Giulio Cannatello is a financial advisor with Kestra Advisory Services, holding the CFP® designation and Series 63, 65, and 66 licenses. He has 13 years of industry experience, including roles at Fidelity Investments, LPL Financial, and Merrill. His work includes financial planning, investment, and insurance advice through Transitions Wealth Advisors. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse client base, including institutional and individual investors. The firm offers services such as fiduciary consulting, plan design, and advisor-managed accounts, with approximately $79.8 billion in assets under management and a client base that includes large institutional investors and sovereign wealth funds.

Jeremy Pomer is a CFP® with 17 years of industry experience, currently serving at Kestra Advisory Services, LLC since 2016. He has also worked with Kestra Investment Services, NFP Advisor Services, 401 K Advisors, and Financial Telesis Inc. In addition to his advisory role, Pomer is a Senior Plan Consultant involved in retirement plan consulting and fiduciary services. Kestra Advisory Services provides investment advisory and retirement plan consulting to plan sponsors and a diverse range of institutional and individual clients, offering services including plan design, compliance testing, fiduciary consulting, and plan-level investment advice. The firm serves large institutional investors and offers access to multiple management platforms and third-party solutions.

Anthea Lai is a financial advisor with HSBC Securities (USA) Inc. in Cupertino, CA, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. She has been with HSBC and its affiliates since 2015, including roles at HSBC Bank USA, N.A., and previously spent time at East West Bank and Cetera Investment Services. Lai also serves as a bank officer for HSBC Bank (USA) N.A., concurrently with her registered representative role. HSBC Securities (USA) Inc. offers managed account programs for individuals, retirement accounts, charitable organizations, and corporations, featuring both client-directed and fully discretionary options. The firm employs a multi-profile investment approach combining strategic and tactical asset allocation supported by HSBC Global Asset Management and affiliated providers.

Maggie Siauw is a financial advisor with PlanMember Securities Corporation in Carpinteria, CA, holding a Series 63 designation and 26 years of industry experience. She has been with PlanMember since 2011 and is also associated with Employee Benefits Services Group, where she is involved in insurance product sales. PlanMember Securities Corporation provides retirement-plan advisory services to employers and plan participants, acting as an ERISA Section 3(38) fiduciary for many plans. The firm emphasizes a top-down strategic asset allocation approach and manages risk-based mutual-fund portfolios while offering education and support services to plan sponsors and participants.

Chad Galvan is a financial advisor with Voya Financial Advisors, Inc. in San Jose, CA, holding Series 63 and 65 licenses with four years of industry experience. His prior roles include positions at Blankinship & Foster, LLC, GWFS Equities, Inc., Dash Investments, Silver Oak Wealth Advisors, and David White and Associates. Voya Financial Advisors, Inc. serves a wide range of individual and institutional clients, providing services such as financial planning, portfolio management, wrap programs, and retirement plan consulting. The firm offers multiple program structures, including non-discretionary advice and third-party money manager access, and operates as both an SEC-registered investment adviser and a broker-dealer.

Jennifer Seacrist is a financial advisor at Rockefeller Financial LLC in Los Gatos, CA, holding a Series 66 designation with 19 years of industry experience. Her career includes a decade at Morgan Stanley and roles at First Republic Investment Management and First Republic Securities prior to joining Rockefeller Financial. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families and family offices, as well as institutional clients and corporations. The firm operates a Private Advisor model and a consolidated investment platform that offers discretionary and non-discretionary portfolio management, financial planning, and brokerage services, including placement and investment banking.

Thuan Pham is a financial advisor with Eagle Strategies (NY Life) based in San Jose, CA, holding Series 63 and Series 66 designations and having 12 years of industry experience. His prior work includes roles at Golden Bay Insurance Agency and New York Life entities. He is also involved as an insurance broker for property, casualty, and non-registered products with outside carriers. Eagle Strategies serves a diverse client base, including individual investors, retirement plans, and institutional clients, providing financial planning, investment management, and advisory services primarily on a non-discretionary basis. The firm operates within an integrated New York Life affiliate structure and offers a variety of program types tailored to client and plan sponsor objectives.

Michael Elder is a financial advisor with Commonwealth Financial Network in Campbell, CA, holding Series 63 and Series 66 designations and bringing 25 years of industry experience. He has been the owner of Cornerstone Investment Associates, Inc. since 2006, a private entity facilitating securities, advisory, and insurance business. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing advisory programs and services alongside back-office support including operations, trading, technology, compliance, and practice management. The firm offers a range of investment programs and model portfolios managed through a structured due-diligence process.

Paul Rubel is a financial advisor at Centaurus Financial, Inc. in San Jose, CA, holding Series 63 and Series 65 licenses with three years of industry experience. His prior work includes roles at Plant Flower Seeds and Buy Rare Seeds, as well as time spent as a homemaker. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base, offering financial planning, portfolio management, retirement-plan consulting, and specialized advisory services across discretionary and non-discretionary arrangements. The firm employs a variety of investment analyses and offers access to model overlay programs, third-party managers, and selected non-traded alternative investments.

Juliette Castelli is a financial advisor with Eagle Strategies (NY Life) based in Los Gatos, CA, holding Series 63 and Series 66 licenses and bringing nine years of industry experience. She has worked with New York Life and its affiliates since 2014 and operates Castelli Financial & Insurance Services, through which she brokers insurance products. Eagle Strategies serves a diverse client base including individual investors, retirement plans, and institutional clients, offering financial planning, investment management, and advisory services primarily on a non-discretionary basis within an integrated New York Life structure.

Susan Wilson is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. She has concurrently worked in environmental health and safety consulting as a principal consultant at BSI EHS Services and Solutions since 2016. Additionally, she has experience in insurance and non-insurance product sales affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors serves a diverse client base, including individual investors, retirement plans, trusts, and corporations, offering both advisory and broker-dealer services that encompass fee-based wrap programs, model portfolios, and commission-based products. The firm operates uniquely as both a registered broker-dealer and RIA while providing affiliated retirement and recordkeeping services.

Jeff Branson is a CFP® with 10 years of industry experience currently serving as a financial advisor at NewEdge Advisors. His prior roles include positions at Branson Financial Planning, LLC, and Investacorp Advisory Services. NewEdge Advisors is an enterprise-scale registered investment adviser that serves individuals, pension plans, corporations, trusts, and charitable organizations through a network of independent advisers. The firm offers a wide range of portfolio management and consulting services, including access to third-party managers and sponsored advisory programs, with a focus on centralized due diligence and the use of technology to support advisors and clients.

Swastik Singh is a financial advisor at Cerity Partners LLC in Los Altos, CA, holding a Series 65 designation with one year of industry experience. Prior to joining Cerity Partners in 2024, he was a student for eleven years. Cerity Partners is an SEC-registered investment adviser serving a broad client base including individuals, families, trusts, corporations, and institutional investors. The firm provides customized portfolios with diversified asset allocation and offers a range of services such as investment management, financial planning, tax and insurance support, retirement plan services, and access to alternative and private-market investments.

Xiomara Vielman is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. Her prior roles include positions at Independent Financial Group and Next Financial Group Inc. She is also a co-owner of JJXR, LLC, an entity managing office real estate. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their clients, providing advisory programs, wealth management, and retirement plan consulting. The firm supports its advisors with operations, technology, investment management, and compliance services while offering a range of investment program options and discretionary model portfolios.

Mei Kwan is a financial advisor with HSBC Securities (USA) Inc. in Cupertino, CA, holding Series 63, 65, and 66 licenses with 10 years of industry experience. Prior to joining HSBC in 2025, she worked at Wang Accountancy and Tranquil Asset Management LLC, and earlier held positions with Banc of America Investment Services and Citicorp Investment Services. Mei is also a Bank Officer with HSBC Bank USA, N.A., an affiliate of her advisory firm, where she sells bank-related products alongside her registered representative duties. HSBC Securities (USA) Inc. provides managed account programs to individuals, retirement accounts, charities, and corporations through various client-directed and discretionary offerings. The firm’s investment process incorporates model risk profiles and collaborates with HSBC Global Asset Management and other affiliates for asset allocation, fund due diligence, and portfolio monitoring.

Hui Chen Chen is a financial advisor at Citigroup Global Markets with 23 years of industry experience and a Series 66 designation. She has worked at Citigroup Global Markets since 2021 and previously held positions at Wells Fargo Clearing and WELLS FARGO Advisors from 2012 to 2021. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment programs alongside broker-dealer execution and custody services. The firm combines large institutional scale with specialized market roles, including in-house research and derivatives services.

Jonathan Scheid is a financial advisor at Focus Advisor Solutions, LLC with 22 years of industry experience. He holds the Series 63 designation and has previously worked at Bellatore Financial, Inc., Loring Ward, and Foreside Financial Services. Scheid also serves as president of Focus Partners Advisor Solutions, LLC, and holds leadership roles with SA Funds Investment Trust. Focus Advisor Solutions provides turnkey asset management and back-office services primarily to independent registered investment advisors. The firm offers diversified, systematically invested mutual fund and ETF model portfolios along with discretionary fixed-income management, serving over 33,000 clients through approximately 42 advisors with a mix of platform services and direct fund management.

Sharon Shyu is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. She has been with Transamerica Financial Advisors since 2012 and also affiliated with World Financial Group since 2010. Outside of her advisory role, she is involved in several longstanding family-owned business ventures dating back over three decades. Transamerica Financial Advisors serves a broad client base including individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers a combination of advisory and broker-dealer services, featuring proprietary model portfolios alongside third-party money managers, and delivers both discretionary and non-discretionary investment management solutions.

Dahkwang Yeh is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and 16 years of industry experience. He has worked with Transamerica Financial Advisors since 2012 and has additional experience with World Financial Group and Alliance Realty and Loan. Outside of his advisory role, he provides in-home support services, assisting elderly clients with daily living tasks. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm employs a model portfolio approach combined with third-party money managers and digital platforms to deliver investment advisory and retirement-plan services.

Lan Ge is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing five years of industry experience. Lan has held various roles, including health insurance agent and registered tax return preparer, and is involved in college planning programs and an educational organization, World System Builders. Outside of financial advising, Lan participates in programs supporting families with college planning and provides in-home supportive services. Transamerica Financial Advisors, LLC offers investment advisory, brokerage, and retirement-plan services to a diverse client base, utilizing model portfolios and third-party managers to implement its advisory model. The firm serves individual investors, employer plans, trusts, and charitable organizations through a large advisor network and multiple program platforms.