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John G

Series 63, Series 65

Athens, AL

Raymond James & Associates

John Garth is a financial advisor with Raymond James & Associates in Athens, AL, holding Series 63 and Series 65 licenses and bringing 45 years of industry experience. He has been with Raymond James & Associates since 2005. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional investors, and municipal entities, offering financial planning, investment consulting, and municipal advisory services through a nationwide network of advisers.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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John A

Series 66

Huntsville, AL

Raymond James & Associates

John Appleton is a financial advisor with Raymond James & Associates in Huntsville, AL, holding a Series 66 designation and two years of industry experience. His background includes work with Global Technical Services, Inc., and positions in education at the University of Oklahoma and University of Alabama Huntsville. Outside of advising, he has an active involvement in rental real estate investment. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering tailored financial planning and consulting services supported by extensive research and multiple portfolio management styles.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Garry M

Series 63

Hampton Cove, AL

Cambridge Investment Research Advisors

Garry Mcclure is a financial advisor with Cambridge Investment Research Advisors, holding a Series 63 designation and 28 years of industry experience. He has been with Cambridge Investment Research Advisors and Cambridge Investment Research, Inc. since 2010. Outside of his advisory role, he operates McClure's Financial Services and works as an independent insurance agent. Cambridge Investment Research Advisors serves a diverse client base that includes individuals, pension and profit-sharing plans, charitable organizations, and retirement-plan sponsors. The firm offers financial planning, investment management, retirement plan advisory, and financial-wellness services through a network of independent Financial Professionals and provides access to both proprietary and third-party investment strategies.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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Pamela H

ChFC®, Series 63, Series 65

Decatur, AL

Wells Fargo Advisors

Pamela Holtzclaw is a financial advisor at Wells Fargo Advisors with 29 years of industry experience. She holds the ChFC® designation as well as Series 63 and Series 65 licenses. Her career includes prior roles at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of her advisory work, she is involved with a family foundation and serves on the finance committee of a local church. Wells Fargo Advisors Financial Network offers investment and financial planning services to individuals, trusts, and institutional clients, providing tailored recommendations supported by proprietary research and planning tools. The firm serves clients who meet specific net-worth criteria and delivers a broad range of planning services, including niche areas such as business-owner transition and special-needs analysis.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Caleb H

Series 66

Madison, AL

LPL Enterprise

Caleb Hudson is a financial advisor with LPL Enterprise, holding a Series 66 designation and two years of industry experience. His prior roles include positions at Pruco Securities LLC and educational institutions such as the University of Alabama in Huntsville and Calhoun Community College. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual investors, retirement plans, and charitable entities. The firm utilizes model-driven investment implementation and offers access to third-party asset managers and insurance products through affiliated entities.

Tax-loss harvesting
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Jason S

Series 66

Madison, AL

Cetera

Jason Spivey is a Series 66-registered financial advisor with Cetera, based in Madison, Alabama, and has 16 years of industry experience. He has been with Cetera and Regions Bank since 2016. Outside of his advisory work, he serves as treasurer for Decatur Soccer, managing budgeting and organizing funds, and is president of Spivey Services, where he oversees operations and customer invoicing. Cetera Investment Advisers LLC is an SEC-registered firm that serves a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a nationwide network of independent advisors and utilizes a multi-manager platform with various investment program options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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John G

Series 63, Series 65

Huntsville, AL

LPL Financial

John Grayson is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He worked at Merrill for 12 years before joining LPL Financial in 2009. Outside of his advisory role, he is a shareholder and owner of a construction business, J 5 Contracting LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment solutions, including wrap and model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Debbie B

Series 66

Decatur, AL

Wells Fargo Advisors

Debbie Bradford is a Series 66-credentialed financial advisor with 18 years of industry experience. She has worked with Wells Fargo Advisors and its affiliated entities since 2009. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services, utilizing proprietary research and planning tools to deliver tailored recommendations through a network of financial advisors.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Joseph M

Series 63, Series 65

Huntsville, AL

Raymond James Financial

Joseph Marotta is a financial advisor with Raymond James Financial in Huntsville, AL, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He worked at Merrill Lynch, Pierce, Fenner & Smith Inc. from 2005 to 2017 before joining Raymond James in 2017. Marotta also serves as an independent contractor for Financial Strategies Group, LLC, where he advises clients on their financial assets. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, institutions, and charitable organizations. The firm provides non-discretionary planning and investment consulting tailored to client goals, using advanced analytical tools, and supports municipal and public finance work through a unique municipal advisor affiliation.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Tyler J

Series 66

Huntsville, AL

Merrill

Tyler Johnson is a financial advisor with Merrill in Huntsville, Alabama, holding a Series 66 designation and two years of industry experience. His prior work includes roles at Bank of America and several local school systems. Outside of his advisory role, he serves as a color commentator for Randolph High School football games and holds board memberships with the Huntsville Quarterback Club and PALS - Huntsville, a charity supporting local athletic programs. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, retirement plans, corporations, and charitable organizations.

Tax-loss harvesting Active portfolio management Wealth management
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Jakie C

Series 63, Series 65

Madison, AL

LPL Financial

Jakie Childers Jr. is a financial advisor with LPL Financial in Madison, Alabama, holding Series 63 and Series 65 credentials and possessing 29 years of industry experience. He previously worked at Morgan Stanley DW Inc. for five years before joining LPL Financial in 2004. Outside of his advisory role, he is involved in non-variable life and long-term care insurance through Dixon Wells. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a network of over 22,800 advisors and more than $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Michael V

Series 66

Madison, AL

LPL Financial

Michael Vallely is a Series 66-licensed financial advisor with 20 years of industry experience. He has worked at LPL Financial since 2011 and previously spent four years at Equitable Advisors. Outside of his advisory work, he is also a songwriter who publishes original music on streaming platforms. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Christopher W

Series 66

Madison, AL

Edward Jones

Christopher Waye is a financial advisor with Edward Jones in Madison, Alabama. He holds a Series 66 designation and has 10 years of industry experience. Waye has been with Edward Jones since 2015. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, with approximately $1.01 trillion in assets under management.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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John J

CFP®, ChFC®, Series 63, Series 66

Madison, AL

Edward Jones

John Johnson is a CFP® and ChFC® with 21 years of industry experience, currently serving as a financial advisor at Edward Jones in Madison, AL since 2004. He also acts as a FINRA arbitrator for securities industry disputes and is involved as a member in several LLCs related to his office property. Edward Jones is a full-service wealth management firm that serves a broad client base including individual and institutional investors. The firm offers a variety of advisory programs and investment options supported by a large network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Tyler H

Series 66

Huntsville, AL

Merrill

Tyler Hunt is a Financial Advisor with Merrill Lynch Wealth Management. He specializes in assisting clients with a range of financial planning needs, including corporate benefits, family wealth management strategies, legacy planning, managing new wealth, personal retirement planning, and portfolio management services. He also provides guidance on small business strategies, individual and corporate investment strategy, tax minimization, and retirement income. Hunt earned a Bachelor's Degree in Finance from Jacksonville State University before beginning his career as a financial advisor. He holds the designation of Personal Investment Advisor (PIA). Growing up and residing in Huntsville, he has a strong connection to the local community and an understanding of the financial needs of families in the area. Outside of his professional role, Tyler enjoys fishing, football, golfing, music, running, skiing, spending time with his family, and traveling. He focuses on creating financial plans tailored to clients' individual goals and circumstances, emphasizing a practical and personal approach to financial advising.

General retirement planning Retirement income strategy Income planning Wealth management Tax-loss harvesting
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Robert P

Series 66

Madison, AL

LPL Financial

Robert Pope is a financial advisor at LPL Financial with 10 years of industry experience. He previously worked at Edward Jones for a decade before joining LPL Financial. Outside of his advisory role, he serves on the finance committee of the Madison Church of Christ in Madison, Alabama. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Mark P

ChFC®, Series 63, Series 66

Huntsville, AL

Edward Jones

Mark Powell is a financial advisor at Edward Jones in Huntsville, AL, holding a ChFC® designation along with Series 63 and Series 66 licenses. He has 10 years of industry experience, including prior roles outside finance at Cracker Barrel Old Country Store and Ruby Tuesday. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, access to separately managed accounts, and affiliated mutual funds, supported by a nationwide network of over 23,000 financial advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
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Christopher H

Series 66

Huntsville, AL

Raymond James Financial

Christopher Helton is a financial advisor with Raymond James Financial Services Advisors, Inc. in Huntsville, Alabama. He holds a Series 66 designation and has 20 years of industry experience, including 14 years at Synovus Bank and Synovus Securities. Outside of his advisory role, he manages Helton Wealth Management, where he is involved in fixed annuities and fixed insurance sales. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse clientele, including individuals, high-net-worth clients, corporations, and institutions. The firm offers tailored, non-discretionary advisory services using analytical tools and supports municipal and public-finance work, along with specialized retirement plan consulting.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Tracey H

Series 63, Series 65

Decatur, AL

Wells Fargo Advisors

Tracey Hendrix is a financial advisor with Wells Fargo Advisors in Decatur, Alabama, holding Series 63 and Series 65 licenses and 18 years of industry experience. She has worked with various Wells Fargo entities since 2009. Outside of her advisory work, she owns J4 Holdings, Inc. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients with investment and fee-based financial planning services, offering a broad range of planning options and leveraging Wells Fargo research and tools to develop tailored recommendations.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Allison D

Series 66

Huntsville, AL

LPL Financial

Allison Davidson is a financial advisor with LPL Financial in Huntsville, Alabama, holding a Series 66 credential and seven years of industry experience. Her prior roles include positions at Edward Jones and involvement in the restaurant and catering sectors. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to various portfolio programs and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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