Jamie Cain is a financial advisor at Osaic Wealth with 21 years of industry experience. He previously worked for Woodbury Financial for 19 years before joining Osaic in 2024. Cain holds Series 63 and Series 66 designations and is based in Scottsdale, Arizona. Osaic Wealth serves a wide range of clients, including individual investors, retirement plans, charities, and corporations, offering both brokerage and advisory services through a multi-advisor platform. The firm’s investment approach focuses on model-based asset allocation and portfolio optimization, utilizing tools such as risk-tolerance questionnaires and efficient frontier analysis.

Max Brand is a financial advisor with Charles Schwab, holding Series 63 and Series 66 licenses and five years of industry experience. He has worked at Charles Schwab & Co., Inc. since 2021 and Charles Schwab Bank since 2023. Max also served as an advisory board member for the Business Transition Summit Arizona, where he provided input on educational events and participated as a panel speaker on financial planning. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary advisory relationships with access to affiliated discretionary separately managed accounts and offers multi-asset model portfolios supported by research from the Schwab Center for Financial Research.

Phyllis Kubey is a financial advisor at OSAIC with four years of industry experience. She has been self-employed since 1989 and joined OSAIC in 2024. Kubey serves as president of the New York State Society of Enrolled Agents and is a vice president and director on the board of Voices of Ascension, a nonprofit organization. She is also a semi-retired musician and teaches the Alexander Technique. OSAIC Wealth serves a broad range of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including comprehensive financial planning and managed portfolios. The firm emphasizes model-based asset allocation and portfolio optimization supported by various analytical tools and offers access to alternative investments through third-party platforms.

Jennifer Dugan is a financial advisor at Osaic with 17 years of industry experience. She holds a Series 66 designation and has been with Osaic since 2015, previously working at United Planners' Financial Services of America from 2011 to 2015. Outside of her advisory work, she serves as an instructor for intermediate to advanced glass fusing classes at the Phoenix Center for the Arts. Osaic Wealth serves a broad range of retail and institutional clients through a multi-advisor platform, offering brokerage and advisory services that include financial planning, managed portfolios, and retirement plan consulting. The firm emphasizes model-based asset allocation and portfolio optimization and is notable for its scale, complex affiliate network, and private-equity ownership.

Dori Hammond is a financial advisor at Osaic with 27 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked for FSC Securities Corporation for 21 years before joining Osaic Wealth in 2023. She also serves as a non-public arbitrator for FINRA. Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, with an investment process that emphasizes model-based asset allocation and portfolio optimization.

Rebecca Flint is a financial advisor at Osaic with 30 years of industry experience. She holds the ChFC® designation along with Series 63 and Series 66 licenses. Prior to joining Osaic in 2024, Flint worked at Securities America Inc. and Securities America Advisors from 2015, and at U.S. Bancorp Investments, Inc. from 2006 to 2015. Outside of her advisory role, she serves as a board member for the CHI Health Missouri Valley Medical Services Foundation and is active in her community through membership in local Kiwanis clubs; she also makes and sells apple pies for neighborhood associations. Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including financial planning, managed portfolio programs, and retirement plan consulting. The firm employs a model-based investment approach with various strategies and third-party manager options, supporting both high-net-worth and non-HNW households as well as corporate and charitable clients.

Trenten Heiser is a financial advisor at Edward Jones with Series 66 and Series 63 licenses and two years of industry experience. Prior to joining Edward Jones, he worked at The Vanguard Group, Inc., Nike, Inc., and with the Phoenix Suns. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment options supported by a large network of financial advisors and branch offices nationwide.

Andrew Thom is a financial advisor with Osaic Wealth in Scottsdale, Arizona. He holds Series 63 and Series 66 designations and has 14 years of industry experience, including 11 years at Lincoln Financial. Osaic Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients. The firm utilizes a model-based investment approach with tools such as efficient frontier analysis and offers a wide range of advisory and brokerage services through an extensive multi-advisor platform.

Bojan Tuco is a financial advisor at Mass Mutual Investors Services with eight years of industry experience. He holds Series 63 and Series 66 credentials. His prior roles include positions at The Vanguard Group, Inc. and BestCompanies AZ. Mass Mutual Investors Services is an SEC-registered investment adviser and broker-dealer that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers collaborative, annual financial planning engagements supported by firm-approved analytical tools.

Verla Richards is a financial advisor at Wells Fargo Clearing with 43 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Wells Fargo Clearing since 2016, with prior experience at Morgan Stanley and Prudential Equity Group. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory, financial planning, and retirement plan consulting services. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, relying on research and diversification principles in its investment approach.

Patrick McCartney is a Financial Advisor and Chartered Retirement Planning Counselor™ (CRPC) professional with Merrill Lynch Wealth Management. He works with families, corporate executives, and retirees to design intentional financial plans that aim to build purposeful wealth and long-term confidence. Patrick partners with clients to navigate complex financial decisions and achieve meaningful goals, focusing on areas such as tax minimization strategies, concentrated stock strategies, estate planning and generational wealth, philanthropic gifting, risk management, professional investment management, and education planning. Leveraging the investment capabilities of Merrill and the banking services of Bank of America, Patrick provides integrated strategies including access to mortgages, custom lending, auto loans, and banking services to address all aspects of a client's financial life. He also collaborates with his clients' attorneys, accountants, and other professionals to ensure alignment across their financial affairs. Patrick holds a bachelor's degree from the Pennsylvania State University System and is active in his community and professional organizations, including the Blessed Sacrament Roman Catholic Parish, Scottsdale Leadership Inc., the McDowell Sonoran Conservancy, and the Penn State Alumni Association's Phoenix Chapter.

Brian Pearce is a Series 66-credentialed financial advisor based in Scottsdale, AZ, with 18 years of industry experience. He has worked at SagePoint Financial, LPL Financial, Wells Fargo Clearing, and First Clearing since 2007. He is affiliated with Osaic Wealth, a multi-advisor platform that serves retail and institutional clients, including retirement plan sponsors, charities, and corporate accounts. The firm offers a range of brokerage and advisory services, employing model-based asset allocation and portfolio optimization tools across various investment programs.

Grant Keeler is a financial advisor at OSAIC with 14 years of industry experience. He holds a Series 66 designation and has previously worked at Edward Jones and Wells Fargo Investments. His career includes over a decade with Securities America Advisors before joining OSAIC. OSAIC Wealth serves a diverse range of clients, including retail investors, retirement plan sponsors, charities, and corporate clients, offering brokerage and advisory services through a multi-advisor platform. The firm’s investment process incorporates model-based asset allocation and portfolio optimization, with options for discretionary strategies, third-party managers, and proprietary models.

Rube Woolsey is a Financial Advisor at Merrill Lynch Wealth Management. He focuses on helping individuals and small businesses plan for and reach their financial goals. His work includes providing comprehensive wealth planning for clients with investable assets ranging from $1 to $15 million, addressing tax and estate considerations, and advising on major financial decisions throughout different phases of life. Rube specializes in assisting small business owners with exit strategies that allow them to maintain their lifestyle in retirement. He leverages resources from Merrill Lynch Wealth Management and Bank of America's Investment Bank to support clients in navigating the complexities of selling their businesses. His expertise also covers education planning, executive compensation, legacy planning, managing new wealth, personal retirement planning, small business strategies, tax minimization, and retirement income. He holds a Bachelor's Degree from Arizona State University and has earned professional designations including CERTIFIED FINANCIAL PLANNER (CFP) and Personal Investment Advisor (PIA). Outside of his professional work, Rube engages in adventure sports, boxing, horseback riding, and traveling.

Shawn Mihal is a financial advisor with OSAIC, holding a Series 66 designation and 24 years of industry experience. His career includes prior roles at LPL Financial, Waddell & Reed, Ivy Funds Distributor, Transamerica Financial Advisors, and MM Ascend Life Investor Services. Outside of advisory work, he is a partner in two LLCs focused on purchasing residential real estate for rental purposes. OSAIC Wealth serves a diverse client base that includes individual investors, retirement plans, charities, and corporate clients. The firm offers a range of brokerage and advisory services supported by a model-based investment process and a multi-advisor platform.

Daniel Vinson is a financial advisor at OSAIC with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Advisor Group since 2017. Prior to that, he was with Innovation Partners LLC for three years and has been affiliated with Black, Gould & Associates for over two decades. He is also involved in health insurance sales on a limited basis. OSAIC Wealth serves a diverse client base, including retail and institutional investors, retirement plan sponsors, charities, and corporate clients. The firm provides brokerage and advisory services through a multi-advisor platform, utilizing model-based asset allocation and portfolio optimization tools to support various investment strategies and programs.

John Jetter IV is a financial advisor with Wells Fargo Clearing in Scottsdale, AZ, holding Series 65 and Series 63 licenses and bringing 53 years of industry experience. He has been with Wells Fargo Clearing since 2016. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients by providing investment advisory services, financial planning, retirement plan consulting, and wrap-fee programs. The firm manages approximately $671 billion in assets and offers a combination of brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Melissa Taylor is a financial advisor with Osaic, holding a Series 66 designation and 19 years of industry experience. She has worked at Osaic since 2023 and previously spent 10 years at Morgan Stanley Smith Barney LLC and 7 years at Sage Point Financial. Osaic Wealth serves a diverse range of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including financial planning, managed portfolios, and retirement plan consulting. The firm emphasizes model-based asset allocation and portfolio optimization, supporting various investment strategies and third-party managers.

Kristian Michael is a Series 66-credentialed financial advisor with 12 years of industry experience. He has worked at Bank of America and Merrill from 2014 to 2026 before joining Osaic Wealth Inc. in Scottsdale, AZ. Outside of his advisory work, he owns Dean's Mourning Wood, LLC, a business that creates custom hand-made wood furniture and art, primarily focusing on caskets for pets. Osaic Wealth serves a diverse client base including individual investors, retirement plans, charities, and corporate clients through a multi-advisor platform offering brokerage and advisory services. The firm employs a model-based investment process emphasizing asset allocation, portfolio optimization, and various managed account strategies.

Michael Hodson is a financial advisor at Osaic Wealth with 16 years of industry experience. He holds Series 63, Series 65, and Series 66 designations. His prior roles include positions at MML Investors Services, IDC Investor Services, Tobin & Company Securities LLC, and WealthForge. Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services. The firm’s investment approach centers on model-based asset allocation and portfolio optimization, supporting a range of customizable strategies and third-party money manager programs.