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Matthew G

Series 63, Series 66

West Des Moines, IA

Empower Advisory Group

Matthew Gasser is a financial advisor with Empower Advisory Group based in West Des Moines, Iowa, holding Series 63 and Series 66 licenses with 10 years of industry experience. His prior roles include positions at BancWest Investment Services, Bank of the West, Bank of America, and Merrill. Outside of his advisory work, he has worked as an attendant at a car wash. Empower Advisory Group provides financial planning and investment management primarily for employer-sponsored retirement plan sponsors and their participants, as well as Empower Premier IRA and certain retail brokerage clients. The firm offers integrated services linked to Empower’s administrative platforms and emphasizes long-term portfolio returns and annual rebalancing in its planning approach.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Christian S

Series 63, Series 65

Urbandale, IA

Integrity Alliance, LLC

Christian Siebert is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 65 licenses and nine years of industry experience. Prior to joining Integrity Alliance in 2025, he worked at Principal Asset Management and various Principal affiliates from 2018 to 2025. Siebert is also involved in insurance sales and financial planning through Insurance Solutions of Iowa and Retirement Solutions of Iowa LLC. Integrity Alliance serves a diverse client base, including individual investors, corporations, and qualified retirement plans, supporting over 300 independent advisors who manage approximately $5.4 billion in assets. The firm offers a range of services, including portfolio management, financial planning, and third-party manager referrals, utilizing multiple investment approaches and a combination of discretionary and non-discretionary account management.

Annuities ESG / Sustainable investing
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Matthew M

Series 66

Des Moines, IA

Principal Financial Services

Matthew Moffitt is a financial advisor at Principal Financial Services with 24 years of industry experience. He holds a Series 66 designation and has worked at Principal Securities Inc. since 2001 and Principal Life Insurance Co. since 2000. Outside of advising, he has an ownership interest in a rental property. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed accounts.

Retired Founder/Business Owner
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Joshua S

CFP®, Series 63, Series 65

Des Moines, IA

Principal Financial Services

Joshua Saboe is a CFP® professional with 21 years of industry experience, currently serving at Principal Financial Services. He has worked with Principal Life Insurance Co. and Principal Securities Inc. since 2005. Principal Securities provides brokerage and registered investment advisory services to a diverse range of clients, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Scott C

Series 63, Series 65

Des Moines, IA

Principal Financial Services

Scott Clayberg is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been associated with Princor Financial Services Corp and Principal Life Insurance Company since 1999. Principal Securities offers brokerage and registered investment advisory services to a diverse range of clients, including individuals, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm’s advisory services include direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Diane W

Series 66

Des Moines, IA

Principal Financial Services

Diane White is a financial advisor with Principal Financial Services in Des Moines, Iowa, holding a Series 66 designation and 21 years of industry experience. She has worked at Principal Securities and Principal Life Insurance Company since 2004. Principal Securities provides brokerage and registered investment advisory services to a broad client base that includes individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel outside the United States. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Daniel C

Series 63, Series 66

Des Moines, IA

Principal Financial Services

Daniel Cox is a financial advisor at Principal Financial Services with 18 years of industry experience. He holds Series 63 and Series 66 designations and has previously worked at Edward Jones and Scottrade, Inc. since 2005. Principal Securities provides brokerage and registered investment advisory services to a diverse clientele, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Clifton H

Series 63, Series 65

Des Moines, IA

Principal Financial Services

Clifton Hughes is a financial advisor at Principal Financial Services with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at COUNTRY FINANCIAL before joining Principal Securities and Principal Life Insurance in 2017. Hughes serves as Chair and Secretary on the board of Community Youth Concepts, where he is involved in organizational governance and strategic planning. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm provides direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Justin B

Series 66

Des Moines, IA

Principal Financial Services

Justin Boyd is a Series 66-licensed financial advisor with Principal Financial Services in Des Moines, IA, bringing 20 years of industry experience. He has worked with Principal Securities Inc. since 2016 and Principal Life Insurance Company since 2013. Boyd also serves as a bank and trust officer, supporting retirement plan account relationships across Principal’s insurance, broker-dealer, and bank/trust offerings. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and business entities. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Kelly P

ChFC®, Series 63

Des Moines, IA

Principal Financial Services

Kelly Panzanaro is a financial advisor at Principal Financial Services with 34 years of industry experience. He holds the ChFC® designation and Series 63 license. He has been with Principal Securities and Principal Life Insurance Company since 2006. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Gunturi P

Series 66

Des Moines, IA

Principal Financial Services

Gunturi Pradeep is a financial advisor with Principal Financial Services based in Des Moines, IA. He holds a Series 66 designation and has four years of industry experience. His prior work includes roles at Cetera and Genpact. Principal Securities provides brokerage and registered investment advisory services to a broad client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed outside the United States. The firm’s advisory services include direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Emily M

Series 65, Series 63

Des Moines, IA

Principal Financial Services

Emily Marr is a financial advisor at Principal Financial Services with Series 65 and Series 63 licenses and four years of industry experience. Her work history includes roles at Principal Securities, Principal Life Insurance Company, and Principal Funds Distributor, as well as prior experience at McCune Whiteley Wealth Management. She has also held positions in academic and community settings, including Texas Tech University, the University of Texas at Arlington, and Kennedale High School. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel stationed abroad. The firm offers financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Arnav T

Series 66

Des Moines, IA

Principal Financial Services

Arnav Tyagi is a financial advisor at Principal Financial Services with three years of industry experience. He holds a Series 66 designation and previously worked at Cetera Financial Specialists LLC, Cetera Advisors LLC, and Cetera Wealth Services, LLC. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, charitable organizations, corporations, and active-duty military personnel outside the U.S. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Alyson E

Series 66

Des Moines, IA

Principal Financial Services

Alyson Erickson is a financial advisor with Principal Financial Services, holding a Series 66 designation and having 24 years of industry experience. She has been with Principal Financial Group and its affiliated entities since 2001. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm’s advisory services include financial planning, retirement plan consulting, and access to third-party money manager programs offered through various advisory and promoter arrangements.

Retired Founder/Business Owner
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Kurtis T

Series 63, Series 66

Urbandale, IA

Integrity Alliance, LLC

Kurtis Thompson is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 66 licenses and 27 years of industry experience. He has been with Integrity Alliance since 2008. In addition to his advisory role, he works as an independent insurance agent and serves as Senior Vice President of Sales and Marketing for The Achievement Group, focusing on recruiting and marketing efforts. Integrity Alliance serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans through a network of 164 independent advisers. The firm provides continuous asset management, financial planning, retirement plan consulting, and access to third-party manager programs, employing a variety of portfolio management approaches across multiple custodial platforms.

Annuities ESG / Sustainable investing
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Ryan S

Series 63, Series 66

Des Moines, IA

Principal Financial Services

Ryan Simmons is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He has previously worked at MetLife Securities and Mass Mutual Investors Services before joining Principal Life Insurance and Principal Securities in 2017. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions through both adviser and promoter arrangements.

Retired Founder/Business Owner
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Derek W

Series 65

Urbandale, IA

Integrity Alliance, LLC

Derek Wilkerson is a Series 65-licensed advisor at Integrity Alliance, LLC with seven years of industry experience. Prior to joining Integrity Alliance in 2019, he worked at Tucker Asset Management LLC for one year and has also been self-employed for over a decade. Outside of his advisory role, Wilkerson serves as President of Trio Wealth Advisory, a wealth management firm. Integrity Alliance is a large advisor network serving individual investors, corporations, and qualified retirement plans, managing approximately $5.4 billion in assets. The firm offers a range of services including portfolio management, financial planning, and third-party manager referrals, utilizing various investment approaches and supporting both discretionary and non-discretionary account structures.

Annuities ESG / Sustainable investing
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Kei E

Series 66

Des Moines, IA

Principal Financial Services

Kei Engel is a financial advisor with Principal Financial Services and holds a Series 66 designation. He has 11 years of industry experience, including roles at Principal Life Insurance Company and Principal Securities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Steven V

Series 66, Series 63

West Des Moines, IA

Valic Financial Advisors

Steven Valline is a financial advisor with Valic Financial Advisors in West Des Moines, IA, holding Series 66 and Series 63 credentials and 11 years of industry experience. His prior roles include positions at Princor and Principal Life Insurance Company. He also serves as an assistant basketball coach for the Johnston Community School District. Valic Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering portfolio management and financial planning services through a large network of advisors. The firm utilizes discretionary unified managed accounts via Envestnet’s platform and integrates tax-aware and impact overlays for taxable equity sleeves.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Krystal V

Series 66

Des Moines, IA

Principal Financial Services

Krystal Vriezelaar is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and 20 years of industry experience. She has been with Principal Financial and its affiliate Princor Financial since 2013. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm’s advisory services include direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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