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Matthew B

Series 63

Mankato, MN

Arkadios Wealth Advisors

Matthew Brozik is a financial advisor at Arkadios Wealth Advisors with 15 years of industry experience. He holds a Series 63 designation and previously worked at Triad Advisors, Inc. from 2013 to 2021. Outside of financial advising, he is involved in several community organizations and serves as a board member for the Educare Foundation and MN Adult & Teen Challenge, among other activities, and also hosts a college hockey radio segment. Arkadios Wealth Advisors is a multi-team SEC-registered firm that serves individuals, trusts, businesses, corporations, and retirement plans. The firm offers customized investment plans implemented through various managed accounts and third-party managers, employing a blend of fundamental, technical, and cyclical analysis methods.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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James P

Series 63

North Mankato, MN

BFC PLANNING, Inc.

James Peters is a financial advisor with BFC Planning, Inc. He holds a Series 63 designation and has 16 years of industry experience. Prior to joining BFC Planning, he worked at Securities America Advisors and Sii Investments. Peters serves as an alumni advisory board member for the Sigma Chi chapters at Minnesota State University Mankato and the University of St. Thomas and is the 1st Vice Commander of American Legion Post 518 in North Mankato. BFC Planning, Inc. serves a diverse client base including individuals, corporations, banks, pension and profit-sharing plans, trusts, and estates through a network of approximately 200 investment adviser representatives. The firm offers financial planning, discretionary and non-discretionary portfolio management, and access to various sub-advisory programs and third-party managers.

Concentrated stock management Options & derivatives strategies Real estate investing
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Dustin S

CFP®, Series 63

North Mankato, MN

Commonwealth Financial Network

Dustin Sauter is a CFP®-designated financial advisor with Commonwealth Financial Network, based in North Mankato, MN. He has 10 years of industry experience and is also a co-owner of Pratt Financial, Inc., a private entity involved in securities, advisory, and insurance business. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of around 2,900 advisors and hundreds of thousands of clients, managing approximately $212.7 billion in assets. The firm provides a broad adviser-support platform including managed-account programs, third-party asset manager access, and retirement consulting, with services spanning trading, reporting, and custody.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Larry K

Series 63, Series 65

Mankato, MN

Kestra Advisory

Larry Krmpotich is a financial advisor with Kestra Advisory, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at Kestra Advisory and affiliated firms since 2020, following an 11-year tenure at Stifel. He serves as an officer on the board of Crusader Holdings, a subsidiary of the Schola Foundation. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a range of institutional and individual clients. The firm offers services including fiduciary consulting, plan-level investment advice, and employee education, and serves large institutional investors such as sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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June L

Series 66

Mankato, MN

Sequoia Financial Group, L.L.C.

June Lonnquist is a financial advisor with Sequoia Financial Group, L.L.C. She holds the Series 66 designation and has 20 years of industry experience. Prior to joining Sequoia Financial Group in 2024, she worked at United Planners' Financial Services and Eide Bailly-affiliated firms. Lonnquist has also served as a board member and chair for South Bend Township since 2015, overseeing local government policies and township activities. Sequoia Financial Advisors provides wealth planning, investment management, retirement-plan advisory, and related consulting services to a diverse client base that includes individuals, family offices, corporations, charitable organizations, trusts, and retirement plans. The firm employs a mix of model allocations and custom solutions, utilizing a variety of investment vehicles and conducting regular research and due diligence to meet client objectives.

Wealth management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Adam K

Series 66

North Mankato, MN

Commonwealth Financial Network

Adam Kunkel is a financial advisor at Commonwealth Financial Network in North Mankato, MN, holding a Series 66 designation with eight years of industry experience. His career includes roles at Edward Jones and Pratt Wealth Management. He also engages in fixed insurance sales as a minor business activity. Commonwealth Financial Network serves a national network of approximately 2,900 advisors and hundreds of thousands of clients, managing about $212.7 billion in assets. The firm offers a comprehensive adviser-support platform with managed-account programs, access to third-party asset managers, and custody and clearing services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Gretchen R

Series 63, Series 65

Mankato, MN

Lincoln Investment

Gretchen Rehm is a financial advisor at Lincoln Investment with 22 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Horace Mann Investors and Capital Analysts before joining Lincoln Investment. Outside of her advisory role, she serves as a school board member and is involved with a nonprofit foundation that supports school funding. Lincoln Investment Planning, LLC is a large advisory and broker-dealer firm serving a diverse client base, including individuals, high-net-worth investors, trusts, charities, and retirement plans. The firm offers financial planning, portfolio management, and access to third-party managers, with investment strategies developed by an in-house Investment Management & Research team.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business succession planning Equity compensation tax strategy Educators, Teachers, and Academics Founder/Business Owner Executive Self-Employed Mid-Career Professionals Retired
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Ryan S

CFP®, Series 63, Series 65

Mankato, MN

Sequoia Financial Group, L.L.C.

Ryan Spaude is a CFP® professional with 28 years of experience in financial advising. He is currently a wealth advisor at Sequoia Financial Group, L.L.C. and has held various roles with Eide Bailly LLP and its affiliated entities since 2012. Spaude serves on the advisory council at Minnesota State University–Mankato. Sequoia Financial Group provides wealth planning, investment management, retirement-plan advisory, and consulting services to a diverse client base, including individuals, family offices, corporations, and charitable organizations. The firm uses a combination of model and custom portfolios, employing a variety of investment vehicles and research techniques, and offers specialized services such as trustee support and retirement-plan education.

Wealth management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Matthew N

CFP®, Series 66

Mankato, MN

Private Advisor Group, LLC

Matthew Norland is a financial advisor with Private Advisor Group, LLC, holding CFP® and Series 66 credentials and offering 20 years of industry experience. He has previously worked at Investors Financial Group, LLC, and LPL Financial LLC. Outside of advisory work, he is a notary public. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans by providing portfolio management, financial planning, retirement plan consulting, and access to various managed account solutions. The firm employs a fiduciary-based advisory model that includes both discretionary and non-discretionary services and works with a range of strategists and technology platforms to implement client investment strategies.

Annuities Founder/Business Owner
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Bradley P

Series 63

North Mankato, MN

Commonwealth Financial Network

Bradley Pratt is a financial advisor with Commonwealth Financial Network, holding a Series 63 designation and over 42 years of industry experience. He has been with Commonwealth since 2012 and also maintains a long-standing role at Pratt, Kutzke & Associates LLP since 2001. Pratt is involved in fixed insurance sales as a minor part of his business activities. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm provides a range of advisory programs, technology, and operational support, allowing advisors discretion in portfolio construction and offering proprietary model portfolios managed by its Investment Management and Research team.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Scott W

Series 63

Mankato, MN

Integrity Alliance, LLC

Scott Weilage is a financial advisor with Integrity Alliance, LLC, holding a Series 63 designation and over 33 years of industry experience. His prior work includes roles at Park Avenue Securities and Guardian Life Insurance, and he has managed Weilage Corporation and Weilage Insurance Group for several decades. Outside of advisory work, he is president of Weilage Holdings, LLC, and Wealth Centers of America, both involved in insurance and property management activities. Integrity Alliance is a large advisory enterprise serving individual investors, corporations, and qualified retirement plans, with more than 300 advisors managing approximately $5.4 billion in assets. The firm offers a range of services including portfolio management, financial planning, and third-party manager referrals, utilizing diverse investment approaches across multiple platforms.

Annuities ESG / Sustainable investing
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Drew T

Series 66

North Mankato, MN

Commonwealth Financial Network

Drew Totland is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and two years of industry experience. Prior to joining Commonwealth, he worked at Thrivent Financial and Pratt Wealth Management. Outside of his advisory role, he is employed as a bouncer at a local tavern in Mankato, MN. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of nearly 2,900 advisors and managing approximately $213 billion in client assets. The firm provides a broad platform including managed-account programs, access to third-party asset managers, retirement consulting, and custody services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Todd Z

Series 63, Series 65

Mankato, MN

Principal Financial Services

Todd Zimmermann is a financial advisor with Principal Financial Services in Mankato, MN, holding Series 63 and Series 65 credentials and bringing 41 years of industry experience. He has worked with Principal Securities Inc. since 2016 and Principal Life Insurance Co. since 1998. Beyond advisory work, he is involved in health, life, dental, and long-term care insurance sales, including Medicare supplement policies. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Jeremiah M

Series 63, Series 65

Mankato, MN

Principal Financial Services

Jeremiah Miller is a financial advisor with Principal Financial Services based in Mankato, MN, holding Series 63 and Series 65 licenses and having 11 years of industry experience. He has worked at multiple firms, including Bridge Street Wealth Strategies and Pinnacle Wealth Partners, and operates his own entities, JT Miller Financial LLC and Piprude Financial, which focus on health and group insurance products. Principal Securities provides brokerage and registered investment advisory services to a broad client base, including individual investors, retirement plans, trusts, and corporations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager solutions through both advisory and promoter arrangements.

Retired Founder/Business Owner
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Bryan P

CFP®, Series 63, Series 65

North Mankato, MN

Commonwealth Financial Network

Bryan Pratt is a CFP® with 22 years of industry experience, currently affiliated with Commonwealth Financial Network. He has worked at Pratt Wealth Management since 2020 and has been with Commonwealth Financial Network since 2012. Pratt has co-ownership interests in private entities related to securities administration and commercial real estate in North Mankato, MN. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of nearly 2,900 advisors and hundreds of thousands of clients. The firm provides a comprehensive adviser-support platform including managed-account programs, access to third-party managers, retirement consulting, and custody services, offering a range of investment options across mutual funds, ETFs, individual securities, and tax-aware strategies.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Bradley J

Series 66

Mankato, MN

Commonwealth Financial Network

Bradley Johnson is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and 27 years of industry experience. He has worked at Commonwealth since 2012 and has been affiliated with Pratt, Kutzke & Associates LLP since 2001. Johnson is also the owner and president of Oak Branch Financial, LLC, a private entity involved in his securities business. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing advisory programs and services such as wealth management, retirement plan consulting, and access to third-party asset managers. The firm offers a range of program structures and supports advisors with operations, trading, technology, compliance, and practice-management resources.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Michael M

ChFC®, Series 66

Mankato, MN

UNITED PLANNERS' FINANCIAL SERVICES of AMERICA a Limited Partner

Michael Matuska is a Chartered Financial Consultant (ChFC®) with 10 years of industry experience. He is currently associated with United Planners Financial Services of America, a limited partnership, and has held roles at Full Circle Financial, ProEquities Inc, and Richard J Falk Insurance. United Planners Financial Services is a national wealth-management enterprise serving a wide range of clients including individuals, retirement plans, corporations, and institutional investors. The firm uses a mix of custodians, third-party managers, and platform programs to implement investment strategies, with a significant portion of assets managed on a non-discretionary basis.

Retirement income strategy Social Security optimization Cash flow / budgeting Wealth management Founder/Business Owner Retired Executive Established Professionals
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Casey W

Series 63

Saint Peter, MN

Principal Financial Services

Casey West is a financial advisor with Principal Financial Services, holding a Series 63 credential and 17 years of industry experience. He has worked at Principal Life Insurance Company since 2009 and is currently with West & Mager Insurance & Financial Services. Outside of advising, West serves as a board member for both the Rivers Edge Hospital Commission and the St. Peter Lions Club. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Scott B

Series 63, Series 65

St. Peter, MN

LPL Enterprise

Scott Borgstahl is a financial advisor with LPL Enterprise holding Series 63 and Series 65 licenses and 43 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Borgstahl is involved in non-variable insurance activities through Prudential. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and institutional clients through a network of investment adviser representatives. The firm emphasizes model-driven investment implementation and offers financial planning, access to third-party asset managers, and insurance product facilitation through affiliated entities.

Tax-loss harvesting
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Andrew F

Series 66

Mankato, MN

STIFEL

Andrew Foster is a financial advisor at Stifel in Mankato, MN, holding a Series 66 designation with 28 years of industry experience. He has worked at Stifel since 2009. Stifel serves a broad range of clients, including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services. The firm’s investment approach is based on a proprietary methodology developed by its Investment Strategy Group, which uses forward-looking capital market assumptions and probabilistic modeling for asset allocation and financial planning.

General retirement planning Income planning
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