Diane Walker is a financial advisor at Robert Baird & Co. with four years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Northwestern Mutual Wealth Management Company and Robert Thomas. Before her advisory career, she spent 18 years at Girls Preparatory School in Chattanooga, TN. The DDK Group, part of Baird’s Private Wealth Management department, serves individuals, including high net worth clients, corporate and business clients, pensions, profit-sharing plans, and charitable organizations. The firm offers a range of services such as financial planning, portfolio management, separately managed account programs, and custody and brokerage services, supported by ongoing manager selection and internal research.

Matthew Lawson is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. His prior roles include positions at Cadaret Grant & Co., Raymond James Financial Services, and Merrill. Outside of his work with LPL, he operates Lawson Winchester Wealth Management and has involvement with the Bethlehem Center. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, with investment management provided through customizable strategies and third-party subadvisors.

Matthew Queener is a financial advisor at LPL Financial with two years of industry experience. He holds the Series 66 designation and has previous experience with Cambridge Investment Research Inc. He has also served as a teacher at Whitfield County Schools since 2011. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management solutions utilizing model portfolios, third-party subadvisors, and customized strategies.

Alfred Black III is a financial advisor with Charles Schwab in Chattanooga, TN, holding a Series 66 designation and one year of industry experience. Prior to joining Charles Schwab in 2026, he worked at Thrivent Financial and other financial and service organizations. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm provides a combination of non-discretionary and discretionary investment management options supported by multi-asset model portfolios and due diligence on alternative investments.

Mark Ingle is a financial advisor with UBS Financial Services in Chattanooga, TN, holding Series 63 and Series 65 licenses and possessing 42 years of industry experience. He has been with UBS since 2009. Outside of his advisory work, he is a member of the Chickamauga Fly Bait and Cast Club, a fishing and marina club on Chickamauga Lake. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers a broad range of capital markets services.

Kelly Roberts is a financial advisor with Morgan Stanley in Chattanooga, TN, holding a Series 66 designation and 10 years of industry experience. She has been with Morgan Stanley since 2014. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients with a range of advisory programs, including customized financial planning. The firm manages approximately $2.74 trillion in client assets and employs structured planning tools alongside its Financial Advisors and Estate Planning Strategies Group.

Douglas Brown is a financial advisor at UBS Financial Services with 38 years of industry experience. He holds Series 63 and Series 65 credentials and has been with UBS since 1988. Outside of his advisory role, Brown serves as Treasurer of the University of Tennessee at Chattanooga Foundation and participates in fundraising efforts for the University of Tennessee system and scholarship distribution through the Morning Pointe Foundation. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Mary Loggins is a CFP® professional with 34 years of experience in the financial industry, currently serving as an advisor at Raymond James & Associates since 2009. She holds Series 63 and Series 65 licenses and is based in Chattanooga, TN. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including high-net-worth individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

Jordan Heath is a financial advisor with Cetera, holding a Series 66 designation and beginning his career in 2025. Prior to joining Cetera, he worked at Regions Bank and has experience in educational roles at the University of Georgia, Chattanooga State Community College, and Dade County High School. Cetera Investment Advisers LLC serves a broad range of clients, including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers various portfolio management and financial planning services through a multi-manager platform with access to both affiliated and unaffiliated investment managers.

Nicholas Pollard is a financial advisor at UBS Financial Services with 10 years of industry experience. He holds a Series 66 designation and has been with UBS since 2016. Outside of his advisory work, he is involved in several community and charitable organizations, serving on the boards of The League for People with Disabilities and the Walt Williams Foundation, and he also participates in fundraising activities. Additionally, he has experience as a radio analyst for basketball games and is an author. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, utilizing proprietary research and model-based asset allocations to customize financial plans. The firm combines institutional trading capabilities with wealth management services and provides various capital markets and lending solutions.

Michael Vereen is a financial advisor with Cambridge Investment Research Advisors who holds a Series 63 designation and has 27 years of industry experience. His prior roles include positions at MML Investor Services Inc, MassMutual Life Insurance Company, LPL Financial, and Mass Mutual Investors Services. Outside of his advisory work, Vereen is involved in several nonprofit and community organizations, serving on boards such as Marketlife Ministries and the New Orleans Baptist Theological Seminary. Cambridge Investment Research Advisors serves a diverse client base including individuals, institutions, pension plans, and charitable organizations by providing financial planning, investment management, and retirement-plan advisory services. The firm offers both discretionary and non-discretionary management across multiple platforms, including proprietary model strategies under the Founders Gate Capital brand.

Gage Baker is a financial advisor with LPL Financial, holding a Series 66 designation and four years of industry experience. His work history includes roles at EPB Employees Credit Union and the University of Tennessee at Chattanooga. He is also involved with River City Wealth Management, an investment-related activity affiliated with his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, and institutional platforms, supporting advisors with a wide range of investment strategies and advisor-facing tools.

Jennifer Mcintyre is a Series 66 licensed financial advisor with Raymond James & Associates in Chattanooga, TN. She has 15 years of industry experience and has been with Raymond James & Associates since 2010. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary services through a variety of portfolio management styles and affiliated research resources.

Briston Reese is a financial advisor at Osaic Wealth with a Series 66 designation and no prior industry experience. His work history includes roles at Park Avenue Securities, Guardian Life Insurance Company, Ashford Advisors, Advisor Compliance Associates, Patten and Patten, Inc., and experience in education at the University of Tennessee at Chattanooga and Signal Mountain High School. Osaic Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporations, offering a range of brokerage and advisory services supported by model-based asset allocation and portfolio optimization tools. The firm is notable for its scale, complex affiliate network, and recent consolidation activity.

Lyle Maurer is a financial advisor at Cetera with 11 years of industry experience. He holds the Series 66 designation and has worked with Cetera and its related entities since 2014. Prior to and concurrently with his advisory role, he has been associated with Regions Bank since 2013. Cetera Investment Advisers LLC is a large SEC-registered firm supporting a nationwide network of over 10,000 independent advisors. The firm serves a diverse client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts, offering a variety of portfolio management, financial planning, and consulting services.

Kenneth Noonan is a financial advisor with Cambridge Investment Research Advisors and holds Series 63 and 65 designations. He has 23 years of industry experience, including over 20 years at Cambridge Investment Research Advisors and Cambridge Investment Research, Inc. He also serves as Managing Director at Capital Planning Partners and works as an independent insurance agent. Cambridge Investment Research Advisors serves a diverse client base, including individual, pension, and charitable organizations, providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs through a large network of financial professionals and multiple account platforms.

Jordan Camp is a Series 66-licensed financial advisor with two years of industry experience, currently with LPL Financial. His prior roles include positions at First Horizon Advisors, the University of Tennessee at Chattanooga, and Unum Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions utilizing proprietary research, third-party subadvisors, and various strategic approaches.

Douglas Couch is a financial advisor with Ameriprise in Chattanooga, TN, holding a Series 66 designation and 25 years of industry experience. He has been with Ameriprise and its affiliated entities since 2005. Ameriprise Financial Services is a large advisory firm serving individual and institutional clients, offering specialized retirement income planning through its Premier Retirement Income service, which provides written recommendations and ongoing advice focused on income sources and tax-aware withdrawal strategies.

Ruth Fant is a financial advisor at Raymond James Financial Services Advisors, Inc. with five years of industry experience. She holds the Series 66 designation and has worked in various roles since 2015, including owning Colours By Design, a business focused on bookkeeping and administration. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and corporate clients. The firm offers tailored, non-discretionary planning supported by analytical tools and maintains specialized programs such as municipal advisory services and SIMPLE IRA Employer Advisory & Consulting Services.

Steven Gatlin is a financial advisor with UBS Financial Services in Chattanooga, TN, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with UBS Financial Services for 25 years since 2001. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a range of capital markets solutions supported by proprietary research and model-based asset allocations.