James Hawn is a financial advisor at Morgan Stanley with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Morgan Stanley since 2009, including a role at Morgan Stanley Private Bank, National Association since 2015. Outside of his advisory work, he serves as a soccer referee with the Texas Association of Sports Officials and the South Texas Soccer Referees. Morgan Stanley Wealth Management provides a range of advisory programs to individual and institutional clients, focusing on tailored financial planning supported by structured discovery and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and offers services through both direct client relationships and corporate financial planning agreements.

Sean Mccullough is a Financial Advisor with Merrill Lynch Wealth Management, serving individuals and families from the Woodlands office since 2016. Operating from Kingwood, Sean provides industry-leading wealth management services, solutions, and advice along with his team, prioritizing the interests of clients in line with the legacy established by Charlie Merrill. Sean's expertise encompasses a broad range of client focus areas including college education planning, equity compensation services, family wealth management strategies, legacy planning, liquidity management, managing new wealth, personal retirement planning, tax minimization, and retirement income. Leveraging the combined resources of Merrill Lynch and Bank of America, he assists clients with banking and credit needs, retirement planning, business succession, and multigenerational wealth transfer strategies. He holds a Bachelor of Business Administration degree in Finance from Texas State University, San Marcos, and holds the CERTIFIED FINANCIAL PLANNER (CFP) and Personal Investment Advisor (PIA) designations. Outside of his professional role, Sean engages in community activities including involvement with the Coastal Conservation Association, Texas, Northeast Houston chapter, Koinonia Life Group at United City Church, and participates in environmental initiatives such as the River, Lakes, Bays 'N Bayous Trash Bash. His personal interests include fishing, football, reading, spending time with family, traveling, and watching movies.

Reed Chumley is a financial advisor at Raymond James & Associates with a Series 66 designation and one year of industry experience. His prior work includes roles in athletics and education, such as at Unleashed Athletics and various academic institutions. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a broad client base, offering financial planning, non-discretionary investment consulting, and institutional advisory services, with a range of portfolio management styles supported by affiliated research and model managers.

Keith Townsend is a financial advisor with Wells Fargo Advisors in The Woodlands, TX, holding a Series 63 designation and 26 years of industry experience. His work history includes roles at Wells Fargo Clearing and Wells Fargo Advisors LLC prior to joining Wells Fargo Advisors in 2025. He is a 50% owner of Harmony Wealth Management Group LLC, a financial planning practice in Port Lavaca, TX. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients, offering a broad range of investment and financial planning services. The firm provides tailored recommendations supported by proprietary research and planning tools, with services covering areas such as retirement, education, risk management, and specialized planning niches.

Timothy Hickman is a Senior Financial Advisor and Managing Director with Merrill Lynch Wealth Management. Since joining Merrill in July 2009, he has led a wealth management advisory group delivering a family office-like experience for high-net-worth private clients and corporate executives. His practice emphasizes risk and portfolio management, estate planning, tax minimization strategies, and wealth structuring tailored to the needs of affluent individuals and families. With over 30 years of experience in financial services, Timothy previously served as a Senior Vice President at UBS, where he specialized in executive financial planning for Fortune 500 company executives and managed stock benefit programs for corporate employee financial services teams. His areas of expertise include corporate executive services, executive compensation, family wealth management strategies, legacy planning, philanthropic planning, portfolio management services, and retirement income. Timothy holds a Bachelor's Degree from Lamar University and the Personal Investment Advisor (PIA) designation. Outside of his professional work, he is involved with Special Olympics Texas and enjoys reading, refereeing, and spending time with his family. His approach centers on integrity, collaboration, and care, guided by the principles of doing the right thing, telling the truth, and working hard for the clients he serves.

Jodi Alsobrook is a financial advisor with Merrill in The Woodlands, TX, holding a Series 66 designation and bringing nine years of industry experience. She has been with Merrill since 2019 and previously worked there from 1997 to 2019. Outside of her advisory role, she serves as the secretary for the La Porte High School Tennis Booster Club. Merrill provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, and various institutional entities.

Alan Alberts is a Senior Financial Advisor at Merrill Lynch Wealth Management. He specializes in providing personalized wealth management strategies tailored to clients' unique financial situations and long-term goals. Alan works closely with clients and their families to develop flexible approaches that adapt to changing market conditions, drawing on the investment insights of Merrill and banking solutions from Bank of America. His expertise encompasses family wealth management, personal retirement planning, philanthropic planning, small business strategies, and tax minimization. Alan holds the Personal Investment Advisor (PIA) designation and earned both his bachelor's and master's degrees from the Texas A&M University System. He is also affiliated with the TXCPA-Houston professional organization. Alan is committed to community involvement, reflecting Merrill's tradition of service, and dedicates time to volunteering with local organizations. Outside of work, he enjoys golfing, traveling, and spending time with his family.

Tiffany Mansfield is a financial advisor at Wells Fargo Clearing with 14 years of industry experience. She holds a Series 66 designation and has been with Wells Fargo since 2011, initially at Wells Fargo Advisors LLC before joining Wells Fargo Clearing in 2016. She also serves as an arbitrator in investment-related disputes. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary advisory solutions. The firm’s IPS-driven approach incorporates a broad range of investment options, including insurance-related vehicles and bank deposit sweep programs.

William Richardson Jr. is a financial advisor at Charles Schwab with 29 years of industry experience. He has been with Charles Schwab since 1997 and has worked at Charles Schwab Bank since 2005. He holds Series 63 and Series 65 licenses. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers both non-discretionary investment guidance and access to discretionary separately managed accounts, supported by centralized custody and order-routing systems.

Tom Anselmi is a financial advisor with OSAIC, holding a Series 63 designation and 33 years of industry experience. Prior to joining OSAIC in 2025, he spent over three decades with Lincoln Financial Advisors Corporation. He is also involved as an agent offering various insurance products through QUEST Agency Wealth Management and PANDC Insurance Brokerage. OSAIC serves a diverse client base including individuals, high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services, utilizing tools such as asset-allocation models and automated rebalancing to construct customized portfolios across a range of investment types.

Nisha Pillay Modak is a financial advisor with Morgan Stanley, holding Series 63 and Series 65 credentials and 29 years of industry experience. She has been with Morgan Stanley and its affiliates since 2013, including the Morgan Stanley Private Bank since 2015. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs, including financial planning and estate strategy services, managing approximately $2.74 trillion in client assets.

Charles Johansen is a Series 66 licensed financial advisor with Merrill in The Woodlands, TX, possessing three years of industry experience. His prior roles include positions at Fidelity Investments and Bank of America, N.A., alongside earlier work at Baylor University and Heb. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Ty Williams is a financial advisor at Merrill with a Series 66 designation and one year of industry experience. His prior work experience includes roles at Bank of America and Wells Fargo, as well as various positions outside the financial industry. Merrill, together with its affiliate Managed Account Advisors LLC (MAA), provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Shelley Waters is a financial advisor at UBS Financial Services with 32 years of industry experience. She has been with UBS since 2008. Outside of her advisory work, she serves as a non-compensated vice president and mentor at IAS Performance LLC, an automotive purchase, sale, and repair business led by her son. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, offering a broad range of capital markets and advisory solutions.

David Mitchell is Vice President and Financial Consultant at Fidelity Investments, a role he has held since 2009. He has been with Fidelity since 1998, progressing through positions including Financial Planning Consultant, Senior Investment Consultant, and Account Executive. Prior to joining Fidelity, he worked as an Account Executive at Bank United Securities Corp. and J.B. Oxford & Company in 1997. With over two decades of experience in the financial services industry, David specializes in partnering with clients to develop wealth planning strategies. He focuses on leveraging technology, cost-efficient investment options, and planning strategies to help clients work towards financial independence in retirement and beyond.

Nicholas D Amato is a financial advisor at Thrivent Investment Management with one year of industry experience. He holds Series 65 and Series 63 licenses and has previously worked at Park Avenue Securities and Guardian Life Insurance Company. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors, offering goal-based analyses and broad-topic written recommendations without portfolio management for institutional clients.

April Sullivan is a financial advisor with UBS Financial Services, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. She has worked with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client strategies.

Jordan Golson is a financial advisor with LPL Financial in The Woodlands, TX, holding a Series 66 designation and eight years of industry experience. He has worked at LPL Financial since 2018 and also maintains a role at Amegy Bank since 2017. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management access, and institutional platforms.

Melissa Greer is a financial advisor with Wells Fargo Clearing in The Woodlands, TX, holding Series 63, Series 65, and Series 66 credentials and bringing 16 years of industry experience. She has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors, LLC from 2012 to 2016. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s process is IPS-driven and incorporates modern portfolio theory, with a broader set of investment options that include insurance-related vehicles and bank deposit sweep programs.

Laura Brigman is a financial advisor with Morgan Stanley in The Woodlands, TX, holding Series 63 and Series 66 licenses and four years of industry experience. She has been with Morgan Stanley since 2013. Outside of her advisory role, she serves as Treasurer for The Woodlands College Park Football Booster Club, a local charitable organization. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer offering a variety of advisory programs to individuals and institutions. The firm emphasizes tailored financial planning supported by structured discovery conversations and proprietary tools.