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Christopher S

Series 66

Fort Lauderdale, FL

Thurston Springer Advisors

Christopher Salerno is a financial advisor at Thurston Springer Advisors with nine years of industry experience. He holds a Series 66 credential and previously worked at Wells Fargo Advisors from 2016 to 2023 before joining Thurston Springer Financial. Thurston Springer Advisors serves a diverse client base, including high-net-worth individuals, corporations, charitable institutions, and retirement plans, offering financial planning, portfolio management, and retirement-plan consulting services. The firm employs investment strategies such as Tactical Momentum and Earnings Momentum and manages accounts primarily on a discretionary basis.

Wealth management General estate planning guidance General retirement planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Rafael G

Series 66

Ft. Lauderdale, FL

Kovack Advisors, inc.

Rafael Gutierrez is a financial advisor with Kovack Advisors, Inc. in San Antonio, TX, holding a Series 66 designation and 21 years of industry experience. He has been with Kovack Advisors and Kovack Securities since 2014. Outside of his advisory role, Gutierrez is a partner in FARO FX, LLC, which engages in corporate and high net worth currency exchange, and serves as a board member of the Laredo Country Club. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base including individuals, corporations, pension and profit-sharing plans, and banking institutions nationwide. The firm offers discretionary and non-discretionary asset management, financial planning, and third-party manager recommendations, utilizing a diversified investment approach primarily through mutual funds and ETFs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Maxwell L

Series 66

Fort Lauderdale, FL

Thurston Springer Advisors

Maxwell Levy is a financial advisor at Thurston Springer Advisors based in Fort Lauderdale, FL. He holds a Series 66 designation and has one year of industry experience, having previously worked at Fratarcangeli Wealth Management. Prior to entering the industry, he was a full-time student for thirteen years. Thurston Springer Advisors serves a diverse client base including individuals, corporations, and institutional entities, offering financial planning, portfolio management, and retirement-plan consulting. The firm employs a range of investment strategies such as Tactical and Earnings Momentum, fundamental and technical analysis, and manages accounts on a discretionary basis.

Wealth management General estate planning guidance General retirement planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Enrique V

Series 63, Series 65

Ft. Lauderdale, FL

Kovack Advisors, inc.

Enrique Vazquez Bou is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. He has been with Kovack Advisors and Kovack Securities since 2015. Outside of his advisory role, he is an authorized representative of a fixed insurance agency. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base including individuals, corporations, pension plans, and banking institutions nationwide. The firm emphasizes diversified asset-class exposure primarily through mutual funds and ETFs, and offers services such as discretionary asset management, third-party manager recommendations, financial planning, and retirement account aggregation.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Adriana P

Series 66

Weston, FL

Bolton Securities Corporation

Adriana Perez is a financial advisor with Bolton Securities Corporation, holding a Series 66 designation and 15 years of industry experience. She has worked at Bolton Global Asset Management since 2022 and Bolton Global Capital since 2021, with prior roles at Wells Fargo Clearing and Merrill. Bolton Global Asset Management provides discretionary and non-discretionary asset management and financial planning services to a diverse client base, including individuals, high-net-worth investors, charitable organizations, corporations, retirement plans, and banks. The firm’s advisor-driven approach customizes portfolios using a range of investment vehicles, with a focus on long-term orientation and tactical flexibility.

Wealth management Active portfolio management Options & derivatives strategies Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired Executive
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Rosemary G

Series 65

Fort Lauderdale, FL

Sound Income Strategies, LLC

Rosemary Guerrero is a financial advisor at Sound Income Strategies, LLC with one year of industry experience. She holds a Series 65 designation and previously worked at 626 Holdings and DPI of North Broward. Outside of advisory work, Rosemary serves as Director of Operations at Sound Income Strategies. Sound Income Strategies is an enterprise investment adviser managing approximately $4.0 billion in client assets. The firm serves a diverse client base including individuals, pension plans, trusts, and corporations, offering customized portfolio management with an emphasis on fixed-income analysis and equity review.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Jose F

Series 66

Ft. Lauderdale, FL

Kovack Advisors, inc.

Jose Fidalgo Cordova is a financial advisor with Kovack Advisors, Inc. based in Ft. Lauderdale, FL, holding a Series 66 credential and 14 years of industry experience. He has been with Kovack Securities, Inc. since 2013. Outside of his advisory role, he serves as treasurer of the Phi Sigma Alpha fraternity’s Alfa Borinquen chapter and is a board member of the Fundación Sigma de la Fraternidad Fi Sigma Alfa, a nonprofit charitable organization. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, banks, and government entities, offering portfolio management, financial planning, and access to sub-advisory programs through a risk-based, model-driven investment process.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Christopher Y

Series 66

Ft. Lauderdale, FL

Kovack Advisors, inc.

Christopher Yarosh is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding a Series 66 designation and 16 years of industry experience. His prior roles include positions at Securities America Advisors and Beacon Investment Solutions. He also works as a fixed life insurance agent, dedicating a small portion of his time to sales in this area. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pensions, charitable organizations, banks, and municipal entities, employing a combination of internally developed models and third-party managers to construct and manage portfolios.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Rodrigo P

Series 65

Platation, FL

First Advisors National, LLC

Rodrigo Posse is a financial advisor with First Advisors National, LLC and holds a Series 65 designation. He has two years of industry experience and previously worked at Asset Allocation Strategies, LLC. Outside of his advisory role, he has been involved in life and annuity insurance sales through his own business, ValuTeachers, since 2014. First Advisors National provides investment management, asset allocation advice, and retirement plan consulting primarily to individual clients, employing third-party money managers and combining fundamental analysis with tactical and strategic asset allocation.

Passive / index investing
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Ralph T

Tamarac, FL

Capital Analysts

Ralph Tumolo is a financial advisor with Capital Analysts in Tamarac, FL, holding 44 years of industry experience. He has worked at Lincoln Investment since 2017 and previously spent 13 years at Legend Equities Corporation. Tumolo is also President of Teacher's Financial Services, which focuses on insurance sales and consulting. Capital Analysts serves a diverse client base, including individual and high-net-worth investors, retirement plans, trusts, and corporate clients. The firm employs discretionary and non-discretionary portfolio management with an in-house investment team that uses proprietary screening processes and offers a range of advisory services and portfolio options.

Wealth management Tax-loss harvesting ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Educators, Teachers, and Academics Founder/Business Owner
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Michael K

Series 63, Series 65

Fort Lauderdale, FL

ValMark Advisers, Inc.

Michael Kirshon is a financial advisor with ValMark Advisers, Inc. in Fort Lauderdale, FL, holding Series 63 and Series 65 credentials and possessing 24 years of industry experience. He has been with ValMark Advisers and Valmark Securities since 2002 and has been operating his own advisory practice since 2000. Outside of advising, Kirshon maintains a law practice focused on trusts, estate planning, and probate, and he is co-managing member of Safety Shutdown, LLC, a company holding an intellectual property patent. ValMark Advisers provides investment management, financial planning, and retirement plan advisory services through a network of approximately 280 representatives. The firm emphasizes diversified, goal-based portfolios primarily using mutual funds, ETFs, and third-party managers, and offers a range of proprietary and third-party investment programs including the ACCESS wrap platform and Charles Schwab managed accounts.

Annuities Wealth management Business exit / sale strategy Executive Founder/Business Owner
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David S

CFP®, ChFC®, Series 63, Series 65

Fort Lauderdale, FL

Sound Income Strategies, LLC

David Scranton is a CFP® and ChFC® with 37 years of experience in the financial industry. He is the CEO and majority owner of Sound Income Strategies, LLC, and has held leadership roles in multiple affiliated entities including Sound Income Academy, Scranton Financial Group, and Advisors' Academy. He is also involved in nonprofit financial education through the Scranton Academy for Financial Education and has interests in yachting services through several managing member roles. Sound Income Strategies, LLC is an enterprise investment adviser managing approximately $4.0 billion in assets, serving a diverse client base including individuals, pension plans, trusts, and corporations. The firm emphasizes customized portfolio construction with a focus on fixed-income analysis and equity review, offering a scalable advisor network model supported by affiliated business lines and specialized services such as sub-advisory ETF management.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Milton C

CFA®, Series 66

Weston, FL

Bolton Securities Corporation

Milton Ceotto is a CFA® charterholder with seven years of industry experience, currently affiliated with Bolton Securities Corporation in Weston, FL. He has worked at Bolton Global Capital and Bolton Global Asset Management since 2021 and has prior experience with Wells Fargo Clearing and Ameriprise Financial Services. Milton is also a co-owner of family-related real estate holding companies in Florida. Bolton Global Asset Management provides discretionary and non-discretionary asset management and financial planning services to a diverse client base, including individuals, high-net-worth investors, charitable organizations, corporations, retirement plans, and banks or trusts. The firm’s approach is driven by independent investment adviser representatives who tailor portfolios to client goals using a range of securities and investment vehicles.

Wealth management Active portfolio management Options & derivatives strategies Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired Executive
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William M

ChFC®, Series 63

Fort Lauderdale, FL

Provenance Wealth advisors

William McKenna is a financial advisor with Provenance Wealth Advisors holding the ChFC® designation and Series 63 license. He has 44 years of industry experience, including roles at Raymond James Financial Services and multiple family trust and estate positions. He is also involved in coaching and consulting within the financial services industry. Provenance Wealth Advisors provides investment advisory and planning services to individuals, pension plans, trusts, estates, and charitable organizations. The firm manages approximately $4.44 billion in assets and offers tailored portfolio management and financial planning using a variety of investment strategies and custodial platforms.

Charitable giving tax strategies Retirement income strategy Passive / index investing Options & derivatives strategies Founder/Business Owner Retired
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Kyle K

Series 65

Weston, FL

Impact Partnership Wealth, LLC

Kyle Kelly is a financial advisor at Impact Partnership Wealth, LLC with six years of industry experience. He holds a Series 65 designation and has worked at several firms, including Madison Avenue Securities, LLC, Global Wealth Management Investment Advisory, Inc., and TradeStation Securities, Inc. Impact Partnership Wealth, LLC provides investment advisory services to individuals, corporations, trusts, and retirement plans, managing approximately $2.96 billion. The firm utilizes a range of investment strategies through firm-managed, third-party, and advisor-managed models, supported by an affiliated network of broker-dealers, insurance marketing organizations, and other related entities.

Tax-loss harvesting Options & derivatives strategies Private / alternative investments
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Kevin K

Series 63, Series 65

Fort Lauderdale, FL

Advisors Capital Management, LLC

Kevin Kelly is a financial advisor with Advisors Capital Management, LLC in Fort Lauderdale, FL, holding Series 63 and Series 65 licenses and bringing seven years of industry experience. He previously worked at Verition Fund Management for three years before joining Advisors Capital Management in 2018. Advisors Capital Management, LLC provides discretionary portfolio management and proprietary model strategies to both individual and institutional clients. The firm serves a diverse client base including high-net-worth individuals, retirement plans, charitable organizations, corporations, insurance companies, and government entities, utilizing a combination of top-down macro and bottom-up fundamental, quantitative, and qualitative analysis.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting
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Karolyn M

Series 65

Fort Lauderdale, FL

Sound Income Strategies, LLC

Karolyn Mc Donald is a financial advisor at Sound Income Strategies, LLC with three years of industry experience. She holds a Series 65 designation and has previously worked at Arbor Financial Services and Atlantic Music Center. Sound Income Strategies, LLC manages approximately $4.0 billion in client assets and serves a diverse range of clients, including individuals, pension plans, trusts, corporations, and other registered investment advisers. The firm offers customized portfolio management with an emphasis on fixed-income analysis and equity review, and provides a scalable advisor network alongside specialized family-office style services.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Kenneth A

Series 63, Series 65

Coral Springs, FL

OneSeven

Kenneth Arnold is a financial advisor with OneSeven in Coral Springs, FL, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. His previous roles include positions at Wells Fargo Advisors and Great Lakes and Atlantic Wealth Management. He serves as General Partner and Investment Manager for several private funds focused on global opportunities and digital assets. OneSeven provides investment advisory services to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, offering portfolio management, financial planning, and consulting. The firm employs a primarily long-term investment approach with diversified portfolios, internal due diligence, and uses both discretionary and non-discretionary arrangements, often implementing strategies through unaffiliated independent managers and third-party platforms.

Private / alternative investments Options & derivatives strategies Real estate investing Retirement plans for business owners (SEP, solo 401k)
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Philip H

Series 63, Series 65

Weston, FL

Saxony Capital Management, LLC

Philip Hammer is a financial advisor at Saxony Capital Management, LLC with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Saxony Securities since 2010. He operates a DBA known as Glastonburg Group. Saxony Capital Management provides portfolio management and financial planning to individuals, including high-net-worth clients, as well as institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm uses a multi-team model with 38 advisors serving several hundred client relationships and offers discretionary asset management alongside hourly or flat-fee financial planning and consulting.

Retirement income strategy Retirement withdrawal strategies General retirement planning Active portfolio management Options & derivatives strategies Founder/Business Owner
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Rodrigo O

Series 63, Series 65

Ft. Lauderdale, FL

Kovack Advisors, inc.

Rodrigo Ortiz is a financial advisor with Kovack Advisors, Inc. in Palm Beach Gardens, FL, holding Series 63 and Series 65 licenses and possessing 31 years of industry experience. He has worked at Kovack Advisors and Kovack Securities since 2013 and has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base including individuals, corporations, pension and profit-sharing plans, and banking institutions nationwide. The firm emphasizes diversified asset-class exposure primarily through mutual funds and ETFs, offers discretionary and non-discretionary asset management, and provides financial planning alongside third-party manager recommendations.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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