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Nathan E

Series 65, Series 63

Las Vegas, NV

Transamerica Financial Advisors

Nathan Elser is a financial advisor with Transamerica Financial Advisors, holding Series 65 and Series 63 licenses and three years of industry experience. He has been affiliated with Transamerica since 2022 and also has professional involvement in real estate sales through Keller Williams Realty and Viking REI. Additionally, he uses an estate planning tool from Netlaw, Inc. to assist his financial advisory clients. Transamerica Financial Advisors serves a diverse client base including individual investors, retirement plans, trusts, and corporations. The firm provides both advisory and broker-dealer services, offering proprietary and third-party model portfolios with discretionary and non-discretionary program options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Hunter H

Series 63, Series 65

Las Vegas, NV

Planmember Securities Corporation

Hunter Hayden is a financial advisor with PlanMember Securities Corporation in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. His career includes roles at Ameriprise Financial Services Inc and multiple ongoing engagements as a self-employed advisor and owner of the insurance agency Secure Dignity. Hayden also has involvement with the U.S. Census Bureau. PlanMember Securities Corporation provides retirement-plan advisory services to employers and plan participants, acting as an ERISA Section 3(38) fiduciary and offering a range of risk-based mutual fund portfolios. The firm emphasizes a strategic asset allocation framework and delivers education and support services, including personalized retirement planning and separation counseling.

Retirement plans for business owners (SEP, solo 401k) General retirement planning Retirement income strategy Founder/Business Owner
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Jason F

CFP®, ChFC®, Series 63, Series 65

Las Vegas, NV

Guardian Life

Jason Frederico is a financial advisor with Primerica Advisors in Las Vegas, NV, holding CFP® and ChFC® designations and possessing 17 years of industry experience. He has been with Primerica Advisors and Guardian Life Insurance Co of America since 2011. Outside of his advisory role, Frederico serves as president of The Gentleman's League, a nonprofit organization, and is co-owner of Candlesense, a fire retardant gel business. Primerica Advisors serves a broad retail client base, including individual and high-net-worth investors, offering both brokerage and advisory services. The firm employs a mix of proprietary and third-party investment strategies and provides a range of financial planning, retirement, and business consulting services.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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Scott R

Series 63, Series 65

Henderson, NV

OSAIC Advisory Services, LLC

Scott Rothbort is a financial advisor at Osaic Advisory Services, LLC with 24 years of industry experience. He holds Series 63 and Series 65 licenses. His prior work includes positions at Kingswood Wealth Advisors and Benchmark Advisory Services, and he serves as president of Lakeview Asset Management, LLC. Outside of finance, he is involved in South Mountain Stables, a standardbred horse racing and breeding business. Osaic Advisory Services, LLC is an SEC-registered investment adviser serving individuals, pension and profit-sharing plans, corporations, trusts, charitable organizations, and public entities. The firm provides investment management, financial planning, retirement plan consulting, and related services through multiple program models and utilizes a combination of proprietary and third-party platforms.

Annuities
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Ryan R

CFP®, ChFC®, Series 63, Series 65

Las Vegas, NV

CWM, LLC

Ryan Roloff is a CFP® and ChFC® with 26 years of industry experience. He is currently affiliated with CWM, LLC and has held roles at firms including Commonwealth Financial Network, CETERA Advisor Networks LLC, and Girard Securities, Inc. Roloff also serves as president of two non-investment businesses, Roloff Tax Services and Roloff Insurance Services, focusing on tax consulting and fixed insurance sales. CWM, LLC is an SEC-registered investment adviser serving individuals, high-net-worth families, foundations, endowments, corporations, and institutional clients through a nationwide network of over 600 advisors. The firm employs a discretionary management approach utilizing model portfolios overseen by an in-house Investment Committee, blending fundamental and technical analysis alongside third-party sub-advisors and customization tools.

Wealth management Tax-loss harvesting Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Winfield G

Series 63, Series 65

Las Vegas, NV

Hornor, Townsend & kent, LLC

Winfield Greenwood is a financial advisor with Hornor, Townsend & Kent, LLC in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He has worked with Penn Mutual Life Insurance Company and Hornor Townsend & Kent since 2010. Greenwood owns and operates several businesses, including Redstone Financial Group, which focuses on disability and health insurance, and Nevada Medical Staffing LLC, a staffing agency for medical professionals. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans, providing advisory services primarily through third-party asset manager platforms and non-discretionary investment oversight. The firm emphasizes client-directed implementation and offers a range of services including financial planning, consulting, and retirement plan fiduciary support.

Business succession planning Wealth management
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Andrew C

Series 65

Las Vegas, NV

AE Wealth Management, LLC

Andrew Carlson is a financial advisor at AE Wealth Management, LLC with three years of industry experience. He holds a Series 65 credential and has previously worked at TW Advisors, LLC and the Research and Development Center. His background also includes time as a student at Brigham Young University-Idaho. AE Wealth Management provides fee-based portfolio management, financial planning, and retirement-plan consulting to a diverse client base, including individuals, corporations, trusts, and ERISA plan sponsors. The firm manages approximately $49.8 billion through a high client-to-advisor ratio, utilizing standardized model portfolios and platform services.

Tax-loss harvesting Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Self-Employed Founder/Business Owner
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Neal R

Series 66

Las Vegas, NV

Wealth Enhancement Advisory Services, LLC

Neal Rubin is a financial advisor at Wealth Enhancement Advisory Services, LLC with 22 years of industry experience. He holds the Series 66 designation and previously worked for Rochdale Investment Management and Rim Securities LLC for 19 years. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise firm serving a diverse client base including individuals, trusts, charitable organizations, corporations, and retirement plans. The firm offers financial planning, asset management, and specialized consulting, employing a strategic investment process that combines passive and active management guided by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
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Mark Q

CFP®, Series 63, Series 65

Las Vegas, NV

Valic Financial Advisors

Mark Quenneville is a financial advisor with Valic Financial Advisors in Las Vegas, NV, holding the CFP® designation along with Series 63 and Series 65 licenses. He has 34 years of industry experience and has been with Valic Financial Advisors since 2000. He also works as an agent for AGIA, providing non-securities insurance products. Valic Financial Advisors serves primarily U.S. individuals, including high net worth and ultra-high net worth clients, as well as employer-sponsored retirement participants. The firm offers portfolio management, financial planning, and consulting services through a large network of advisors and utilizes Envestnet’s platform for discretionary unified managed accounts and tax-aware overlays.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Sheronne K

Series 65, Series 63

Las Vegas, NV

First Command Advisory Services

Sheronne King is a financial advisor with First Command Advisory Services in Las Vegas, NV, holding Series 65 and Series 63 licenses and two years of industry experience. She served 28 years in the United States Air Force before transitioning to financial services in 2024. Outside of her advisory role, she is a managing member of KP Alliance, where she oversees administrative duties and government contract procurement. First Command Advisory Services is an SEC-registered investment adviser that serves individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm provides financial planning and multiple wrap-fee asset management programs, utilizing a centralized Investment Management Team to select and monitor portfolios from prescreened managers and model-based strategies.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
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Gary Y

Series 66

Las Vegas, NV

Valic Financial Advisors

Gary Yarnall is a Series 66-licensed financial advisor with Valic Financial Advisors in Las Vegas, NV, bringing 13 years of industry experience. He has been with Valic Financial Advisors since 2014 and also holds an agent position at Agia, where he is involved in non-securities insurance products. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, consulting, and brokerage services, utilizing Envestnet-developed UMA models and other investment tools.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Richard L

Series 63, Series 65

Las Vegas, NV

Centaurus Financial, Inc.

Richard Laspaluto is a financial advisor with Centaurus Financial, Inc. in Las Vegas, NV, holding Series 63 and Series 65 credentials and over 31 years of industry experience. He has been with Centaurus Financial since 2005. Outside of his advisory role, he is involved in marketing deferred sales trusts and owns a financial planning brand under Laspaluto Financial Planners. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, and institutions. The firm offers financial planning, portfolio management through the CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services, utilizing both discretionary and non-discretionary arrangements.

Wealth management Private / alternative investments Annuities Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner
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Raymond K

Series 63, Series 66

Las Vegas, NV

Brookstone Capital Management LLC

Raymond Kondler is a financial advisor with Brookstone Capital Management LLC, holding Series 63 and Series 66 licenses and 25 years of industry experience. He has previously worked at LPL Financial and Private Portfolio Partners and has operated his own CPA tax practice since 2007. Kondler’s professional activities include tax return preparation through his CPA firms. Brookstone Capital Management provides fee-based asset management and financial planning services to individuals, retirement plans, corporations, trusts, and other business entities. The firm utilizes a range of strategic and dynamic asset-allocation models and offers discretionary portfolio management through a turnkey asset management platform and wrap-fee programs.

ESG / Sustainable investing Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Retired
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Tameka G

Series 66

Henderson, NV

Citigroup Global Markets

Tameka Galloway is a financial advisor at Citigroup Global Markets with 13 years of industry experience. She holds a Series 66 designation and has worked previously at Merrill and Wells Fargo Clearing. Outside of her advisory role, Galloway manages a real estate investment LLC with her spouse and is involved as a freight broker. Citigroup Global Markets serves individual and institutional clients across various wealth segments, delivering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm combines large institutional scale with specialized market roles, offering both advisory and execution services supported by in-house research and complex custodial arrangements.

Tax-loss harvesting ESG / Sustainable investing Executive Founder/Business Owner Attorney Consultant Technology Professional
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Lynsey F

Series 63, Series 65

Las Vegas, NV

Guardian Life

Lynsey Freeman is a financial advisor with Primerica Advisors based in Las Vegas, NV, holding Series 63 and Series 65 licenses and having 10 years of industry experience. She has worked at Park Avenue Securities and Guardian Life Insurance since 2017 and previously at Northwestern Mutual Investment Services and Northwestern Mutual Life Insurance Company. Outside of her advisory role, she organizes monthly networking brunches for women in Las Vegas through the group Gals That Brunch. Park Avenue Securities serves a diverse retail client base including individual and high-net-worth investors, offering brokerage and advisory services alongside financial and business consulting. The firm employs a range of investment strategies through proprietary and third-party model portfolios and provides various account-level services such as lending solutions and donor-advised funds.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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Bryan S

Series 66

Las Vegas, NV

Creative Planning

Bryan Spencer is a financial advisor at Creative Planning with 17 years of industry experience. He holds a Series 66 designation and has previously worked at Bank of America and Merrill Lynch. Outside of his advisory role, he is the sole owner of a rental property business in Indianapolis. Creative Planning provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, foundations, trusts, and retirement plans. The firm employs a financial planning–led investment process emphasizing low-cost indexing and buy-and-hold strategies, supported by a large advisory team and an integrated investment platform.

Private / alternative investments Tax-loss harvesting ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive Retired
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Skylar H

Series 66, Series 63

Las Vegas, NV

Empower Advisory Group

Skylar Hungate is a financial advisor at Empower Advisory Group with one year of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Fidelity Investments and Bank of America. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and participants, using an integrated model tied to Empower’s recordkeeping and administrative platforms. The firm emphasizes long-term portfolio returns and offers both point-in-time financial plans and optional managed account solutions.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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William C

Series 63, Series 66

Las Vegas, NV

Valic Financial Advisors

William Corelle is a financial advisor with Valic Financial Advisors in Las Vegas, NV, holding Series 63 and Series 66 licenses and possessing 22 years of industry experience. He has been with Valic Financial Advisors since 2011 and has also worked with Agia since 2022, where he serves as an agent for non-securities insurance products. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, wrap programs, financial planning, and brokerage services, utilizing Envestnet UMA models and operating at scale with over a thousand advisors.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Andre C

CFP®, Series 66

Las Vegas, NV

Citigroup Global Markets

Andre Carter is a CFP® with nine years of industry experience currently serving at Citigroup Global Markets. His prior experience includes roles at Ameriprise Financial Services, Securities America, and OSAIC. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment strategies through both discretionary and non-discretionary programs. The firm combines large institutional scale with unique market roles and partnerships, providing a broad range of advisory, execution, and custody services.

Tax-loss harvesting ESG / Sustainable investing Executive Founder/Business Owner Attorney Consultant Technology Professional
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John S

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

John Shin is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 licenses and possessing 31 years of industry experience. He has held various roles including ownership and executive positions in multiple businesses related to real estate, publishing, acting, and health insurance. Shin is also involved as a board member and president of the Royal Order of Constantine the Great and Saint Helen and participates in entrepreneurial and creative ventures such as producing, acting, and writing. Transamerica Financial Advisors serves a diverse client base including individual investors, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm offers both advisory and broker-dealer services through proprietary and third-party model portfolios with discretionary and non-discretionary program options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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