Overwhelmed by options?

Answer a few questions to see advisors matched to you.

Filters

541 advisors near
93730

Out of 400,000+ nationwide

user avatar
firm logo

Miguel L

Series 63, Series 65

Fresno, CA

Wells Fargo Clearing

Miguel Lopez Jr. is a financial advisor with Wells Fargo Clearing in Fresno, CA, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has worked with Wells Fargo Advisors LLC and Wells Fargo Clearing since 2009. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting, managing approximately $671 billion in assets and employing over 14,000 advisors.

Retired Founder/Business Owner
user avatar
firm logo

Ian P

Series 63, Series 66

Clovis, CA

J.P. Morgan Securities

Ian Perales is a financial advisor with J.P. Morgan Securities who holds the Series 63 and Series 66 designations and has 16 years of industry experience. He has worked at various J.P. Morgan entities since 2012, including JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.

Wealth management Executive Founder/Business Owner
user avatar
firm logo

Jose R

Series 66

Fresno, CA

Wells Fargo Clearing

Jose Rocha is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and six years of industry experience. He has been with Wells Fargo Clearing since 2020 and has worked at Wells Fargo Bank, N.A. since 2007. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, wrap-fee programs, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions.

Retired Founder/Business Owner
firm logo

David S

CFP®, Series 63, Series 65

Clovis, CA

Edward Jones

David Soltes is a CFP® professional with seven years of industry experience and currently serves as a financial advisor at Edward Jones in Clovis, CA. Prior to joining Edward Jones in 2019, he worked for three years at the Fresno County Public Defender. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of investment strategies and advisory services supported by a large nationwide network of financial advisors and branch offices.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) General estate planning guidance Wealth management General retirement planning Retired Founder/Business Owner Executive
user avatar
firm logo

Joseph R

Series 63, Series 66

Fresno, CA

Wells Fargo Clearing

Joseph Rodriguez is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 66 licenses and bringing 15 years of industry experience. He has worked with Wells Fargo Clearing since 2016 and previously with Wells Fargo Advisors LLC from 2011 to 2016. He is also associated with Wells Fargo Bank, N.A. since 2009. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advice. The firm’s process is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Retired Founder/Business Owner
user avatar
firm logo

Aman K

Series 63, Series 65

Fresno, CA

Wells Fargo Clearing

Aman Kaur is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 designations and 12 years of industry experience. She has worked with Wells Fargo in various capacities since 2013. Outside of her advisory role, Kaur is a co-owner of Sajda Design, a business focused on designing Indian jewelry and clothing, and she also serves as a caregiver for her father. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets through a large network of advisors and provides a range of brokerage and advisory solutions supported by research and analytics.

Retired Founder/Business Owner
user avatar
firm logo

Andrew C

Series 63, Series 65

Fresno, CA

Wells Fargo Advisors

Andrew Carrigan is a financial advisor with Wells Fargo Advisors in Fresno, CA, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has been with Wells Fargo Advisors since 2016. Outside of his role at the firm, he has ownership interests in AOC Investments Inc. and Encore Investment Consultants LLC. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that serves individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services tailored to clients who meet certain net-worth criteria, utilizing Wells Fargo research and planning tools to develop customized recommendations.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
user avatar
firm logo

Michael G

Series 63

Fresno, CA

Wells Fargo Clearing

Michael Gish is a financial advisor with Wells Fargo Clearing, holding a Series 63 designation and bringing 47 years of industry experience. Prior to joining Wells Fargo in 2017, he worked at Morgan Stanley Private Bank, National Association from 2015 to 2017. Outside of his advisory role, he is an artist involved in art sales and occasional art shows. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering services such as investment policy statement preparation, investment recommendations, performance reporting, and participant education. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Retired Founder/Business Owner
user avatar
firm logo

Nicolas A

Series 66

Fresno, CA

Ameriprise

Nicolas Allen is a financial advisor with Ameriprise in Fresno, CA, holding a Series 66 designation and 18 years of industry experience. He has been with Ameriprise and its affiliate since 2007. Outside of his advisory role, Allen serves on the Board of Directors for Fresno Pacific University. Ameriprise offers a retirement-income planning service tailored to individuals approaching or in retirement with substantial investable assets, combining research, modeling, and tax-efficient strategies to provide personalized, non-discretionary recommendations delivered in partnership with client advisors.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
firm logo

Scott M

Series 66

Fresno, CA

Merrill

Scott Moseley serves as a Senior Financial Advisor at Merrill Lynch Wealth Management. He began his financial advisory career with Merrill Lynch in 1998 after a 17-year tenure in broadcast management, where he was General Manager of two major Fresno radio stations. A native of Fresno, he earned a Bachelor of Science degree in Communications with an emphasis in Broadcasting from Pacific Union College in Angwin, California in 1975. Mr. Moseley’s investment philosophy is influenced by his extensive business management experience, focusing on achieving client financial goals while minimizing risk. His areas of expertise include custom financial strategies, goals-based wealth management, retirement income planning, IRA and 401(k) management, estate and wealth transfer, and coordination with clients’ CPAs and attorneys. He holds FINRA Series 7 and 65 registrations, California Life and Health licenses, and the Personal Investment Advisor (PIA) designation. His practice is supported by a seasoned assistant with over 24 years of experience at Merrill Lynch. In addition to his professional work, Mr. Moseley enjoys baseball, football, golfing, and spending time with his family. He emphasizes a personalized approach to financial planning, working closely with clients to develop strategies that address their long-term goals.

Retirement income strategy Wealth management General estate planning guidance Multi-generational wealth transfer Financial Professional
user avatar
firm logo

Paul W

ChFC®, Series 63, Series 65

Fresno, CA

OSAIC

Paul Wieda is a financial advisor with OSAIC, holding the ChFC® designation and Series 63 and Series 65 licenses, and has 49 years of industry experience. He previously worked at Signator Investors, Inc. for over four decades before joining OSAIC in 2018. Outside of his advisory work, Wieda is involved in insurance brokerage through a sole proprietorship and also participates in sales and marketing of securities, investment advisory, and insurance products at Pillar Financial Group. OSAIC serves a diverse client base including individuals, high-net-worth investors, pension plans, corporations, and charitable organizations, offering integrated brokerage and advisory services through a large network of affiliated advisors. The firm employs various asset allocation tools and automated rebalancing to manage portfolios comprising multiple asset classes, and supports a wide range of third-party managed-account solutions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar
firm logo

Michael L

Series 63, Series 65

Fresno, CA

LPL Financial

Michael Lund is a financial advisor with LPL Financial in Fresno, CA, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has been with LPL Financial and its predecessor entities since 2006. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network of advisors. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by model portfolios and research.

College savings (529s, UTMA, etc.)
user avatar
firm logo

Lykia Y

Series 66, Series 63, Series 65

Fresno, CA

Wells Fargo Advisors

Lykia Yang is a financial advisor with Wells Fargo Advisors in Fresno, CA, holding Series 66, Series 63, and Series 65 licenses and has 27 years of industry experience. She has been with Wells Fargo Advisors since 2016. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutions with a broad range of financial planning services, including specialized areas like business-owner transition and sports and entertainment planning. The firm uses proprietary research and planning tools to develop tailored recommendations that clients may implement through various brokerage or advisory programs.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
user avatar
firm logo

Brian J

Series 66, Series 63

Fresno, CA

LPL Financial

Brian Janssen is a financial advisor with LPL Financial in Fresno, CA, holding Series 66 and Series 63 licenses and having 19 years of industry experience. His prior roles include positions at OSAIC, Sagepoint Financial, and earlier tenure at LPL Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting featuring both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar
firm logo

Roger N

Series 63, Series 65

Fresno, CA

Wells Fargo Clearing

Roger Nord is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 credentials and 24 years of industry experience. He has been with Wells Fargo Bank, N.A. since 1998 and joined Wells Fargo Clearing in 2021. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions across a broad range of financial products.

Retired Founder/Business Owner
user avatar
firm logo

Donald V

CFP®, Series 63

Fresno, CA

STIFEL

Donald Vincenti is a CFP® professional with 45 years of experience in the financial services industry, currently serving at Stifel Nicolaus & Co Inc since 2011. He is based in Fresno, CA, and holds a Series 63 license. Outside of his advisory role, Vincenti is a member of the Finance Committee and the Board of Directors at Sunnyside Country Club, where he contributes to budget planning and club operations. Stifel serves a broad range of clients, including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services. The firm utilizes a proprietary investment methodology developed by its Investment Strategy Group to provide asset allocation and financial planning analyses.

General retirement planning Income planning
firm logo

Aaron F

Series 63, Series 66

Clovis, CA

Edward Jones

Aaron Friedrich is a financial advisor with Edward Jones in Clovis, California, holding Series 63 and Series 66 credentials and having 31 years of industry experience. He has been with Edward Jones since 1995. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large network of financial advisors and branch offices across the United States.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
user avatar
firm logo

Barry H

Series 63, Series 65

Fresno, CA

Wells Fargo Clearing

Barry Holm is a financial advisor with Wells Fargo Clearing in Fresno, CA, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously at Wells Fargo Advisors LLC from 2013 to 2016. Holm has been associated with Wells Fargo Bank, N.A. since 1999. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary solutions. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a broader investment menu that includes insurance-related products and bank deposit sweep options.

Retired Founder/Business Owner
user avatar
firm logo

Jeffrey P

Series 63, Series 65

Fresno, CA

Wells Fargo Clearing

Jeffrey Paris is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 credentials and 25 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously at Wells Fargo Advisors LLC from 2009 to 2016. Outside of his advisory role, he owns and operates a family farm in Sonora, California, that sells produce and raises animals. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory solutions. The firm’s process is IPS-driven and grounded in modern portfolio theory, with a broader investment menu that includes insurance-related products and bank deposit sweep options.

Retired Founder/Business Owner
user avatar
firm logo

Callie T

Series 66

Fresno, CA

LPL Financial

Callie Thiesen is a financial advisor with LPL Financial, holding a Series 66 license and three years of industry experience. Prior to joining LPL in 2022, she worked at Fresno State University and has been involved with Clovis High School since 2014, where she currently serves as a soccer coach. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a range of financial planning, advisory programs, and retirement plan consulting services with both discretionary and non-discretionary management and access to various model portfolios and research.

College savings (529s, UTMA, etc.)
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")