Rebecca Batizy is a Series 66-credentialed advisor at Morgan Stanley with 23 years of industry experience. She has worked at Morgan Stanley since 2009, including ten years with Morgan Stanley Private Bank, N.A. Outside of her advisory role, she coaches the Boulder High Mountain Bike Team. Morgan Stanley Wealth Management serves individual and institutional clients with a range of advisory programs, offering tailored financial planning supported by firm-approved tools and research.

Susan Williams is a financial advisor at Wells Fargo Clearing with 45 years of industry experience. She holds a Series 63 designation and has worked at Wells Fargo Clearing since 2016, following a seven-year tenure at Wells Fargo Advisors LLC. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non‑qualified deferred compensation plans, offering both non‑discretionary and discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Lester Smith is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 designations and 28 years of industry experience. He has worked with Wells Fargo Clearing since 2016, following five years at Wells Fargo Advisors LLC. Outside of his advisory role, he co-owns and manages a farming business and serves as a board member for the City of Sterling Parks, Library and Recreation Board. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s IPS-driven advisory process incorporates modern portfolio theory and includes a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Daniel Carroll is a financial advisor at Wells Fargo Clearing with a Series 66 designation and five years of industry experience. He has been with Wells Fargo Bank, NA since 2016 and Wells Fargo Clearing since 2021. Outside of his advisory role, he owns a business focused on developing a product to sanitize cans. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.

Shawn Harshman is a Senior Financial Advisor at Merrill Lynch Wealth Management with over twenty years of experience in the financial advisory field. Throughout his career, he has specialized in direct asset management, succession planning, and comprehensive wealth management. Shawn emphasizes the importance of financial confidence, which he believes is closely linked to clients' understanding of their financial wealth and life cycles. He guides clients through complex financial decisions to help them achieve their long-term goals. Shawn founded and led a successful wealth management firm for fifteen years, where he managed the strategic direction and overall financial well-being of his clients. He carries this dedication into his current role, striving to build lasting relationships centered on client success. His focus areas include college education planning, divorce transition planning, family wealth management strategies, legacy planning, managing new wealth, personal retirement planning, portfolio management services, socially responsible investing, women and wealth, and retirement income. He holds a Bachelor's Degree from the University of Wyoming and is a Personal Investment Advisor (PIA). A Wyoming native residing in Boulder, Shawn enjoys fly fishing, road and mountain biking, skiing, and spending time with his family.

Alexander Kaiser is a Financial Advisor with Merrill Lynch Wealth Management. In his role, he works closely with clients to develop strategies that pursue their short-, mid-, and long-term financial goals. He provides guidance on a range of topics including general investing, retirement planning, and preparing for unexpected financial needs. Additionally, he offers access to specialists at Bank of America for services such as banking, credit, home financing, and small business solutions. Alexander's expertise includes managing new wealth, personal retirement planning, portfolio management services, special needs planning strategies, and retirement income. He works one-on-one with clients to define their goals and tailor portfolio strategies designed to reach them, offering ongoing advice as clients' situations evolve. He holds professional designations as a Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA). He earned a Bachelor's Degree from the University of Colorado System. A Colorado native, Alexander enjoys skiing and golfing and spends his personal time engaged in outdoor activities such as hiking, hunting, scuba diving, and skiing, as well as spending time with his family.

Frederick Heath is a Senior Financial Advisor with Merrill Lynch Wealth Management. He works closely with clients to develop personalized financial strategies aimed at pursuing their long-term goals, leveraging Merrill's investment insights alongside the banking and lending resources of Bank of America. He holds the Professional Investment Advisor (PIA) designation and earned a Bachelor's Degree from the University of Delaware. Frederick is also a member of the Phi Delta Theta professional organization. Committed to community involvement, he volunteers with organizations such as Trout Unlimited and Western Resource Advocates.

Susan Mohacey is a financial advisor with Merrill in Boulder, CO, holding a Series 66 designation and 20 years of industry experience. She previously worked at Morgan Stanley Smith Barney LLC and Newbridge Securities and was self-employed for ten years. Outside of finance, she works as a medical transcriptionist for Stone Network Inc. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Fred Williams is a financial advisor with Raymond James & Associates in Boulder, Colorado, holding a Series 63 designation and bringing 41 years of industry experience. He has been with Raymond James & Associates since 2009. Outside of his advisory work, he owns and manages rental real estate properties. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a broad client base including individuals, institutions, and municipal entities. The firm offers financial planning and consulting services through a non-discretionary approach, utilizing various portfolio management styles and affiliated research.

Scott Tater is a Private Wealth Advisor at Merrill Private Wealth Management, where he has been with the firm since 1992. Over the years, he has held multiple roles including Director of the Greater Colorado Wealth Management Market. Scott leads a Private Wealth Team that takes a family office approach, working with clients to address complex financial needs while delivering tailored strategies and services. Scott’s expertise includes advising on concentrated and restricted stock positions, option analysis, pre- and post-liquidity event planning, tax mitigation, and customized investment management. His client focus encompasses corporate executive services, divorce transition planning, executive and equity compensation, liquidity management, new wealth management, and portfolio management. He holds the Chartered Retirement Planning Counselor™ (CRPC™) designation, as well as certifications as a Certified Plan Fiduciary Advisor (CPFA), Personal Investment Advisor (PIA), and Retirement Benefits Consultant (RBC). He earned both a Bachelor of Science in Business and a Master’s in Finance from Walsh College. Originally from Michigan, Scott developed a passion for skiing, which enhanced his move to Colorado. Outside of work, he and his family enjoy traveling, mountain biking, and skiing.

Brenda Archer is a financial advisor at Wells Fargo Advisors with 29 years of industry experience. She has worked with Wells Fargo in various capacities since 2009, including roles at Wells Fargo Advisors LLC and Wells Fargo Clearing. She holds the Series 63 and Series 65 designations. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo, serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services, utilizing Wells Fargo research and tools to develop tailored recommendations delivered through meetings and client summary letters.

Drew Wotton is a Series 66-licensed financial advisor with J.P. Morgan Securities, based in Boulder, CO, with 10 years of industry experience. He has been with J.P. Morgan Securities and JPMorgan Chase Bank since 2018 and previously worked at Edward Jones from 2016 to 2018. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, using a combination of quantitative asset-allocation modeling and centralized due diligence.

William Bowman Jr. is a financial advisor at Morgan Stanley with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Morgan Stanley since 2009, including positions at Morgan Stanley Private Bank, National Association since 2015. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer providing advisory programs to individuals and institutional clients. The firm’s financial planning emphasizes structured discovery and firm-approved tools, serving clients through both direct relationships and corporate financial planning agreements.

Jamie Moulton is a financial advisor with Raymond James & Associates in Boulder, CO, holding Series 63 and Series 65 credentials and 27 years of industry experience. He previously worked at Merrill and Bank of America, N.A. Additionally, he serves as Treasurer for Indian Peaks Alers, a nonprofit organization, where he manages bookkeeping and budget monitoring. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and charitable organizations, offering financial planning and non-discretionary investment consulting with a range of portfolio management styles and affiliated research.

Alan Scharff is a Senior Vice President, Wealth Management Advisor, and Senior Portfolio Manager at Merrill Lynch Wealth Management. In his role, he provides comprehensive wealth management and investment advisory services to individuals and multi-generational families. Alan offers a disciplined, planning-driven approach that integrates portfolio management, tax-aware investing, and long-term risk management. As a Certified Portfolio Manager (CPM) and Personal Investment Advisor (PIA), Alan has the flexibility to design and manage customized investment strategies aligned with each client's goals, time horizon, and tax considerations. His solutions may incorporate individual securities, firm and third-party strategies, and discretionary portfolio management through Merrill's Investment Advisory Program. His advisory philosophy emphasizes thoughtful portfolio construction, diversification, and adaptability in response to evolving markets, tax laws, and client circumstances. Alan holds a High School Diploma/GED from Summit County High School. Outside of his professional commitments, he enjoys biking, cooking, fishing, hiking, scuba diving, skiing, spending time with his family, and traveling.

Matthew Winter is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously spent five years with Wells Fargo Advisors LLC. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advice. The firm’s process is IPS-driven and incorporates modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options within its investment menus.

Michael Mulreaney is a financial advisor with Wells Fargo Clearing in Boulder, CO, holding Series 63 and Series 66 licenses and 17 years of industry experience. He has worked at Wells Fargo Advisors and Wachovia Bank, N.A., and has been involved with Electec, Inc. outside the financial sector. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages substantial assets and offers a range of brokerage and advisory solutions supported by research and analytics.

Tod Potter is a financial advisor with Wells Fargo Clearing in Winter Park, CO, holding Series 63 and Series 65 licenses and 30 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors LLC from 2011 to 2016. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s advisory process is IPS-driven, incorporates modern portfolio theory, and includes a range of investment options such as insurance-related vehicles and bank deposit sweep programs.

Mary Wright is a financial advisor with Morgan Stanley in Boulder, CO, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. She has been with Morgan Stanley Private Bank since 2015 and Morgan Stanley Smith Barney since 2009. Outside of her advisory role, she serves as a mentor in the Professional Mentorship Program at the Leeds School of Business. Morgan Stanley Wealth Management provides advisory services to both individuals and institutional clients, offering tailored financial planning supported by firm-approved tools and a structured discovery process. The firm manages approximately $2.74 trillion in client assets and integrates a range of investment programs and strategies in its offerings.

Tyler Mac Bride is a financial advisor at Merrill with a Series 66 credential and three years of industry experience. His prior work history includes roles at Bank of America and a registered investment advisor firm. Merrill, along with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program. The firm offers model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.