Robert Solimano is a financial advisor at Angel Oak Financial Services LLC in Montvale, NJ, with 11 years of industry experience. He holds the Series 66 designation and has been with Angel Oak Financial Services since 2015. Angel Oak Financial Services LLC provides comprehensive financial planning and fee-only investment management to individuals and small businesses. The firm focuses on strategic asset allocation using Modern Portfolio Theory, emphasizing globally diversified, long-term portfolios with attention to downside protection and tax efficiency.

David Mendels is a CFP® certified financial advisor with 12 years of industry experience. He is the sole advisor at DBM Planning, LLC, where he has worked since 2023. Prior to founding DBM Planning, he spent over two decades at Creative Financial Concepts. Additionally, Mendels serves as an adjunct faculty member at New York University. DBM Planning, LLC is an independent advisory firm providing investment management and comprehensive financial planning to individual and high-net-worth clients, as well as pension and profit-sharing plans. The firm emphasizes long-term financial planning and asset-allocation-driven portfolio construction, primarily using a non-discretionary approach.

Michael Brown is the sole advisor at High Grade Investment Solutions, LLC, an independent firm based in Spring Valley, NY. He holds Series 63 and Series 65 licenses and has 20 years of experience with the firm. High Grade Investment Solutions specializes in discretionary fixed-income portfolio management for high-net-worth and institutional clients, focusing on a single actively managed strategy concentrated in high-quality municipal and U.S. Treasury securities. The firm combines fundamental credit analysis with technical yield-curve modeling and frequent trading to manage separately managed accounts, typically requiring a $1 million minimum.

Charles Doran is a financial advisor with Prometheus Investment Advisors LLC in Greenwich, CT, holding Series 65 and Series 66 credentials and 18 years of industry experience. He has worked at Prometheus since 2018 and previously at Questar Capital Corporation, Questar Asset Management, and SPC. Prometheus Investment Advisors LLC is a small independent firm serving individuals and high-net-worth clients with discretionary portfolio management and financial planning. The firm applies modern portfolio theory and quantitative analysis, combining model allocations with individualized recommendations and documented risk tolerances.

Erguis Mertiri is a financial advisor at Empire State Wealth Advisors Inc with 14 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Main Street Asset Management LLC, Securities America Advisors, Inc., and LPL Financial. He is also President and CEO of Main Street Financial Services LLC. Empire State Wealth Advisors Inc offers portfolio management and financial planning to individuals, high-net-worth clients, and retirement plans. The firm uses multiple analytical methods and modern portfolio theory, providing both discretionary and non-discretionary investment management alongside hourly financial planning and educational seminars.

Kwesi Simmsparris is the principal of Kaspian Wealth Management and holds a Series 66 designation with 20 years of industry experience. He has been with Kaspián Wealth Management Inc. since 2012 and has operated Kaspian Financial Service, Inc. since 2001. In addition to his advisory role, he is a Certified Public Accountant and an insurance agent, providing accounting and insurance services to clients. Kaspian Wealth Management LLC offers investment advisory services primarily to individual clients and qualified retirement plans, including ERISA 3(38) investment management. The firm employs discretionary asset management with asset allocation models, periodic rebalancing, and fundamental analysis, using third-party portfolio construction and reporting services.

Lawrence Doyle is a financial advisor at Dia LLC with 13 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at JP Morgan Securities Inc since 2001. Doyle previously maintained a market and economy commentary website, Sense on Cents, and he co-owns FBH LLC, a business involved in investigative projects on various domestic and international issues. DM Income Advisors, LLC, with which Doyle is associated, acts as a solicitor introducing accredited and high-net-worth investors to third-party asset managers. The firm focuses on client solicitation and relationship management, emphasizing tax-exempt municipal bonds and equity portfolios, and is compensated by the asset managers rather than charging clients direct advisory fees.

Sergio Pedreiro is a financial advisor with Longavista Advisors, LLC, holding a Series 65 credential and four years of industry experience. Before founding Longavista Advisors in 2021, he worked at Revlon Inc, Estre Ambiental SA, and BTG Pactual. Longavista Advisors provides discretionary and non-discretionary investment advisory services to ultra-high-net-worth individuals and family offices. The firm employs a strategic, activist-style value investment approach focused on long-term capital appreciation in both public and private equity and debt investments.

Alexander Teicher is a financial advisor at Revelations Asset Management LLC with 4 years of industry experience. He holds a Series 65 designation and has worked at Revelations Partners, LP and Roundabout Asset Management LLC. He is also the Managing Partner for his family's investment office. Revelations Asset Management LLC provides discretionary portfolio management to high-net-worth individuals and corporate entities, focusing on equities, ETFs, and non-U.S. securities. The firm uses fundamental analysis and a variety of trading strategies under discretionary authority, with a small client base and performance-based compensation.

John Cooper is a financial advisor at Stuyvesant Capital Management Corporation with 28 years of industry experience. He has been with the firm since 1978. Stuyvesant Capital Management Corporation provides discretionary investment advisory services to individuals, trusts, estates, pension and profit-sharing plans, and corporate clients, managing equity and balanced portfolios for high-net-worth and other individual clients. The firm employs a combination of fundamental stock selection and macro and technical inputs, and also offers a licensed trend-following tactical allocation program using ETFs.

Gregory Dube is a financial advisor at Roseheart Investment Advisors, LLC with 14 years of industry experience. He has been with Roseheart Investment Advisors since 2012 and previously worked at Roseheart Associates, LLC for 21 years. He holds the Series 63 and Series 65 designations. Roseheart Investment Advisors provides portfolio management and investment supervisory services to individual and high-net-worth clients, creating written Investment Policy Statements tailored to each client's goals, tax considerations, and risk tolerance. The firm’s investment approach incorporates fundamental and technical analysis across a range of asset classes and employs both long-term and active trading strategies, managing approximately $24 million in discretionary assets for a relatively small client base.

Joseph Bencivenga is the sole advisor at Madison Money Management, Inc., an independent firm where he has worked since 1999. He holds a Series 65 designation and has four years of industry experience as a financial advisor. Prior to this role, he has over 40 years of public accounting experience, including an inactive CPA credential. Madison Money Management provides discretionary portfolio management to individual investors and irrevocable family trusts, managing approximately $10 million for four clients. The firm employs a dual-analysis approach that combines fundamental and technical research in a bottoms-up process, emphasizing minimal trading and tactical cash placements.

Maureen Whelan is a CFP® professional with 20 years of experience, currently leading M.A. Whelan Financial Planning in Cortlandt Manor, NY. She has focused her career exclusively with this independent firm. M.A. Whelan Financial Planning serves individuals and families nearing or in retirement, providing financial planning, discretionary investment management, and income tax preparation for some clients. The firm emphasizes asset allocation and cost control through diversified portfolios using mutual funds and ETFs, managing accounts on a discretionary basis with quarterly reviews and flat fees.

Jonathan Wiley is a financial advisor with Wiley Capital Partners in Greenwich, CT, holding a Series 66 designation and 18 years of industry experience. His prior roles include positions at Cadaret, Grant & Co., Inc., Cambridge Investment Research, Arch Global Advisors, and Voya Financial Advisors. Wiley Capital Partners is an independent registered investment adviser serving individual and high-net-worth clients with discretionary portfolio management and integrated financial planning. The firm also provides pension consulting services, applying various analytical methods and operating under ERISA/IRC fiduciary standards for retirement plans.

Benjamin Lubin is a financial advisor at Securities Industry Management Corp. with 29 years of industry experience. He holds a Series 63 designation and has been with the firm since 1981. Outside of his advisory role, he also acts as a consultant for Securities Industry Management Corp. Securities Industry Management Corp. provides discretionary investment management and financial consulting to high-net-worth individuals, families, trusts, estates, businesses, charitable organizations, and qualified plans. The firm uses a proprietary strategic asset allocation methodology and a variety of analytical approaches to construct and manage diversified portfolios on a discretionary basis.

Pouria Dehgan is the sole advisor at Axia Asset Management, LLC, holding a Series 65 designation with 5 years of industry experience. He has worked with several related entities since 2003, including XE Partners I, LLC and XE Partners II, LLC, where he is a partner involved in real estate investment activities outside of advisory services. Axia Asset Management provides discretionary portfolio management to individuals, high-net-worth clients, and nonprofit organizations. The firm employs a combination of fundamental, technical, cyclical, and quantitative analysis within a modern portfolio theory framework, offering a range of strategies including long- and short-term trading, short sales, margin, and options in separately managed accounts.

John O'Brien is the principal of O'Brien Capital Management, Inc., an independent firm based in Nyack, NY. He holds the CFP® and Series 63 designations and has 21 years of experience managing portfolios at his firm. O'Brien Capital Management is a fee-only, SEC-registered investment adviser managing approximately $37.2 million across 41 client accounts. The firm serves individuals, including high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations, using a long-term buy-and-hold investment approach grounded in fundamental analysis and modern portfolio theory.

P. O'Gorman is the sole advisor at O'Gorman Asset Management, Inc., holding a Series 65 designation and with 23 years at the firm. He also owns an insurance agency, maintaining an active role in insurance sales alongside his advisory practice. O'Gorman Asset Management provides investment advisory services primarily to individual and high-net-worth clients, focusing on discretionary portfolio management and financial planning for business retirement plans and charitable organizations. The firm employs a value-oriented investment approach based on fundamental analysis and manages portfolios using individual equities, ETFs, mutual funds, and fixed-income securities.

Samuel Schaeffer is a financial advisor at Lords Wealth with five years of industry experience. He holds a Series 65 designation and has previously worked at B S F S Advisors and The Leneta Company. Outside of advising, he also works as a personal coach and serves as an administrator for The Leneta Company, a manufacturing business. Lords Wealth provides investment education, advisory, and limited financial consulting services to individual investors, focusing on buy-and-hold equity mutual fund portfolios for long-term capital appreciation. The firm emphasizes client-directed account management, structured educational workshops, and publishes detailed historical and backtested performance data for its recommended funds.

Antonia Clearwaters is a CFP® professional with 15 years of industry experience. She has been the sole advisor at Clarity Investments + Planning LLC since 2008. Clarity Investments + Planning LLC provides discretionary investment management and comprehensive financial planning to individuals, high-net-worth clients, and corporate entities, including pension and profit-sharing plans. The firm’s investment approach emphasizes asset allocation, diversification, and cost minimization, primarily using mutual funds, ETFs, and passive equity vehicles, and is notable for its client mix that includes both individual and corporate clients.