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Brian W

Series 63, Series 65

Bourbonnais, IL

Cetera

Brian Wadley is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. He has been with Cetera since 2015 and has also been a partner at Wadley & Associates CPA since 1993. In addition to his advisory work, he co-manages and partially owns an 88-unit apartment complex in Bourbonnais, Illinois. Cetera Investment Advisers LLC is an SEC-registered firm serving a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutions. The firm offers a range of portfolio management and financial planning services and operates a multi-manager platform that allows advisors to use affiliated and third-party model portfolios or create customized strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Justin F

Series 63, Series 65

Bourbonnais, IL

Raymond James Financial

Justin Faber is a financial advisor with Raymond James Financial Services Advisors, Inc., holding Series 63 and Series 65 licenses and six years of industry experience. His prior roles include positions at Mass Mutual, Liberty National, and the Marion County Sheriff’s Office. He is involved in local government through his role with the Kankakee County Board. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm offers non-discretionary planning tailored to client goals and supports municipal and public-finance work through a unique affiliation with a municipal advisor.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Brian T

Series 63, Series 65

Bourbonnais, IL

STIFEL

Brian Thomas is a financial advisor at Stifel with 36 years of industry experience. He has previously worked at Morgan Stanley Private Bank and has held his current position since 2018. Thomas serves as a board member of The 100 Club of Kankakee County, a nonprofit supporting dependents of firefighters and police officers killed in the line of duty. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering brokerage and advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group, focusing on forward-looking capital market assumptions and probabilistic modeling to support asset allocation and financial planning.

General retirement planning Income planning
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Zachary B

CFP®, Series 63, Series 66

Bourbonnais, IL

STIFEL

Zachary Birkey is a CFP® with 18 years of industry experience, currently serving as a financial advisor at Stifel since 2018. He previously worked at Morgan Stanley Private Bank from 2015 to 2018. Outside of his advisory role, Birkey serves as treasurer for the Phi Delta Lambda scholarship fund at Olivet Nazarene University and is a board member of Parkview Christian Church. Stifel serves a diverse client base including individuals, institutions, and municipal entities, offering both brokerage and advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group to guide asset allocation and financial planning.

General retirement planning Income planning
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Michael C

Series 63, Series 65

Bradley, IL

LPL Enterprise

Michael Corum is a financial advisor at LPL Enterprise with 43 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Minnis Insurance & Financial Services and Pruco Securities, LLC. Outside of advising, he is involved in a Prudential non-variable insurance agency based in Bradley, Illinois. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, consulting, model wealth portfolios, third-party asset management, and access to a range of brokerage and insurance products via an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Paul O

Series 66

Kankakee, IL

Fidelity

Paul O’Connor is a financial advisor at Fidelity with a Series 66 designation and four years of industry experience. His prior roles include positions at MassMutual Life Insurance Company and The Gage. Outside of his advisory work, he operates as an independent contractor driver for Uber in Kankakee, Illinois. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to a diverse client base, including retail and institutional investors. The firm’s investment process combines fundamental research with quantitative analysis and algorithmic portfolio construction, employing systematic methodologies and oversight to manage a range of portfolios and registered investment companies.

Charitable giving & philanthropy Active portfolio management
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Brian H

Series 63, Series 65

Bourbonnais, IL

Wells Fargo Advisors

Brian Hasbargen is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has worked within various Wells Fargo entities since 2009. Outside of his advisory role, Hasbargen serves as a board member for the Watseka Public Library and the City of Watseka Development Committee. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutional clients, offering a broad range of planning options that include specialized services such as business-owner transition and special-needs analysis. The firm uses proprietary research and planning tools to develop tailored client recommendations, with an option to implement through brokerage or advisory programs.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Hunter S

Series 66

Manteno, IL

Ameriprise

Hunter Sherman is a financial advisor at Ameriprise with three years of industry experience. He holds the Series 66 designation and has worked at Ameriprise since 2022. Outside of his advisory role, Sherman is also employed as a dog groomer at PetSmart. Ameriprise is an institutional firm offering a retirement-income planning service aimed at individuals with substantial investable assets, combining research, modeling, and tax-efficient strategies to provide tailored, written recommendations through a centralized consulting team.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Adam E

Series 66

Kankakee, IL

Edward Jones

Adam Elroy is a financial advisor with Edward Jones based in Kankakee, IL, holding a Series 66 designation and four years of industry experience. Outside of his advisory role, he serves on the Investment Committee of the Community Foundation of Kankakee County, where he participates in quarterly portfolio discussions. Edward Jones is a wealth management firm serving over four million individual and institutional clients, offering a range of investment advisory services and maintaining a large national network of financial advisors and branch offices.

Retirement income strategy Wealth management Early retirement planning ESG / Sustainable investing Founder/Business Owner Values-based investing Religious/faith focused
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Steven D

Series 66

Bourbonnais, IL

Thrivent Investment Management

Steven Dell is a financial advisor at Thrivent Investment Management with five years of industry experience. He holds the Series 66 designation and has been with Thrivent and its affiliated entities since 2020. Outside of his advisory role, he serves as an Associate Pastor of Youth Ministry at Grace Fellowship Church in Oak Forest, Illinois, where he manages high school ministry programs and assists with other children's outreach activities. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofits through a network of financial advisors. The firm emphasizes holistic, goal-based planning covering a broad range of financial topics, with options to combine planning and managed accounts under consolidated billing, while maintaining separate advisory services.

Business ownership considerations
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Krystal T

Series 66

Bourbonnais, IL

STIFEL

Krystal Tambling is a financial advisor at Stifel with 10 years of industry experience. She holds the Series 66 designation and previously worked at Morgan Stanley Smith Barney LLC from 2013 to 2018. Her current tenure at Stifel began in 2018. Stifel serves a broad range of clients including individuals, institutional clients, and charitable organizations. The firm offers brokerage and investment advisory services supported by a proprietary investment methodology developed by its Investment Strategy Group.

General retirement planning Income planning
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Thomas V

Series 63, Series 66

Bourbonnais, IL

Edward Jones

Thomas Vaccaro is a financial advisor at Edward Jones with Series 63 and Series 66 credentials and 41 years of industry experience. He has been with Edward D. Jones & Co., L.P. since 1984. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a variety of investment strategies, operates under a fiduciary standard, and manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Donna W

Series 63, Series 66

Bourbonnais, IL

Wells Fargo Advisors

Donna Wascher is a financial advisor at Wells Fargo Advisors with 18 years of industry experience. She has been with Wells Fargo in various capacities since 2009, including Wells Fargo Advisors LLC and Wells Fargo Clearing. Outside of her advisory role, she co-owns a rental property with her spouse. Wells Fargo Advisors Financial Network is a broker-dealer and registered investment adviser affiliated with Wells Fargo that offers investment and fee-based financial planning services to individuals, trusts, and institutions. The firm provides a broad range of planning services and delivers tailored recommendations using proprietary research and planning tools.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Chad M

Series 66

Bourbonnais, IL

Raymond James Financial

Chad Mc Cleary is a financial advisor with Raymond James Financial, holding a Series 66 designation and seven years of industry experience. He previously worked at Edward Jones for five years and has a long career background that includes sixteen years at Court Street Ford. Outside of his advisory role, he is an independent contractor financial advisor with Faber Financial Group. Raymond James Financial Services Advisors, Inc. serves a broad client base including individuals, high-net-worth clients, and institutional clients, providing financial planning, investment consulting, and advisory services. The firm offers tailored, non-discretionary planning and supports advisory programs with a focus on technology and specialized municipal and public finance work.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Jeff S

Series 66

Bourbonnais, IL

STIFEL

Jeff Schimmelpfennig is a financial advisor with Stifel who holds a Series 66 designation and has 18 years of industry experience. He has worked at Stifel Nicolaus & Co Inc since 2018 and previously spent three years at Morgan Stanley Private Bank, National Association. Outside of his advisory role, Schimmelpfennig serves as Commissioner for the Chicagoland Collegiate Athletic Conference. Stifel serves a broad range of clients including individuals, institutional clients, and charitable organizations, offering both brokerage and investment advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group to guide asset allocation and financial planning.

General retirement planning Income planning
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Nicholas B

Series 63, Series 66

Bourbonnais, IL

Ameriprise

Nicholas Bufford is a financial advisor with Ameriprise in Kankakee, Illinois, holding Series 63 and Series 66 licenses and with 17 years of industry experience. He previously worked at Investment Professionals Inc before joining Ameriprise Financial Services, Inc., and then Ameriprise. Bufford serves on the boards of the YMCA of Kankakee and Limestone Youth Baseball/Softball and is a committee member of the Community Foundation of Kankakee River Valley. Ameriprise offers a retirement-income planning service targeting individuals approaching or in retirement with substantial investable assets, combining research, modeling, and tax-efficiency analysis to provide non-discretionary, personalized recommendations. The firm delivers a broad range of advisory, brokerage, and insurance solutions through its affiliated entities.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Joseph R

Series 63, Series 65

Bourbonnais, IL

Wells Fargo Advisors

Joseph Romary is a financial advisor with Wells Fargo Advisors in Bourbonnais, Illinois, holding Series 63 and Series 65 designations and 29 years of industry experience. His career within Wells Fargo includes roles at Wells Fargo Advisors LLC, Wells Fargo Clearing, and Wells Fargo Advisors since 2009. He also has an ownership interest in Vista Wealth Advisors, LLC, where he is actively involved. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients by providing investment and fee-based financial planning services, offering a broad range of planning options that include retirement, education, risk, and wealth-transfer planning.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Carole E

Series 63, Series 65

Bourbonnais, IL

Raymond James Financial

Carole Eckberg is a financial advisor with Raymond James Financial in Bourbonnais, Illinois, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. She has been with Raymond James Financial and Raymond James Financial Services since 2011. Outside of her advisory role, she works as a sales assistant and cashier at Faber Financial Group. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individual and high-net-worth clients, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The firm offers tailored non-discretionary planning and promotes implementation through its advisory programs and other providers, with a notable affiliation to a municipal advisor and specialized SIMPLE IRA Employer Advisory & Consulting Services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Susan H

Series 63, Series 65

Bourbonnais, IL

Raymond James Financial

Susan Hoover is a financial advisor with Raymond James Financial, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. She has worked with Raymond James Financial Services since 2001 and currently serves in advisory roles within her local community as a member of the zoning board in Sheldon, Illinois. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm offers tailored, non-discretionary planning and supports client implementation through advisory programs and other providers.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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James W

Series 63, Series 65

Manteno, IL

Edward Jones

James Woods is a financial advisor at Edward Jones with 16 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Fidelity Investments and Fidelity Brokerage Services. There are no notable outside business activities reported. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and strategies supported by a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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