Sydney Roberts is a financial advisor at Stifel with two years of industry experience. He holds a Series 66 designation and previously worked at MegaCorp Logistics LLC and Northwestern Mutual. Stifel serves a broad range of clients, including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services with a proprietary investment methodology developed by its Investment Strategy Group.

Patrick Kalbaugh is a financial advisor with LPL Financial in Wilmington, NC, holding Series 65 and Series 63 licenses and six years of industry experience. His prior work includes roles at Worden Brothers Inc., TC2000 Brokerage, Inc., and the University of North Carolina at Wilmington. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management access, and institutional platforms, combining advisory services with a range of non-advisory financial activities.

Richard Hobgood is a financial advisor with Morgan Stanley in Wilmington, NC, holding Series 63 and Series 65 licenses and 36 years of industry experience. He has worked at Morgan Stanley and Morgan Stanley Private Bank, National Association since 2017 and previously spent six years at BB&T Investments. Morgan Stanley Wealth Management serves both individual and institutional clients, offering a range of advisory programs including tailored financial planning supported by firm-approved tools and modeling techniques. The firm manages approximately $2.74 trillion in client assets and provides services through its Financial Advisors and Estate Planning Strategies Group.

Rebekah Driggers is a financial advisor with Wells Fargo Clearing in Wilmington, NC, holding Series 65 and Series 63 licenses and four years of industry experience. She has worked at Wells Fargo Bank, N.A. since 1995, totaling over 31 years with the Wells Fargo organization. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Brittany White is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and four years of industry experience. She has been with Wells Fargo Clearing since 2021 and has worked at Wells Fargo Bank, NA since 2011. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a broader set of financial product offerings than is typical for large institutional advisers.

Jeffrey Cole is a Certified Financial Planner (CFP®) with 23 years of industry experience. He has been with UBS Financial Services Inc. since 2005, based in Wilmington, NC. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering a range of products including fee-based financial planning, discretionary and non-discretionary portfolio management, and alternative investments. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and capital market insights.

Tracy Dean is a financial advisor with Edward Jones holding a Series 66 designation and 25 years of industry experience. Prior to joining Edward Jones in 2021, Dean worked at Wells Fargo Clearing Services LLC and PNC Investments, with additional experience at PNC Bank. Outside of finance, Dean has been involved in real estate activities since 2008. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory solutions including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of financial advisors and branch offices.

Kenneth Catlett Jr. is a CFP®-certified financial advisor with 26 years of industry experience. He has worked at STIFEL since 2022 and previously spent 18 years with UBS Financial Services. Outside of his advisory role, he serves on the boards of OWO, Inc., supporting education and vocational training in Kenya, the Seapath Yacht Club, and the Wrightsville Beach Foundation, which focuses on local health and wellness initiatives. STIFEL serves a broad range of clients including individuals, institutional investors, and charitable organizations, offering both brokerage and investment advisory services grounded in proprietary investment analysis and asset allocation methodologies developed by its Investment Strategy Group.

Matthew Bennett is a financial advisor with Raymond James & Associates, holding a Series 66 designation and 27 years of industry experience. He has previously worked at Morgan Stanley in various capacities from 2009 to 2024. Outside of his advisory role, Bennett is the owner of Bennett Boys LLC, a commercial property rented to a CrossFit gym. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base that includes individuals, institutions, and municipal entities. The firm offers tailored, non-discretionary financial planning and consulting services supported by extensive research, multiple portfolio management styles, and a broad affiliate network.

David Bethoney is a financial advisor with Wells Fargo Clearing in Wilmington, NC, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. He has been with Wells Fargo Clearing since 2016 and was previously with Wachovia Bank, N.A. and Wells Fargo Advisors LLC. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, wrap-fee programs, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party databases.

Lisa Salines Mondello is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and two years of industry experience. Prior to joining Cetera Investment Advisers and Cetera Advisors in 2024, she has operated the Salines Mondello Law Firm, Pc since 2009. Cetera Investment Advisers LLC is an SEC-registered firm that serves a diverse client base including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with a range of discretionary and non-discretionary portfolio management options, financial planning, and access to third-party money managers.

Erin Dunn is a Series 66-licensed financial advisor with UBS Financial Services in Wilmington, NC, where she has worked since 2006, accumulating 18 years of industry experience. Outside of her advisory role, she works as a cashier, server, and bartender at Seagate Bottle Shop. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services.

Bruce Chappell Jr. is a financial advisor at Stifel with Series 63 and Series 65 credentials and 31 years of industry experience. He has worked at Stifel Nicolaus & Co Inc since 2020 and previously spent eight years at Bank of America, N.A. Outside of his advisory role, he is involved in several construction and historic preservation ventures, including serving as CFO of Thomas Construction Group and as a board member of FPTower Inc. Stifel serves a diverse client base, including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services supported by a proprietary investment methodology developed by its Investment Strategy Group.

Mark Goldston is a financial advisor with Wells Fargo Clearing in Clemmons, NC. He holds Series 63 and Series 65 licenses and has been with Wells Fargo since 2023. Prior to his current role, his work history includes various positions outside the financial industry. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans. The firm’s IPS-driven advisory process incorporates modern portfolio theory and offers both discretionary and non-discretionary services tailored to plan objectives and risk tolerances.

Daniel Leighton is a financial advisor with Edward Jones in Rocky Point, NC, holding a Series 66 designation and seven years of industry experience. He has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a wide range of advisory and investment solutions supported by a large network of financial advisors and branch offices nationwide.

David Roduit is a financial advisor at Cetera with two years of industry experience. He holds Series 66 and Series 63 licenses and has worked previously at Harding Loevner Funds, Inc. and Fortis Bank. Roduit is also involved with Fifth and Forbes Financial, a wealth management and investment firm. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with diverse portfolio management options, including access to third-party managers and bespoke strategies, managing over $256 billion in assets across more than 10,000 advisors.

Monty Pollard is a financial advisor with Wells Fargo Clearing in Wilmington, NC, holding a Series 66 designation and 13 years of industry experience. He previously worked at PNC Investments from 2015 to 2018 before joining Wells Fargo Clearing in 2018. Wells Fargo Advisors provides investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research and analytics to guide investment decisions.

Carla Gray Bedell is a financial advisor with LPL Enterprise in Wilmington, NC, holding Series 65, 63, and 66 licenses and bringing 26 years of industry experience. Her prior experience includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Wells Fargo Clearing. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, and institutional entities. The firm’s approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, with additional offerings such as financial planning, access to third-party asset managers, and affiliated insurance and trust services.

Tiffany Barlow is a financial advisor with Morgan Stanley in Wilmington, NC, holding Series 63 and Series 66 designations and bringing 27 years of industry experience. She has worked at Morgan Stanley Smith Barney since 2009 and joined Morgan Stanley Private Bank, N.A. in 2023. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a range of advisory programs and financial planning services. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and research.

Chad Weeks is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and bringing 28 years of industry experience. He has worked with Wells Fargo Clearing since 2016 and previously with Wells Fargo Advisors LLC from 2009 to 2016. Outside of his advisory role, he serves as an Architectural Review Board Member for the First Flight Ridge Homeowners Association in Kitty Hawk, NC. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both non-discretionary and discretionary services. The firm’s IPS-driven advisory process incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.