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Scott W

Series 63

Mankato, MN

Integrity Alliance, LLC

Scott Weilage is a financial advisor with Integrity Alliance, LLC, holding a Series 63 designation and over 33 years of industry experience. His prior work includes roles at Park Avenue Securities and Guardian Life Insurance, and he has managed Weilage Corporation and Weilage Insurance Group for several decades. Outside of advisory work, he is president of Weilage Holdings, LLC, and Wealth Centers of America, both involved in insurance and property management activities. Integrity Alliance is a large advisory enterprise serving individual investors, corporations, and qualified retirement plans, with more than 300 advisors managing approximately $5.4 billion in assets. The firm offers a range of services including portfolio management, financial planning, and third-party manager referrals, utilizing diverse investment approaches across multiple platforms.

Annuities ESG / Sustainable investing
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Todd Z

Series 63, Series 65

Mankato, MN

Principal Financial Services

Todd Zimmermann is a financial advisor with Principal Financial Services in Mankato, MN, holding Series 63 and Series 65 credentials and bringing 41 years of industry experience. He has worked with Principal Securities Inc. since 2016 and Principal Life Insurance Co. since 1998. Beyond advisory work, he is involved in health, life, dental, and long-term care insurance sales, including Medicare supplement policies. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Jeremiah M

Series 63, Series 65

Mankato, MN

Principal Financial Services

Jeremiah Miller is a financial advisor with Principal Financial Services based in Mankato, MN, holding Series 63 and Series 65 licenses and having 11 years of industry experience. He has worked at multiple firms, including Bridge Street Wealth Strategies and Pinnacle Wealth Partners, and operates his own entities, JT Miller Financial LLC and Piprude Financial, which focus on health and group insurance products. Principal Securities provides brokerage and registered investment advisory services to a broad client base, including individual investors, retirement plans, trusts, and corporations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager solutions through both advisory and promoter arrangements.

Retired Founder/Business Owner
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Bradley J

Series 66

Mankato, MN

Commonwealth Financial Network

Bradley Johnson is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and 27 years of industry experience. He has worked at Commonwealth since 2012 and has been affiliated with Pratt, Kutzke & Associates LLP since 2001. Johnson is also the owner and president of Oak Branch Financial, LLC, a private entity involved in his securities business. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing advisory programs and services such as wealth management, retirement plan consulting, and access to third-party asset managers. The firm offers a range of program structures and supports advisors with operations, trading, technology, compliance, and practice-management resources.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Adam N

CFP®, Series 66

Mankato, MN

Edward Jones

Adam Neubauer is a CFP® professional with 12 years of experience in financial advising, currently working at Edward Jones since 2014. He holds the Series 66 designation and is based in Mankato, MN. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, including discretionary and non-discretionary wrap fee solutions, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy Charitable giving & philanthropy College savings (529s, UTMA, etc.) General estate planning guidance Retirement withdrawal strategies Retired Founder/Business Owner Executive
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Michael K

CFP®, Series 63, Series 65

Mankato, MN

Cetera

Michael Kittelson is a CFP® with 16 years of experience in the financial services industry. He is affiliated with Cetera and has also worked at First Security Bank, First National Bank of Minnesota, and Wells Federal Bank. He serves on the investment committee and board of directors for the Mankato Area Foundation and is a board member of the Mankato Clinic Foundation. Cetera Investment Advisers LLC is a nationwide SEC-registered adviser serving individuals, retirement plans, corporate, charitable, and institutional clients, offering portfolio management, financial planning, and access to third-party managers through a multi-manager platform.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Ryan G

Series 66

Waseca, MN

Edward Jones

Ryan Gustafson is a financial advisor at Edward Jones with seven years of industry experience. He holds a Series 66 designation and has worked at Edward Jones since 2019. Prior to this, he was employed at Servpro and American Express. Outside of financial advising, Gustafson is involved in web design, ghostwriting, and blogging through his company XG Enterprises LLC, including work on personal branding and resume writing services. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, operates under a fiduciary standard, and is notable for its large network of advisors and branch offices.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner
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Stacy E

Series 66

Waseca, MN

LPL Enterprise

Stacy Ewert is a financial advisor with LPL Enterprise LLC in Waseca, MN, holding a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise in 2025, Stacy worked at NAU Country and Dufault CPA for five years each, and Crop Risk Services for six years. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm utilizes a model-driven investment approach and offers financial planning, third-party asset management access, and wrap programs while also providing affiliated trust, insurance, and lending services.

Tax-loss harvesting
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Jacob M

Series 66

Mankato, MN

Edward Jones

Jacob Malz is a financial advisor at Edward Jones in Mankato, MN, holding a Series 66 designation with one year of industry experience. Prior to joining Edward Jones in 2025, he worked for Saint Peter Public Schools for thirteen years. He serves as a board member for Kids Corner Child Care Center in St. Peter, MN, where he helps make decisions for the facility his children attend. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a broad range of advisory services, including managed solutions, separately managed accounts, and affiliated mutual funds, supported by a large network of financial advisors and branch offices nationwide.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Inheritance planning Founder/Business Owner
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Jacob C

Series 63, Series 65

Waterville, MN

OSAIC

Jacob Cook is a financial advisor with OSAIC who holds Series 63 and Series 65 credentials and has 23 years of industry experience. Before joining OSAIC in 2024, he spent 21 years at Woodbury Financial Services, Inc. Outside of advisory work, Cook is involved in insurance through his ownership of Compass Insurance Solutions and serves as a head coach for a non-profit youth fastpitch softball team. OSAIC serves a broad range of clients, including individuals, institutions, and charitable organizations, providing integrated brokerage and advisory services, financial planning, retirement consulting, and managed account solutions. The firm utilizes various tools and third-party platforms to construct diversified portfolios tailored to client risk profiles and investment restrictions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Dawn M

Series 63

Waseca, MN

Ameriprise

Dawn Macht is a financial advisor with Ameriprise in Owatonna, MN, holding a Series 63 designation and having 21 years of industry experience. She has worked at Ameriprise and its affiliated entities since 2008. Ameriprise offers a retirement-income planning service focused on individuals approaching or in retirement with significant investable assets, providing detailed written recommendations on income sources, Social Security options, and tax-smart withdrawal strategies. The firm combines research, modeling, and tax-efficiency analysis to deliver these services, primarily for clients with Ameriprise-managed accounts.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Brian H

Series 63

Waseca, MN

Edward Jones

Brian Hansen is a financial advisor with Edward Jones in Waseca, MN, holding the Series 63 designation and 19 years of industry experience. He has been with Edward Jones since 2006. Outside of his advisory role, Hansen coaches youth archery and is involved in a small farm operation focusing on land and habitat management. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate entities. The firm offers a range of advisory programs and investment solutions supported by a nationwide network of more than 23,000 financial advisors.

Retirement income strategy Business ownership considerations Wealth management Real estate investing Founder/Business Owner
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Nyla H

Series 63

Waseca, MN

Edward Jones

Nyla Hagen is a financial advisor with Edward Jones in Waseca, MN, holding a Series 63 license and 27 years of industry experience. She has been with Edward D. Jones & Co., L.P. since 1999. Outside of her advisory role, she serves as Vice President and co-owner of Mairs Hagen LLC and works as a Mary Kay consultant. Edward Jones is a full-service wealth management firm that serves individual and institutional clients, offering a range of advisory programs and investment solutions supported by a nationwide network of advisors and branch offices.

Divorce financial planning Business ownership considerations Business exit / sale strategy Retirement income strategy General estate planning guidance Founder/Business Owner
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James L

CFP®, Series 63

Mankato, MN

Ameriprise

James Lewis is a CERTIFIED FINANCIAL PLANNER™ with 32 years of industry experience, currently advising clients at Ameriprise in Mankato, MN. He has been with Ameriprise and its affiliated entities since 2005. Ameriprise is a large institutional firm serving individuals, particularly those approaching or in retirement with significant investable assets. The firm offers a retirement-income planning service that combines research, modeling, and tax-efficiency analysis to provide tailored, written recommendations, primarily for clients maintaining assets in Ameriprise-managed accounts.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Kaylee P

CFP®, ChFC®, Series 66

Mankato, MN

Edward Jones

Kaylee Phelps is a financial advisor with Edward Jones in Mankato, MN, holding CFP®, ChFC®, and Series 66 credentials, with eight years of industry experience. Prior to joining Edward Jones in 2018, she worked at Taylor Corporation for two years. She volunteers sorting clothing donations for children through a local youth services organization and participates in a professional women’s networking group. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a wide range of advisory programs and affiliated investment products, supported by a large national network of advisors and branch offices.

Retirement income strategy Early retirement planning Business ownership considerations Retirement plans for business owners (SEP, solo 401k) Planning for children with special needs Founder/Business Owner
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Anthony J

CFP®, Series 66

Mankato, MN

Ameriprise

Anthony James is a CFP®-certified financial advisor with 20 years of industry experience, currently with Ameriprise in Mankato, MN. He has been with Ameriprise and its affiliated entities since 2006. Outside of advising, he is involved in several family and business-related holding companies and real estate ventures, including managing a vacation property jointly owned with family members. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendations and ongoing planning focused on retirement income, utilizing a collaborative, non-discretionary approach supported by proprietary investment research and third-party data.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Andrew G

Series 66

Waseca, MN

Edward Jones

Andrew Gonzales is a financial advisor with Edward Jones in Waseca, MN. He holds a Series 66 designation and has one year of industry experience. Prior to joining Edward Jones, he worked at Federated Mutual Insurance Company for four years and served in the U.S. Army for seven years. Edward Jones is a full-service wealth management firm that serves individual and institutional clients, including various types of households, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and operates a nationwide network of financial advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) General estate planning guidance Retirement withdrawal strategies Wealth management Retired Founder/Business Owner Executive
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Bradley D

Series 63

Mankato, MN

LPL Financial

Bradley Davis is a financial advisor with LPL Financial in Mankato, MN, holding a Series 63 designation and having 29 years of industry experience. He has worked with LPL Financial since 2017 and previously with T.D. Waterhouse Inc. Services and National Planning Corporation. Outside of his advisory role, he is involved in non-variable insurance related to health and life. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by a network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Ryan L

CFP®, Series 63, Series 66

Waseca, MN

Edward Jones

Ryan Ludwig is a CFP® professional with 19 years of industry experience and has been with Edward Jones since 2014. He holds Series 63 and Series 66 licenses. Outside of his advisory role, he is involved with Block 11 Marshall, LLC, an apartment rental business based in Mankato, MN. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy General retirement planning Wealth management Business ownership considerations Founder/Business Owner
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Christopher H

CFP®, Series 63, Series 66

Mankato, MN

Edward Jones

Christopher Hoffman is a financial advisor at Edward Jones with 14 years of industry experience. He holds the CFP®, Series 63, and Series 66 designations and has been with Edward Jones since 2012. Outside of his advisory role, he owns and operates a commercial real estate business based in Mankato, MN. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of advisory services including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, and operates under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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