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James M
CFP®, Series 63, Series 65
Little Rock, AR
Wells Fargo Advisors
James Martin is a CFP® professional with 32 years of industry experience, currently serving as a financial advisor at Wells Fargo Advisors since 2016. He holds Series 63 and Series 65 licenses. Outside of his work at Wells Fargo Advisors, Martin has ownership interests in several investment-related businesses based in Little Rock, Arkansas. Wells Fargo Advisors Financial Network provides investment and fee-based financial planning services to individuals, trusts, and institutional clients, offering a broad range of planning options including retirement, education, risk management, and niche services such as business-owner transition and special-needs planning. The firm integrates advisory services with other financial products and referral channels, delivering tailored recommendations supported by its research and planning tools.
Mary H
Series 63, Series 65
Little Rock, AR
LPL Financial
Mary Henry is a financial advisor at LPL Financial with 44 years of industry experience. She holds Series 63 and Series 65 licenses and has been with LPL Financial since 2008. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, third-party subadvisors, and various technologies to support diversified investment strategies.
Ryan C
CFP®, Series 63, Series 66
Little Rock, AR
LPL Enterprise
Ryan Cowell is a CFP® with 24 years of industry experience, currently affiliated with LPL Enterprise. His prior positions include roles at Pruco Securities LLC, Arvest Wealth Management, Arvest Bank, and TIAA-CREF. Cowell is based in Little Rock, AR. LPL Enterprise serves a diverse client base, including individuals across wealth segments, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to various investment and insurance products through its integrated platform.
Hardy L. W
Series 66
Little Rock, AR
UBS Financial Services
Hardy L. Winburn V is a financial advisor with UBS Financial Services in Little Rock, Arkansas, holding a Series 66 designation and 24 years of industry experience. He has been with UBS since 2002. Outside of his advisory work, he is also a musician who performs music. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor plans to client goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services and offers a broad range of capital markets and custody solutions.
Thomas R
Series 63, Series 66
Cabot, AR
LPL Financial
Thomas Rigney Jr. is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He has been with LPL Financial since 2005. Outside of his advisory role, Rigney is co-owner of Vesuvio Bistro, a business located in Little Rock, Arkansas. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs and financial planning services, utilizing proprietary and third-party research along with various portfolio management strategies.
Dennis D
Series 63, Series 65
Little Rock, AR
Primerica Advisors
Dennis Davis is a financial advisor with Primerica Advisors in Little Rock, AR, holding Series 63 and Series 65 licenses and having five years of industry experience. He has worked at Primerica Advisors and Primerica Financial Services since 2020 and has been involved with the Arkansas Legislative Audit since 2013. Outside of his advisory role, he is involved in sales of loan products and home security and automation referrals through affiliated companies. Primerica Advisors offers discretionary asset management through its Lifetime Investment Program, serving individual and high-net-worth clients with model-based strategies and separately managed accounts. The firm curates third-party asset managers and employs a tiered wrap-fee structure, using independent due diligence and delegated trading through BNY Mellon Advisors.
Taylor B
Series 66
Little Rock, AR
Ameriprise
Taylor Byrd is a financial advisor with Ameriprise in Little Rock, AR, holding a Series 66 designation and three years of industry experience. Prior to joining Ameriprise in 2021, Taylor worked at Apple Inc. from 2017 to 2021 and has experience in retail and academic settings. Outside of finance, Taylor owns an Etsy shop specializing in crochet toys. Ameriprise offers a retirement-income planning service focused on clients approaching or in retirement who meet specific asset criteria, providing customized, non-discretionary recommendations that integrate tax-efficient strategies and asset management. The firm combines research-driven modeling and algorithmic tools overseen by a dedicated team to support its advisory approach.
Jennifer K
Series 66
Sherwood, AR
Raymond James & Associates
Jennifer Key is a financial advisor at Raymond James & Associates with 12 years of industry experience. She holds the Series 66 designation and previously worked at Morgan Stanley from 2015 to 2021 before joining Raymond James. Raymond James & Associates is a dually registered broker-dealer and SEC-registered investment adviser managing approximately $500.956 billion in assets with over 5,400 advisors. The firm provides wealth planning and investment consulting to a diverse client base including individuals, institutions, and governmental entities, delivering advice on a non-discretionary basis supported by firm-sponsored programs and an extensive affiliate network.
Lisa R
CFP®, Series 63, Series 65
Maumelle, AR
LPL Financial
Lisa Rabatin is a CFP® professional with 42 years of industry experience, currently affiliated with LPL Financial. She has worked at Simmons Bank and previously spent 11 years with Simmons First Investment Group, Inc. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, with access to various model portfolios and research resources.
Kelly J
CFP®, Series 63, Series 66
Little Rock, AR
Edward Jones
Kelly Journey is a CFP® professional with 24 years of experience in financial advising, currently serving clients at Edward Jones since 2002. Based in Little Rock, AR, Journey holds Series 63 and Series 66 licenses. Edward Jones is a full-service wealth management firm with over four million individual and institutional clients and approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs and investment solutions, supported by a large network of financial advisors and branch offices nationwide.
Krista M
Series 65
Little Rock, AR
Cetera
Krista Messer Ferguson is a Series 65 licensed advisor with Cetera, based in Little Rock, AR, and has two years of industry experience. Prior to joining Cetera, she worked at Avantax Advisory Services and has a decade of experience as a Senior Tax Manager at Landmark PLC, CPAs. She serves as Treasurer on the board of a local nonprofit elementary school, Central AR Montessori, Inc. Cetera Investment Advisers LLC is an SEC-registered advisor serving a wide range of clients, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a multi-manager platform that allows advisors to implement various portfolio strategies, including model portfolios, third-party managers, and bespoke solutions, managing over $256 billion in assets through more than 10,000 advisors.
Ryan B
Series 66
Little Rock, AR
Ameriprise
Ryan Bartholomew is a financial advisor with Ameriprise in Little Rock, Arkansas, holding a Series 66 designation and 23 years of industry experience. He has been with Ameriprise and its affiliated entities since 2005. Outside of advisory work, he is a minority owner of Oak Tree Premier Management Services, LLC, which provides administrative support. Ameriprise offers a retirement-income planning service tailored for individuals approaching or in retirement with substantial investable assets, combining research and modeling to deliver non-discretionary, tax-smart withdrawal strategies. The firm provides a broad range of advisory, brokerage, and insurance solutions typical of large institutional firms.
Anna J
Series 66
Little Rock, AR
LPL Financial
Anna Jeter is a financial advisor at LPL Financial with 16 years of industry experience. She holds a Series 66 designation and has been with LPL Financial since 2009. Outside of her advisory role, she co-owns two small businesses, Shady Grove Pecans and Georgetown Antiques. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network of advisers. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.
Judy B
Series 63, Series 65
Little Rock, AR
LPL Financial
Judy Busbey is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. Her prior roles include seven years at Wells Fargo Advisors and three years at Wells Fargo Clearing. Outside of her advisory work, she holds ownership interests in several wealth management entities and is vice president of a homeowners association in Little Rock, AR. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting, supported by research from LPL Research and third-party subadvisors.
Michael W
Series 66
Jacksonville, AR
Edward Jones
Michael Weatherford is a financial advisor with Edward Jones in Jacksonville, AR, holding a Series 66 designation and five years of industry experience. His prior roles include positions at Meadors, Adams & Lee and BancorpSouth Insurance Services Inc. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large network of financial advisors and branch offices nationwide.
Mark F
Series 66
Little Rock, AR
Charles Schwab
Mark Floyd is a financial advisor at Charles Schwab with 15 years of industry experience and holds a Series 66 designation. He has worked at Charles Schwab and Charles Schwab Bank since 2017 and previously was employed at Fidelity Investments from 2013 to 2017. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm combines non-discretionary client advisory relationships with access to discretionary separately managed accounts and utilizes a multi-asset investment approach supported by extensive due diligence and centralized operational capabilities.
Mark S
Series 66
Little Rock, AR
LPL Financial
Mark Scott is a financial advisor with LPL Financial in Little Rock, AR, holding a Series 66 designation and 13 years of industry experience. His prior experience includes roles at Cetera, Regions Bank, and BB&T Investment Services. Outside of his advisory work, Scott is involved in a local hockey organization. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves a broad client base, including individuals, retirement plans, banks, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting services supported by research and model portfolios.
Dennis C
Series 66
Little Rock, AR
STIFEL
Dennis Curtis Jr. is a financial advisor at Stifel in Little Rock, Arkansas, holding a Series 66 designation with 19 years of industry experience. He has worked at Stifel Nicolaus & Co Inc since 2011. Outside of his financial advisory role, he manages a family farm through Curtis Family Harvest LLC. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group to provide asset allocation and financial planning analyses.
Cody B
CFP®, Series 66
Cabot, AR
Edward Jones
Cody Bowlan is a CFP®-certified financial advisor with seven years of industry experience, currently practicing at Edward Jones. Before joining Edward Jones, he worked at the United States Department of Agriculture and was a college student during part of that time. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a wide range of investment strategies and operates under a fiduciary standard, supported by a large network of financial advisors and branch offices nationwide.
Kyle H
Series 66
Lonoke, AR
LPL Financial
Kyle Hensley is a financial advisor at LPL Financial with 10 years of industry experience. He holds the Series 66 designation and has worked at firms including Cetera and Girard Securities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of representatives. The firm offers a variety of advisory programs, financial planning, and brokerage services, utilizing model portfolios and research from LPL Research and third-party subadvisors.
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