emphasizes strategic asset allocation and diversified holdings, using research-driven portfolio construction tailored to each client’s risk objectives.