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Christopher H

Series 63, Series 66

Hebron, KY

FIFTH THIRD SECURITIES, Inc.

Christopher Hopper is a financial advisor with Fifth Third Securities, Inc., holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. He has been with Fifth Third Securities since 2000. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank with extensive regulatory registrations.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Lenardo C

Series 63, Series 65

Cincinnati, OH

Empower Advisory Group

Lenardo Colvin is a financial advisor with Empower Advisory Group in Cincinnati, OH, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He previously worked at GWFS Equities for 10 years and Lincoln Financial Group for 8 years. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, using an integrated service model connected to Empower’s recordkeeping and administrative platforms. The firm emphasizes long-term portfolio returns and client savings rates in its financial planning approach and serves a large participant base relative to its advisor headcount.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Justin B

Series 63, Series 66

Highland Heights, KY

FIFTH THIRD SECURITIES, Inc.

Justin Black is a financial advisor at Fifth Third Securities, Inc. with 15 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Fifth Third Securities since 2017, following prior roles at Frey Electric and Fidelity Brokerage Services LLC. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm provides multiple discretionary managed-account options, including advisor-directed models and separately managed accounts, with features such as direct indexing and a tax-overlay service.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Kaitlin C

Series 66

Cincinnati, OH

Guardian Life

Kaitlin Cengia is a financial advisor with Guardian Life and holds a Series 66 designation. She has less than one year of industry experience and has held roles at firms including Park Avenue Securities, Lifetime Financial Growth, and UBS Financial Services. Her background also includes positions outside financial services, such as working with University of Dayton Athletics and Anheuser Busch. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, is a dually registered broker-dealer and SEC-registered investment adviser serving individual, pension, charitable, and corporate clients with financial planning, brokerage services, and advisory programs. The firm offers both discretionary and non-discretionary advisory solutions, including a lower-fee hybrid digital advisory option.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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David J

Series 63, Series 66

Convington, KY

Bankers Life Advisory Services, Inc.

David Janszen Jr. is a financial advisor with Bankers Life Advisory Services, Inc., holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. His career includes roles at Fifth Third Bank and its affiliated securities firms from 2004 to 2023, before joining Bankers Life Advisory Services in 2025. Bankers Life Advisory Services provides discretionary portfolio management and investment consulting primarily to mass-affluent and high-net-worth individuals, focusing on customized asset allocation, tax efficiency, and a mix of fundamental and technical analysis to guide investment decisions.

Wealth management Retired
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Ben R

CFP®, Series 63

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Ben Russell is a CFP® and Series 63-registered financial advisor with FIFTH THIRD SECURITIES, Inc. in Cincinnati, OH. He has one year of industry experience and has been affiliated with Fifth Third Bank and its related entities since 2015. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs combining third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, with features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Russell S

CFP®, CFA®

Cincinnati, OH

Hightower Advisors

Russell Sims is a CFP® and CFA® with 11 years of industry experience. He has worked at Hightower Advisors since 2020 and previously spent 10 years at Osborn Williams & Donohoe. Hightower Advisors provides investment advisory and planning services to a diverse client base that includes individual and institutional investors such as pension plans, charitable organizations, corporations, and trusts. The firm’s approach emphasizes manager selection and multi-manager solutions, utilizing both affiliated and third-party managers along with proprietary research and a range of investment vehicles.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
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Andrew T

CFP®, Series 66

Cincinnati, OH

Mariner

Andrew Thompson is a CFP® with nine years of industry experience, currently serving as a financial advisor at Mariner. He previously worked at Truepoint, Inc. and Charles Schwab in various roles spanning eight years. Mariner serves a diverse client base, including individuals, pension and profit-sharing plans, trusts, estates, and corporations, providing investment management, financial planning, retirement plan consulting, and tax services. The firm employs discretionary, customized portfolios supported by both in-house research and third-party managers, and offers integrated tax, accounting, and financial wellness solutions uncommon among firms of its size.

Private / alternative investments Options & derivatives strategies Concentrated stock management Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Emily M

Series 66, Series 63

Burlington, KY

The huntington Investment company

Emily Mcguire is a financial advisor at The Huntington Investment Company with 10 years of industry experience. She holds Series 66 and Series 63 licenses and has worked in various roles within The Huntington National Bank and The Huntington Investment Company since 2014, as well as at Ameriprise Financial Services, LLC. The Huntington Investment Company serves individuals, including high-net-worth clients, charitable organizations, corporations, and other business entities, offering advisory and brokerage services through multiple wrap-fee programs using an open-architecture model that combines third-party and affiliate investment strategies.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Dominic V

CFP®, Series 63, Series 65

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Dominic Vanderyt is a CFP® professional with 13 years of experience in the financial services industry. He is currently with Fifth Third Securities, Inc. and Fifth Third Bank, where he has worked since 2021. His prior roles include positions at Secure Future Advisor, Fidelity Brokerage Services LLC, IFS Financial Services, and Touchstone Securities. Outside of finance, he has experience working at Humbert's Meats. Fifth Third Securities, Inc. provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs through its Passageway Managed Account Program, combining third-party portfolio managers, strategist portfolios, and advisor-managed options, with features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Kealan H

Series 65

Cincinnati, OH

Mariner

Kealan Hatfield is a financial advisor at Mariner with a Series 65 designation and one year of industry experience. Before joining Mariner, he worked at Marriott and Stock Yards Bank & Trust. Mariner serves a broad mix of clients, including individuals, pension plans, trusts, and charitable organizations, offering investment management, financial planning, retirement plan consulting, and coordinated tax and family office services. The firm employs discretionary, customized portfolios supported by an internal team and third-party managers, with a notable integration of tax and accounting services uncommon among large advisory enterprises.

Private / alternative investments Options & derivatives strategies Concentrated stock management Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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David H

CFP®, Series 63

Cincinnati, OH

Empower Advisory Group

David Heald is a CFP® with eight years of industry experience, currently serving at Empower Advisory Group. His prior work includes roles at GWFS Equities, Jackson National Life, and the Department of Defense. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as retail IRA and brokerage account holders. The firm’s integrated approach emphasizes long-term portfolio returns and annual rebalancing within plan lineups selected by plan sponsors.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Robert E

Series 63, Series 65

Hebron, KY

FIFTH THIRD SECURITIES, Inc.

Robert Ernst is a financial advisor at Fifth Third Securities, Inc. with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Fifth Third Securities since 2014, having also worked at Fifth Third Bank since 2012. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Charles M

Series 66

Cincinnati, OH

ROCKEFELLER FINANCIAL Llc

Charles Metzger is a financial advisor at Rockefeller Financial LLC with a Series 66 designation and one year of industry experience. His prior roles include positions at Crunch Fitness, Fifth Third Bank, and Roebling Capital Partners, as well as earlier work in educational institutions. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer providing securities transactions, variable insurance products, placement, and investment banking services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Founder/Business Owner Retired
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Arthur K

Series 63

Cincinnati, OH

Guardian Life

Arthur Kube III is a financial advisor with Primerica Advisors and holds a Series 63 designation. He has 31 years of industry experience, including over two decades at Park Avenue Securities and Guardian Life Insurance Company. Outside of his advisory work, he previously operated a test preparation business, Ontrak College Funding LLC, though there has been no activity in that venture for several years. Park Avenue Securities LLC serves a diverse retail client base with transaction-based brokerage and fee-based advisory services, offering a range of proprietary and third-party investment programs alongside financial planning and consulting solutions.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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Tiffany H

Series 66

Covington, KY

Commonwealth Financial Network

Tiffany Holt is a financial advisor at Commonwealth Financial Network with nine years of industry experience. She holds the Series 66 designation and has worked at Omnica Wealth since 2013. Outside of finance, she was involved with Woodhouse Day Spa from 2013 to 2017. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 affiliated advisors and managing about $212.7 billion in client assets. The firm provides a range of managed account programs, access to third-party asset managers, and comprehensive back-office support for individual and institutional clients.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Joseph S

Series 63, Series 65

Cincinnati, OH

Mariner

Joseph Schneider is a financial advisor at Mariner with three years of industry experience. He holds the Series 63 and Series 65 designations and is based in Cincinnati, OH. He has worked at Mariner Wealth Advisors since 2002. Mariner serves a diverse client base including individuals, pension plans, trusts, and corporations, offering investment management, financial planning, retirement plan consulting, and access to various investment vehicles. The firm implements discretionary, customized portfolios supported by internal and third-party research and provides integrated tax and accounting services along with family office and employer financial wellness solutions.

Private / alternative investments Options & derivatives strategies Concentrated stock management Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Stephan W

Series 66

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Stephan Wisniowski is a financial advisor at Fifth Third Securities, Inc. based in Cincinnati, OH, holding a Series 66 designation with nine years of industry experience. He has been with Fifth Third Securities since 2015. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm offers multiple discretionary managed-account programs combining third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, and is notable for its municipal-advisor registration and affiliation with Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Alexander M

Series 63, Series 66

Cincinnati, OH

PNC Wealth Management

Alexander Marshall is a financial advisor with PNC Wealth Management in Cincinnati, OH. He holds Series 63 and Series 66 licenses and has four years of industry experience. His prior roles include positions at J.P. Morgan Securities, JPMorgan Chase Bank, and The Huntington National Bank. PNC Wealth Management delivers retail brokerage and advisory services through model-based programs, including a discretionary online model account offered to select employees. The firm employs algorithm-driven risk assessments and delegates portfolio execution to approved strategists using mutual funds and ETFs, emphasizing automated management and annual rebalancing.

Passive / index investing Active portfolio management Wealth management Executive
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Rasahn R

Series 66, Series 63

Cincinnati, OH

FIFTH THIRD SECURITIES, Inc.

Rasahn Reynolds is a financial advisor at Fifth Third Securities, Inc. based in Cincinnati, OH, holding Series 66 and Series 63 licenses with 16 years of industry experience. His prior experience includes roles at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services, as well as a brief period at Amazon. He has been with Fifth Third Securities and Fifth Third Bank since 2020. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, corporations, trusts, and retirement accounts through both investment advisory and brokerage services. The firm offers multiple investment programs on the Passageway Managed Account platform, including mutual fund and ETF models, SMA strategies, and direct indexing options.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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