Rodney Au Yeung is a financial advisor with Discipline Wealth Solutions, Inc. in Los Angeles, CA, holding Series 63 and Series 65 licenses and six years of industry experience. His prior roles include positions at Cpr Investments Inc. and Aegis Wealth Management, Inc. Since 2002, he has also worked as an independent insurance agent. Discipline Wealth Solutions serves individuals, including high-net-worth clients, corporations, retirement plans, and other registered advisors with tailored investment advisory services. The firm utilizes a variety of investment approaches and provides retirement plan consulting, sub-advisory services, and in-house management.

Andrew Hyer is a CFP® with 21 years of industry experience, currently serving at Dorsey, Wright & Associates, LLC since 2004. He is based in Pasadena, CA and holds a Series 65 license. Dorsey, Wright & Associates provides discretionary investment management to individual investors and offers research, model licensing, and advisory services to institutional and professional clients. The firm’s investment approach focuses on technical analysis using Point & Figure charting and relative strength methods applied across multiple asset classes through rules-based products.

Paul Selsor is a financial advisor at Oakwood Capital, Inc. in Pasadena, CA, with eight years of industry experience. He holds the Series 63 and Series 65 designations. Prior to joining Oakwood Capital in 2023, he was associated with Kestra Advisory Services and Kestra Investment Services. Outside of his advisory role, he is a principal at FM Financial Services, Inc., where he oversees health and welfare business activities. Oakwood Capital serves individuals, trusts, estates, and small-business retirement plans, managing approximately $260 million in client assets. The firm offers portfolio management, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary strategies through a combination of in-house and third-party model portfolios.

Zhuoli Wang is a financial advisor at Globalink Wealth Management, LLC with 12 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Globalink Wealth Management since 2023. Wang is also involved with Globalink Insurance, LLC as a fixed insurance agent. Globalink Wealth Management offers hourly and fixed-fee financial planning alongside discretionary and non-discretionary portfolio management to a diverse client base, including individuals, trusts, estates, charitable organizations, and business entities. The firm employs a range of investment strategies from long-term holdings to active trading and provides access to both in-house and third-party managers.

Traci Kaas is a financial advisor with Lake Avenue Financial LLC in Pasadena, CA, holding Series 63 and Series 65 designations and bringing 17 years of industry experience. Her prior roles include tenures at Shelter Wealth Strategies, Devon Investment Advisory, Cambridge Investment Research, and Greystone Advisory Group LLC. She is also president of Kaas Consulting, Inc., a structured settlement planning firm. Lake Avenue Financial provides financial planning, discretionary portfolio management, and referrals for individuals, trusts, estates, and charitable organizations. The firm offers a subscription education product called Lake Avenue Academy and utilizes a multi-method research approach to tailor investment advice, including both discretionary management and a web-based program featuring model portfolios and automated rebalancing.

Joseph Traba is a financial advisor at Strategy Asset Managers L.L.C. in Pasadena, CA, with 28 years of industry experience. He holds a Series 63 designation and has worked at multiple firms including The Leaders Group, Inc. and Stonemark Wealth Management. In addition to his advisory role, he is involved in the sales and marketing of insurance products through Strategy Insurance Services, LLC. Strategy Asset Managers serves a diverse clientele ranging from individual to ultra-high-net-worth and institutional clients, offering portfolio management, financial planning, and institutional investment management. The firm employs a combination of fundamental equity selection, dividend-oriented and growth strategies, along with quantitative approaches, and manages private pooled investment vehicles while providing family office services for very large relationships.

Chung Ping Li is a financial advisor at Griffinest Asia Asset Management, LLC with 24 years of industry experience. He holds the Series 66 designation and has worked with Griffinest Asia since 2005 across various affiliated entities. In addition to his advisory role, he is a licensed real estate agent affiliated with Coldwell Banker Dynasty. Griffinest Asia Asset Management provides discretionary portfolio management, investment advisory, and financial planning services primarily for high-net-worth and qualified clients, as well as corporate and institutional accounts. The firm customizes portfolios based on clients’ risk tolerance and objectives and manages accounts mainly on a discretionary basis.

Robert Horning is a financial advisor with McDermott Investment Advisors, LLC in Los Angeles, CA, holding Series 63 and Series 66 licenses and bringing 33 years of industry experience. He has worked at McDermott Investment Advisors since 2017 and previously spent eight years with Centaurus Financial, Inc. Outside of his advisory role, he operates H & S Wealth Management, a consulting business related to broker-dealer products. McDermott Investment Advisors, LLC provides discretionary and non-discretionary portfolio management and financial planning to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm manages approximately 700 accounts with about $211 million in assets, utilizing both firm-developed and third-party model portfolios across various asset classes and offering access to third-party advisers and programs for smaller accounts.

Liam Critchett is a financial advisor at Strategy Asset Managers L.L.C. in Pasadena, CA, holding a Series 65 credential with one year of industry experience. His prior work includes roles at Westmont College and Loyola Marymount University. Strategy Asset Managers serves individual, high-net-worth, ultra-high-net-worth, and institutional clients, offering portfolio management, financial planning, retirement plan consulting, and institutional investment management. The firm employs a combination of fundamental equity selection and quantitative strategies across various asset classes and also provides family office services and fund sponsorship.

Mitchell Crocker is a financial advisor at Mason & Associates, Inc. in Los Angeles, CA, holding a Series 65 credential with two years of industry experience. Prior to joining Mason & Associates, he worked for seven years at Petersen International Underwriters. Mason & Associates serves individuals, retirement and profit-sharing plans, trusts, estates, charitable organizations, and small businesses with financial planning, investment management, and limited-scope hourly planning services. The firm’s investment approach is based on Modern Portfolio Theory, emphasizing strategic and tactical asset allocation, sector rotation, and global diversification.

Michael Stewart is a CFA® charterholder with 21 years of industry experience. He is an advisor at LK&A Investment Counsel, a Pasadena-based firm with a two-advisor team. LK&A Investment Counsel provides discretionary investment management primarily to high net-worth individuals, as well as trusts, foundations, and limited liability companies. The firm focuses on larger-capitalization equities with long-term earnings growth, maintaining relatively concentrated portfolios and a long-term holding strategy, while fixed-income portfolios are constructed through bond ladders informed by fundamental research and macroeconomic analysis.

Chad Germann is a financial advisor at First Financial Consulting in Pasadena, CA, with 19 years of industry experience. He holds Series 63 and Series 66 designations and has been with First Financial Consulting since 2011. First Financial Consulting provides financial planning and investment consulting to individuals, families, trusts, estates, and closely held businesses. The firm offers customizable services focused on retirement planning, tax and cash-flow analysis, education funding, estate planning, charitable giving, and business succession, primarily on a non-discretionary basis without taking custody of client assets.

Jacob Gorman is a CFP® professional with three years of industry experience, currently serving as a financial advisor at Lincoln Investment. His prior roles include positions at Fidelity Investments, Bank of America, Merrill, and K2 Financial. Outside of his advisory work, he serves as treasurer for the Rotary Club of Glendora, managing financial reporting and processing donations for the nonprofit. Lincoln Investment is an SEC-registered investment adviser and broker-dealer managing approximately $18.9 billion in assets with a network of nearly 900 advisors. The firm serves individuals, employers, retirement plan participants, charitable organizations, and corporations, providing a range of financial planning and investment management services through both advisor-managed and programmatic strategies.

Mark Paul Juloya is a financial advisor with Syndicated Capital, Inc. in Monrovia, CA, holding a Series 66 designation and 17 years of industry experience. He previously worked at firms including Creative Benefits, Inc., Ameritas Life Insurance Corp, and PRUCO Securities, LLC. Juloya is also involved in benefits consulting and fixed insurance sales to business owners and their employees. Syndicated Capital, Inc. provides money management and wealth management services to individuals, trusts, corporations, and 401(k) plans. The firm constructs customized investment programs using equities, ETFs, fixed income, and mutual funds tailored to clients’ objectives, risk tolerance, and time horizons.

Shanshan Wang is a financial advisor at Griffinest Asia Asset Management, LLC with 15 years of industry experience. She holds Series 63 and Series 66 designations and has worked with Griffinest Asia Securities, LLC since 2011. Outside of finance, Wang serves as Secretary of Taste Memory Corp, a food catering and provider business. Griffinest Asia Asset Management offers discretionary portfolio management and investment advisory services primarily for high-net-worth and qualified clients, as well as corporate and institutional accounts. The firm customizes portfolios based on client risk tolerance and objectives, implementing strategies across a broad range of securities and conducting quarterly portfolio reviews.

Donald Gould is a Series 63-licensed advisor with Gould Asset Management LLC in Claremont, CA, where he has worked since 1999, totaling 24 years of industry experience. He serves as a trustee on the Pitzer College Board of Trustees. Gould Asset Management LLC provides discretionary investment management primarily through individually managed accounts for individuals, institutions, retirement plans, and trusts, also offering access to non-public real estate LLCs and private equity funds. The firm emphasizes long-term, risk-adjusted returns with broad diversification and cost management, and it distinguishes itself through performance-based fees on certain illiquid real estate investments and unique private investment opportunities.

John Odell is a CFP® professional with 36 years of experience in the financial services industry. He is a principal at Arroyo Investment Group, LLC in Pasadena, CA, where he has worked since 1995, and has held roles at related firms including Capital Research Brokerage Services, LLC and Capital Research & Consulting LLC. Outside of his advisory work, he is a managing partner of a non-investment property known as Diamond L Ranch. Arroyo Investment Group is a fee-only investment management and financial planning firm serving individuals and institutional clients such as pension plans, trusts, and charitable organizations. The firm uses a discretionary, model-driven approach focusing on no-load mutual funds and provides regular portfolio reviews and performance reporting.

Peter Chen is a financial advisor at Stonemark Wealth Management with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Stonemark (formerly Wespac Advisors SoCal LLC) since 2011 and with The Leaders Group Inc. since 2014. Stonemark Wealth Management is a team-based registered investment adviser providing discretionary portfolio management, financial planning, and consulting services to individuals, trusts, and retirement plans. The firm manages approximately $610 million across nearly 400 client relationships and employs customized model portfolios combined with fundamental and technical analysis, including option strategies and selective use of leveraged ETFs.

Carlos Perez is a financial advisor at Logic Wealth Management, LLC in Pasadena, CA, with six years of industry experience. He holds a Series 65 designation and has been working with Perez Company since 1997. Logic Wealth Management serves individual investors, trusts, estates, retirement plans, corporations, and other business entities. The firm provides discretionary portfolio management, participant account management, and standalone financial planning, using a combination of fundamental, technical, and cyclical analysis tailored to each client.

Reed Bender is a Series 65-licensed advisor with Robert L. Bender, Inc. dba Robert Bender & Associates in Pasadena, CA. He has been with the firm since 1997. Robert Bender & Associates provides asset and portfolio management services to individual investors, high-net-worth individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm employs a combination of fundamental and technical analysis and manages over $510 million in discretionary assets with a focus on suitability, rebalancing, and tax-loss harvesting.