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Fredrick S
Series 65, Series 63
Norwalk, IA
Ameritas Advisory Services, LLC
Fredrick Studer is a financial advisor with Ameritas Advisory Services, LLC, holding Series 65 and Series 63 credentials and nine years of industry experience. His work history includes roles at Ameritas Advisory Services, Ameritas Insurance Company, and Northwestern Mutual, among others. He is also licensed as an independent insurance agent to sell fixed insurance products through Midwest Financial Solutions, LLC/Central Financial Group. Ameritas Advisory Services provides fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm offers a range of discretionary and non-discretionary programs utilizing both in-house and third-party investment solutions, supported by integrated services across Ameritas affiliates.
Michael R
Series 65
Des Moines, IA
Principal Financial Services
Michael Rideout is a financial advisor with Principal Financial Services based in Des Moines, IA. He holds a Series 65 designation and has 17 years of industry experience. His career includes roles at Principal Life Insurance Company and Principal Securities since 2008. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Christopher Z
Series 66
Des Moines, IA
Principal Financial Services
Christopher Zug is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and 28 years of industry experience. He has worked with Principal Securities, Inc. and Principal Life Insurance Company since 2018 and previously held roles at Mass Mutual Investors Services and TriNet/MassMutual. Outside of his advisory work, Zug serves as a board member for The Harbourage Homeowners Association and is an assistant golf coach at Grinnell College. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and business entities. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Alyssa V
Series 63, Series 65
Des Moines, IA
Principal Financial Services
Alyssa Vowell is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. She has been with Principal Securities Inc. and Principal Life Insurance Company since 2010. Alyssa also serves as a bank/trust officer at Principal Bank and Principal Trust Company, supporting retirement plan account relationships across multiple Principal entities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.
Colin S
Series 66, Series 63
Urbandale, IA
Integrity Alliance, LLC
Colin Steinberg is a financial advisor with Integrity Alliance, LLC, holding Series 66 and Series 63 licenses and possessing 10 years of industry experience. His career includes roles at Lion Street Advisors, Kingswood Capital Partners, Schechter Investment Advisers, Bank of America, and Merrill. He is also a partner at Institutional Architects, where he advises on and sells insurance products. Integrity Alliance serves a broad client base including individual investors, corporations, and qualified retirement plans through a large network of independent advisers managing approximately $5.4 billion in assets. The firm offers a range of services including portfolio management, financial planning, and both wrap and non-wrap programs, delivering investment advice via discretionary accounts, model portfolios, and third-party sub-advisers.
Chad B
Series 63, Series 65
Des Moines, IA
Principal Financial Services
Chad Basel is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 65 designations and bringing 23 years of industry experience. He has worked at firms including Principal Securities, Nationwide Investment Services Corp, U.S. Bancorp Investments, and Diversified Investors Securities Corp. Basel also serves as a bank/trust officer at Principal Bank and Principal Trust Company, supporting retirement plan account relationships across insurance, broker-dealer, and bank/trust offerings. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, estates, and businesses. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.
Nathan S
Series 66
Des Moines, IA
Tlg Advisors, Inc.
Nathan Self is a financial advisor with TLG Advisors, Inc. based in Des Moines, IA, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Voya Financial and Principal Financial Group. Nathan is also involved with Gilico, an insurance-related business. TLG Advisors serves a diverse client base including individuals, high-net-worth clients, trusts, corporations, and institutional investors. The firm focuses on investment supervisory services, portfolio management, and financial planning, using manager selection and fundamental analysis combined with Modern Portfolio Theory to build diversified portfolios.
Richard S
Series 63, Series 65
Des Moines, IA
Voya financial Advisors, Inc.
Richard Schneider is a financial advisor with Voya Financial Advisors, Inc. in Des Moines, IA, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Voya Financial Advisors since 2015. In addition to his advisory role, he works as an independent insurance agent specializing in the sale of fixed insurance products. Voya Financial Advisors, Inc. serves individual and institutional clients, including retirement plan sponsors, charitable organizations, and high-net-worth individuals. The firm provides a variety of services such as financial planning, portfolio management, and plan-sponsor consulting, with an emphasis on non-discretionary, recommendation-based relationships delivered through multiple program structures.
Matthew G
Series 63, Series 66
West Des Moines, IA
Empower Advisory Group
Matthew Gasser is a financial advisor with Empower Advisory Group in West Des Moines, IA. He holds Series 63 and Series 66 registrations and has nine years of industry experience. His prior work includes roles at BancWest Investment Services, Bank of the West, Bank of America, and Merrill. Outside of his advisory work, he has a part-time role as a car wash attendant at Tommy's Express. Empower Advisory Group provides financial planning and investment management primarily for employer-sponsored retirement plan sponsors and their participants, as well as Empower Premier IRA and certain retail brokerage clients. The firm offers integrated services tied to Empower’s recordkeeping platforms, emphasizing long-term portfolio returns and annual rebalancing within plan lineups selected by plan sponsors.
Christian S
Series 63, Series 65
Urbandale, IA
Integrity Alliance, LLC
Christian Siebert is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 65 licenses and nine years of industry experience. Prior to joining Integrity Alliance in 2025, he worked at Principal Asset Management and various Principal affiliates from 2018 to 2025. Siebert is also involved in insurance sales and financial planning through Insurance Solutions of Iowa and Retirement Solutions of Iowa LLC. Integrity Alliance serves a diverse client base, including individual investors, corporations, and qualified retirement plans, supporting over 300 independent advisors who manage approximately $5.4 billion in assets. The firm offers a range of services, including portfolio management, financial planning, and third-party manager referrals, utilizing multiple investment approaches and a combination of discretionary and non-discretionary account management.
Matthew M
Series 66
Des Moines, IA
Principal Financial Services
Matthew Moffitt is a financial advisor at Principal Financial Services with 24 years of industry experience. He holds a Series 66 designation and has worked at Principal Securities Inc. since 2001 and Principal Life Insurance Co. since 2000. Outside of advising, he has an ownership interest in a rental property. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed accounts.
Joshua S
CFP®, Series 63, Series 65
Des Moines, IA
Principal Financial Services
Joshua Saboe is a CFP® professional with 21 years of industry experience, currently serving at Principal Financial Services. He has worked with Principal Life Insurance Co. and Principal Securities Inc. since 2005. Principal Securities provides brokerage and registered investment advisory services to a diverse range of clients, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Scott C
Series 63, Series 65
Des Moines, IA
Principal Financial Services
Scott Clayberg is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been associated with Princor Financial Services Corp and Principal Life Insurance Company since 1999. Principal Securities offers brokerage and registered investment advisory services to a diverse range of clients, including individuals, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm’s advisory services include direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Diane W
Series 66
Des Moines, IA
Principal Financial Services
Diane White is a financial advisor with Principal Financial Services in Des Moines, Iowa, holding a Series 66 designation and 21 years of industry experience. She has worked at Principal Securities and Principal Life Insurance Company since 2004. Principal Securities provides brokerage and registered investment advisory services to a broad client base that includes individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel outside the United States. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Daniel C
Series 63, Series 66
Des Moines, IA
Principal Financial Services
Daniel Cox is a financial advisor at Principal Financial Services with 18 years of industry experience. He holds Series 63 and Series 66 designations and has previously worked at Edward Jones and Scottrade, Inc. since 2005. Principal Securities provides brokerage and registered investment advisory services to a diverse clientele, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.
Clifton H
Series 63, Series 65
Des Moines, IA
Principal Financial Services
Clifton Hughes is a financial advisor at Principal Financial Services with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at COUNTRY FINANCIAL before joining Principal Securities and Principal Life Insurance in 2017. Hughes serves as Chair and Secretary on the board of Community Youth Concepts, where he is involved in organizational governance and strategic planning. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm provides direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.
Justin B
Series 66
Des Moines, IA
Principal Financial Services
Justin Boyd is a Series 66-licensed financial advisor with Principal Financial Services in Des Moines, IA, bringing 20 years of industry experience. He has worked with Principal Securities Inc. since 2016 and Principal Life Insurance Company since 2013. Boyd also serves as a bank and trust officer, supporting retirement plan account relationships across Principal’s insurance, broker-dealer, and bank/trust offerings. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and business entities. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.
Kelly P
ChFC®, Series 63
Des Moines, IA
Principal Financial Services
Kelly Panzanaro is a financial advisor at Principal Financial Services with 34 years of industry experience. He holds the ChFC® designation and Series 63 license. He has been with Principal Securities and Principal Life Insurance Company since 2006. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Gunturi P
Series 66
Des Moines, IA
Principal Financial Services
Gunturi Pradeep is a financial advisor with Principal Financial Services based in Des Moines, IA. He holds a Series 66 designation and has four years of industry experience. His prior work includes roles at Cetera and Genpact. Principal Securities provides brokerage and registered investment advisory services to a broad client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed outside the United States. The firm’s advisory services include direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
Emily M
Series 65, Series 63
Des Moines, IA
Principal Financial Services
Emily Marr is a financial advisor at Principal Financial Services with Series 65 and Series 63 licenses and four years of industry experience. Her work history includes roles at Principal Securities, Principal Life Insurance Company, and Principal Funds Distributor, as well as prior experience at McCune Whiteley Wealth Management. She has also held positions in academic and community settings, including Texas Tech University, the University of Texas at Arlington, and Kennedale High School. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed abroad. The firm offers financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.
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