Alexander Blair is a financial advisor at Morgan Stanley with eight years of industry experience. He previously worked at Northwestern Mutual Investment Services LLC and Northwestern Mutual Life Insurance Company before joining Morgan Stanley in 2018. Outside of his advisory role, Blair serves as an assistant golf coach at Trinity High School in Louisville, KY. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers tailored financial planning and a wide range of advisory programs supported by structured planning tools and investment research.

David Randles Jr. is a financial advisor with Wells Fargo Clearing in Louisville, KY, holding Series 63 and Series 66 licenses and bringing five years of industry experience. His work history includes roles at Wells Fargo Advisors, Bankers Life Securities, JP Morgan Chase Bank, and Wells Fargo Bank. Outside of his advisory work, he has had ownership in a rental property. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s approach is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Bryan Sperry is a financial advisor with Robert Baird & Co. in Louisville, KY, holding a Series 66 designation and 16 years of industry experience. He has worked at Robert Baird & Co. since 2019 and previously spent 10 years at J.J.B. Hilliard, W.L. Lyons, LLC. He is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and institutional clients. The group provides customized financial planning and portfolio management services, utilizing a range of investment strategies including separately managed accounts and overlay services.

Jeffrey Schriner is a CFP® with 27 years of industry experience, currently affiliated with LPL Financial in Jeffersonville, IN. His prior roles include positions at Centra Credit Union, Cetera, Abound Credit Union, and CUNA Mutual Group. Outside of his advisory work, he is a business owner of Two Rivers Lodge LLC. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs with both discretionary and non-discretionary management options, supported by research and technology-driven investment strategies.

William Perrone is a financial advisor at Morgan Stanley in Louisville, KY, holding a Series 66 designation with two years of industry experience. Prior to joining Morgan Stanley, he worked at Western Kentucky University and has experience in educational roles. Morgan Stanley Wealth Management is an SEC-registered adviser and broker-dealer serving individual and institutional clients with a range of advisory programs, including tailored financial planning and estate strategies. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by proprietary tools and analysis.

Stephanie King is a financial advisor at Morgan Stanley with 25 years of industry experience. She holds Series 63 and Series 66 designations and has previously worked at Charles Schwab and related firms for over 20 years. Stephanie is based in Louisville, KY. Morgan Stanley Wealth Management serves individual and institutional clients with a wide range of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by specialized tools and research.

Grant Rohleder is a financial advisor with Robert W. Baird & Co. holding a Series 66 designation and three years of industry experience. His prior work includes roles at Baird Trust LLC and MCM CPAs and Advisors LLP. He is a member of two investment-related LLCs based in Louisville, where he manages bookkeeping for rental properties. He is part of the DDK Group at Robert W. Baird & Co., which serves individuals, families, pensions, corporations, and institutional clients with tailored financial planning and portfolio management services. The group offers a range of investment strategies and overlays, including discretionary management and specialized municipal advisory and public finance services.

Thomas Perrone is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked with Morgan Stanley Private Bank, N.A. since 2015 and Morgan Stanley Smith Barney LLC since 2009. Perrone serves in leadership roles on investment committees and advisory boards for several local educational and religious organizations, including Assumption High School, Ursuline Society Academy of Education Fund, St. Xavier High School, and the Archdiocese of Louisville. Morgan Stanley Wealth Management provides a broad range of advisory services to individuals and institutions, focusing on tailored financial planning supported by structured discovery and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and offers comprehensive investment programs alongside institutional and retail solutions.

James Shircliff III is a financial advisor at Raymond James & Associates with 31 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Raymond James since 2014. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a wide range of clients, including individuals, institutions, pension plans, and municipal entities, offering financial planning and consulting services with a focus on non-discretionary relationships and diverse portfolio management strategies.

Marci Coots is a financial advisor at Morgan Stanley with 16 years of industry experience. She holds a Series 66 designation and has worked at firms including Merrill Lynch and LPL Financial. Coots is based in Louisville, KY. Morgan Stanley Wealth Management serves individual and institutional clients, offering a range of advisory programs and tailored financial planning using structured discovery conversations and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and provides both direct and employer-based financial planning services.

Brandi Wiseman is a financial advisor at J.P. Morgan Securities with 12 years of industry experience. She holds Series 63 and Series 66 credentials and has been with J.P. Morgan Securities and JPMorgan Chase Bank since 2014. Outside of her advisory role, she is involved with Majestic Memories Travel, working as a travel planner. J.P. Morgan Securities primarily serves institutional clients and retirement plan sponsors, providing investment consulting and advisory services through its Institutional Consulting Services program. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework in its recommendations.

Tate Meriwether is a financial advisor at Morgan Stanley in Louisville, KY, holding a Series 66 license with one year of industry experience. Prior to joining Morgan Stanley, he held positions at Uber Eats and DoorDash and was affiliated with Western Kentucky University and Jefferson County High School. Morgan Stanley Wealth Management offers a broad range of advisory programs to individuals and institutions, focusing on tailored financial planning supported by structured discovery processes and firm-approved tools. The firm manages approximately $2.74 trillion in client assets and provides services that include but are not limited to financial planning, advisory, and institutional investment solutions.

Sara Southwick is a financial advisor at Raymond James & Associates with one year of industry experience. She holds the Series 66 designation and has prior experience with The PNC Financial Services Group and Ambition Fitness. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves individuals, institutional clients, and municipalities, offering financial planning, non-discretionary investment consulting, and municipal advisory services, supported by a nationwide adviser network.

J Patty is a financial advisor with Wells Fargo Clearing in Louisville, KY, holding Series 63 and Series 65 designations and 40 years of industry experience. They have worked at Wells Fargo Clearing since 2016 and previously at Wells Fargo Advisors LLC from 2009 to 2016. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and based on modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Anne Brandon is a financial advisor with Robert Baird & Co. in Louisville, KY, holding Series 63, 65, and 66 licenses and bringing 30 years of industry experience. She has worked at Robert Baird & Co. since 2019 and concurrently at J.J.B. Hilliard, W.L. Lyons, LLC since 2011. She is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and institutional clients. The group offers consulting and portfolio services tailored to client goals and risk tolerances, utilizing a range of strategies including discretionary management, separately managed accounts, and overlay services.

Margaret Mrsic is a financial advisor with Robert Baird & Co. in Louisville, KY, holding a Series 66 designation and 15 years of industry experience. She has worked at Robert Baird & Co. since 2019 and previously at J.J.B. Hilliard, W.L. Lyons, LLC from 2012 to 2017. Outside of her advisory role, she is the owner of Triple Key Properties, LLC. She is part of The DDK Group, a team within Robert Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and institutional clients. The group offers customized financial planning and portfolio management services, utilizing a combination of in-house and third-party managers to implement diversified investment strategies.

Michael Hettinger is a financial advisor at J.P. Morgan Securities with three years of industry experience. He holds a Series 66 designation and has worked at JPMorgan Chase Bank, N.A., The Prudential Insurance Company of America, Pruco Securities, LLC, Symmetry Financial Group, and Ford Motor Company. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. As a subsidiary of J.P. Morgan, the firm combines institutional advisory operations with brokerage, distribution, and investment management capabilities.

Ernie Lewis Jr. is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and 17 years of industry experience. He has been with LPL Financial since 2022 and has concurrently worked at Centra Credit Union and CUNA Brokerage Services since 2016. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by research and model portfolios.

Travis Mahan is a financial advisor at Edward Jones in New Albany, IN, holding a Series 66 designation with 12 years of industry experience. He has been with Edward Jones since 2013. Outside of his advisory role, he serves as chairman of the Parish Council and leads the Renovation Committee at St. Johns the Baptist Catholic Church, and he is involved with several nonprofit organizations including the Veterans of Foreign Wars and the American Legion. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm provides a range of advisory programs, including discretionary and non-discretionary strategies, and manages approximately $1.01 trillion in assets through a nationwide network of financial advisors and branch offices.

Ann East is a financial advisor at Merrill with 18 years of industry experience. She holds Series 63 and Series 66 credentials and previously worked at Baird and Edward Jones. Outside of her advisory work, she co-owns a rental property with family members. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.