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Ara B
Series 65
Chicago, IL
Bayworth Capital
Ara Bayindiryan is a financial advisor at Bayworth Capital with 10 years of industry experience and holds a Series 65 designation. His career includes roles at Valyrian Financial, LLC, Xceed Planning, Inc., Bayworth Capital (dba XCEED CAPITAL MANAGEMENT, LLC), and Denali Financial Services, LLC. He is also involved as a managing member and agent of a licensed insurance agency and acts as a general partner to an investment fund. Bayworth Capital provides financial planning, portfolio management, and pension consulting services to individuals, corporations, and retirement plans. The firm offers tailored investment strategies across various asset classes and facilitates client access to alternative investments through a specialized portal, emphasizing pension consulting and pooled investment vehicles.
Keith N
Series 65
Des Plaines, IL
Kenora Financial, LLC
Keith Nyborg is a Series 65-licensed advisor with 26 years of industry experience, currently affiliated with Kenora Financial, LLC in Des Plaines, IL. He has worked at Invesco, LLC since 1990. Kenora Financial serves individual clients, including high-net-worth households, providing financial planning, investment counseling, retirement and estate planning, tax-related advice, and customized portfolio management across taxable and tax-deferred accounts. The firm emphasizes customized separately managed accounts with diversified equity holdings and a tax-aware, value-oriented investment approach.
Pamela L
Series 63, Series 65
Chicago, IL
Ziv Investment Company
Pamela Lambert is a financial advisor at Ziv Investment Company in Chicago, IL, holding Series 63 and Series 65 credentials with 23 years of industry experience. She has been with Ziv Investment Company since 2000. Ziv Investment Company provides discretionary portfolio management and securities and retirement-planning advice to individuals, businesses, and institutional clients. The firm manages approximately $22.9 million, focusing on tailored investment strategies that incorporate both fundamental and technical analysis, generally favoring long-term equity holdings and cash-equivalent instruments.
Karen N
Series 63, Series 65
Northbrook, IL
Moonstone Asset Management, Inc.
Karen Natkin is a financial advisor at Moonstone Asset Management, Inc. with 18 years of industry experience. She holds Series 63 and Series 65 credentials and has been with Moonstone since 2008. Moonstone Asset Management serves individual and high-net-worth clients as well as corporate retirement plans, providing discretionary asset management alongside financial planning and consulting. The firm uses fundamental, technical, and cyclical analysis to guide security selection and manages tailored portfolios that may include a variety of investment instruments.
John D
CFP®, Series 63, Series 65
Chicago, IL
Mentor Capital Management Inc.
John Davis is a CFP® with 28 years of industry experience and has been with Mentor Capital Management Inc. since 1992. He holds Series 63 and Series 65 licenses. Outside of his advisory work, he is part owner and treasurer of Elmhurst Tailgate Inc., a dog daycare and boarding business. Mentor Capital Management Inc. provides fee-only wealth management and financial planning services primarily for individual clients. The firm employs fundamental analysis within a broad asset-allocation framework, favoring passive, low-expense, index-based strategies for long-term holdings.
Tamra W
CFP®, Series 63
Lincolnshire, IL
Mosaic FI LLC
Tamra Wener is a CFP® with 15 years of industry experience currently serving at Mosaic FI LLC. She previously worked at RW Financial Planning, LLC, and Rivkin & Rivkin, LLC. In addition to her advisory work, she is an adjunct instructor at Northwestern University School of Professional Studies. Mosaic FI LLC offers portfolio management, comprehensive financial planning, and small-business pension consulting to individuals, families, trusts, estates, and corporate clients, including high-net-worth households. The firm emphasizes long-term portfolio management supported by tailored investment policy statements and employs a range of analytical techniques and asset classes.
David P
Series 63, Series 66
Northfield, IL
Treetop Wealth Management, LLC
David Pedley is a financial advisor with Treetop Wealth Management, LLC in Northfield, IL, holding Series 63 and Series 66 licenses and 22 years of industry experience. He has been with Treetop Wealth Management since 2010. Treetop Wealth Management provides discretionary wealth management and comprehensive financial planning to individuals, small businesses, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm uses a risk-management, client-specific approach to develop tailored asset allocations with actively managed mutual funds, ETFs, bonds, and alternative investments, managing portfolios primarily on a discretionary basis.
Katherine H
CFP®, Series 63, Series 65
Chicago, IL
Assetgrade, LLC
Katherine Hennessy is a CFP®-credentialed financial advisor with 10 years of industry experience currently working at Assetgrade, LLC in Chicago, IL. She has been with Assetgrade since 2016. Assetgrade, LLC provides financial planning, investment and wealth management, and retirement plan consulting for individuals, trusts, estates, and corporate entities. The firm manages approximately $337.7 million in discretionary assets across three advisors, using model strategies focused on strategic asset allocation with occasional tactical adjustments.
Timothy Z
CFP®, CFA®, Series 65
Northbrook, IL
IRON Financial LLC
Timothy Ziemba is a CFP®, CFA®, and holds a Series 65 license with 12 years of industry experience. He has been with IRON Financial LLC since 2019, following five years at Life Line Financial Group and Life Line Wealth Management. IRON Financial, together with its affiliate IRON Wealth Holdings, serves individuals, trusts, charitable organizations, and private funds by providing discretionary portfolio management, ongoing financial planning, personalized indexing, and private investment advisory services. The firm employs a combination of fundamental, technical, and quantitative analysis in managing a diverse range of strategies and acts as a private fund sponsor and adviser with performance-based compensation elements.
Richard M
CFA®, Series 63
Chicago, IL
103 Advisory Group
Richard Milton is a CFA® charterholder and Series 63 licensee with 24 years of industry experience. He has worked at 103 Advisory Group since 2021 and previously spent 17 years at Mainstreet Advisors. Based in Chicago, IL, he is one of three advisors at 103 Advisory Group. 103 Advisory Group is an independent SEC-registered advisory firm managing approximately $224.8 million for about 74 clients. The firm offers discretionary portfolio management, modular and fixed-fee financial planning, and business-development consulting for financial institutions, serving both individual and high-net-worth clients.
Mark L
CFP®, Series 63, Series 65
Wheeling, IL
REAP in Wealth Management, LLC
Mark Levin is a CFP® with 10 years of industry experience, currently serving at Reap in Wealth Management, LLC. He has been associated with Secure Your World since 2010. Outside of his advisory role, Levin is an outside insurance brokerage agent specializing in fixed insurance products and serves as vice president of the Malibu Cove Homeowners association in Wheeling, IL. Reap in Wealth Management serves individual and high-net-worth clients by providing personalized financial planning and access to third-party portfolio management. The firm offers a comprehensive planning approach covering cash-flow, tax, retirement, education funding, insurance review, and estate-planning referrals, operating through a fee-based model and utilizing multiple sub-advisors and model platforms for investment management.
Robert B
CFA®
Park Ridge, IL
The Invictus Collective, LLC
Robert Bower is a CFA® charterholder with four years of industry experience, currently serving as an advisor at The Invictus Collective, LLC since 2021. Prior to this, he worked for seven years at Health Care Service Corporation. He is also involved as a manager and investor in Invictus Proprietary Opportunity 1 LLC and Invictus Private Group 1, LLC, entities that invest in a synthetic graphite manufacturer, Monomyth Anovion, LLC. The Invictus Collective provides financial planning, consulting, and portfolio management services to high-net-worth individuals, trusts, estates, corporations, and institutional clients. The firm integrates traditional wealth management with advisory services for pooled investment vehicles and other advisers, employing a variety of investment vehicles and strategies tailored to client objectives.
Christine S
PFS™, Series 65
Chicago, IL
Stevard LLC
Christine Sibrava is a financial advisor at Stevard LLC with 14 years of industry experience. She holds the PFS™ designation and Series 65 license. Prior to joining Stevard in 2016, she worked at Whitnell & Co. for five years. Stevard LLC provides family office and investment advisory services to high-net-worth individuals, trusts, family LLCs, private foundations, and family businesses. The firm focuses on multi-asset portfolios using independent investment managers and managed products, complemented by expanded family office functions such as accounting, tax compliance, and philanthropic planning.
David V
CFA®, Series 65
Chicago, IL
Propel Financial Advisors, LLC
David Vaught is a CFA® charterholder with 29 years of experience in financial advising. He has worked at Propel Financial Advisors, LLC since 2018 and previously spent over two decades at Mitchell, Vaught & Walker, Inc., as well as operating as a sole proprietor. He holds a Series 65 license and is based in Chicago, IL. Propel Financial Advisors is an independent, employee-owned firm serving individuals, small businesses, nonprofits, and institutional clients. The firm offers customized portfolio management and financial planning, employing a combination of fundamental, technical, and cycle analysis with a focus on long-term holdings and active adjustments during volatile markets. Several principals at the firm also provide tax and legal services through affiliated firms.
Leanne R
CFP®, Series 65
Chicago, IL
Von Haefen Financial Management
Leanne Raskob is a CFP® and holds a Series 65 license, with one year of experience in financial advising. She currently works at Von Haefen Financial Management and previously held positions at Grant Thornton, LLP, Dixon Hughes Goodman, and operated her own advisory firm. Von Haefen Financial Management is a fee-only, holistic financial planning firm serving individuals, families, and trusts through a two-advisor team. The firm offers comprehensive planning services including tax, estate, and retirement planning, providing customized, non-discretionary investment recommendations without using percentage-of-assets fees or commissions.
Natalie B
Series 65
Chicago, IL
Aurelien Capital Partners
Natalie Baros is a financial advisor at Aurelien Capital Partners with a Series 65 designation and three years of industry experience. Before joining Aurelien Capital Partners, she worked at Merrill and Firstrock Capital and has consulting experience with NEB, LLC, assisting in operations and business development for a CPA firm. Aurelien Capital Partners serves individuals, families, and high-net-worth clients, including professional athletes and exonerees, offering wealth management, financial planning, and family office services. The firm employs an open-architecture investment approach combining active and passive strategies across public and private markets.
Benjamin W
Series 65
Chicago, IL
Stabile Investment Management
Benjamin Wilson is a Series 65 licensed advisor at Stabile Investment Management with one year of industry experience. His prior roles include positions at Aerotek, North American Derivatives Exchange, Crypto.com, The Small Exchange, Illinois Institute of Technology, and United Launch Alliance. Benjamin is based in Chicago, IL. Stabile Investment Management serves individual and high-net-worth clients with discretionary and non-discretionary portfolio management and investment consulting. The firm follows a documented investment process emphasizing diversification and fundamental analysis, primarily using ETFs and no-load mutual funds, and conducts regular portfolio reviews.
Brian S
CFP®, Series 66
Chicago, IL
Impact Financial
Brian Schaeffer is a CFP® with 14 years of industry experience, currently serving as a financial advisor at Impact Financial. He previously worked for 11 years at Shankervalleau Wealth Advisors, Inc. Outside of advisory work, he is an accountant assisting with tax preparation and serves as treasurer for the Morrison-Shearer Foundation, an organization dedicated to preserving the legacy of dancer-choreographer Sybil Shearer and photographer Helen Balfour. Impact Financial provides fee-only wealth management and comprehensive financial planning to individuals, trusts, estates, and small business owners. The firm uses a factor-based, smart-beta investment approach primarily with low-cost mutual funds and ETFs, supported by in-house planning and tax expertise, serving a notable non-U.S. client base with cross-border financial analysis capabilities.
Jay P
Series 63, Series 65
Forest Park, IL
Joseph Wealth Management, LLC
Jay Plourde is a financial advisor at Joseph Wealth Management, LLC with two years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Riposte Capital and Wedbush Securities. Plourde serves on the boards of two nonprofit organizations: Joseph Business School in Forest Park, Illinois, and Kenneth Copeland Ministries in Fort Worth, Texas. Joseph Wealth Management provides discretionary portfolio management, financial planning, and consulting services to individuals, charitable organizations, and corporations. The firm manages approximately $17.6 million in client assets and employs a mix of analytical approaches, including fundamental, technical, and modern portfolio theory, to tailor portfolios to client objectives and risk tolerances.
Ronald F
Series 63, Series 65
Northfield, IL
Certitude Advisors, LLC
Ronald Fox is a financial advisor at Certitude Advisors, LLC with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Certitude Advisors since 2014. The firm serves individual and institutional private clients, including senior corporate executives, entrepreneurs, and nonprofit entities, providing discretionary investment management and comprehensive financial, retirement, and tax planning. Certitude Advisors emphasizes a long-term investment horizon, independent security analysis, and individualized portfolio management.
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7,643 advisors near
60077
within the area shown on the map
Out of 400,000+ nationwide