Alan Riffle is a financial advisor with Oppenheimer in Houston, TX, holding Series 63 and Series 65 licenses and having 37 years of industry experience. He has worked at Oppenheimer since 2009 and previously held roles at Stanford Group Company and Morgan Stanley DW Inc. Outside of his advisory work, he serves as a co-trustee on several family and insurance trusts and is a board member of Gold Country Club. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations. The firm offers a range of advisory programs with both discretionary and non-discretionary services, spanning equity, balanced, and fixed-income portfolios, and maintains custody of client assets while operating its broker-dealer and advisory businesses.

Matthew Altenau is a CFA® charterholder and financial advisor at Fayez Sarofim & Co. in Houston, TX, with 12 years of industry experience. He has been with Fayez Sarofim & Co. since 2010. Fayez Sarofim & Co. is an SEC-registered investment adviser serving institutions, retirement plans, endowments, corporations, and high net worth individuals. The firm emphasizes bottom-up fundamental research and manages large-cap, liquid equity portfolios with a multi-year investment horizon, offering a range of equity and fixed income strategies tailored to institutional and qualified investors.

Austyn Kay is a financial advisor with Valic Financial Advisors in Houston, TX, holding a Series 66 designation and one year of industry experience. Prior to joining Valic, Kay worked at Agia and has experience in the non-securities insurance sector as an appointed agent. Valic Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering portfolio management, financial planning, and unified managed accounts through a large network of investment advisor representatives.

Richard Bateman Jr. is a Series 66 licensed financial advisor with 11 years of industry experience. He is currently with Valic Financial Advisors and has previously worked at Cambridge Investment Research Advisors Inc., Next Financial Group, Inc., and J.P. Morgan Securities. Valic Financial Advisors primarily serves U.S.-based individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet-developed UMA models for portfolio construction.

Kyle Pledger is a CFP® professional with nine years of experience in financial planning and wealth management. He is currently with Cetera Planning Partners and has held roles at Avantax Planning Partners and other affiliated firms. In addition to his advisory work, he serves as a financial analyst and associate financial planner at related entities specializing in financial planning and portfolio management. Cetera Planning Partners serves individual and high-net-worth clients, focusing on pre-retirees and retirees. The firm offers investment management, comprehensive financial planning, and retirement-related advice, with additional services including tax planning, bookkeeping, payroll support, and estate planning through a third-party provider.

Corey Wilcox is a financial advisor with Valic Financial Advisors in Houston, TX, holding a Series 66 designation and having one year of industry experience. His prior roles include positions at Team FESA, Guardify Insurance Group, and Retirement Education Partners. He is also appointed as an agent to sell non-securities insurance products for Agia. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth clients, and supports corporate and retirement-plan participants through discretionary managed-account programs, financial planning, and brokerage services. The firm utilizes Envestnet-developed UMA models for portfolio construction and manages approximately $26.4 billion in discretionary assets.

Steven Morris is a financial advisor at Valic Financial Advisors in Houston, TX, holding a Series 66 designation with one year of industry experience. Prior to joining Valic, he worked at S&P Global for three years and at Aramco Americas for ten years. Valic Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering portfolio management, financial planning, and unified managed account programs through a large network of advisors. The firm manages assets at scale, utilizing centralized technology and model solutions to support its advisors.

Daniel Allbritton is a financial advisor at VALIC Financial Advisors in Houston, TX, with 25 years of industry experience. He holds Series 63 and Series 66 designations and has worked at American General Life Insurance and AIG Capital Services, Inc. since 2013 and 2015, respectively, while also serving at VALIC Financial Advisors since 2004. VALIC Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, consulting, and brokerage services, utilizing Envestnet-developed UMA models for portfolio construction.

Bayar Hamid is a financial advisor with Valic Financial Advisors in Houston, TX, holding Series 63 and Series 66 licenses and 16 years of industry experience. He has been with Valic Financial Advisors since 2009 and also serves as an agent for Agia, offering non-securities insurance products. Valic Financial Advisors primarily serves U.S.-based individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, wrap programs, financial planning, and brokerage services, utilizing Envestnet-developed UMA models and operating with a large network of advisors nationwide.

Tad Sresthaphunlarp is a financial advisor at VALIC Financial Advisors with five years of industry experience. He holds a Series 66 designation and has worked at VALIC Financial Advisors since 2020 and Agia since 2022. Outside of advising, he is involved as an agent offering non-securities insurance products. VALIC Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet-developed UMA models for portfolio construction.

David Cox is a Series 66 licensed financial advisor with 18 years of industry experience, currently with Oppenheimer & Co, Inc. since 2021. He previously worked at Bank of America and Merrill, with overlapping tenures at Merrill from 2007 to 2021 and Bank of America from 2009 to 2021. Outside of advising, he acts as trustee for family trusts that hold investments, including securities. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a range of discretionary and non-discretionary investment programs and consulting services, with a notable portion of assets managed on a non-discretionary basis while providing custody of client assets.

Sandeep Tiwari is a CFA® charterholder with seven years of industry experience, currently serving as a financial advisor at Corient in Houston, TX. His prior experience includes roles at Broadway National Bank and Western Commerce Group LLC. Corient provides investment advisory and financial planning services to a diverse client base, including individuals, trusts, pension plans, and corporate entities. The firm employs a goals-based, team investment approach that integrates in-house strategies with third-party manager solutions and utilizes risk management tools and alternative investments where appropriate.

Stephanie Harrison is a financial advisor with Valic Financial Advisors in Houston, TX, holding a Series 66 designation and six years of industry experience. She has worked at VALIC Financial Advisors since 2020 and previously at Flight Services International from 2014 to 2020. In addition to her advisory role, she is an agent for non-securities insurance products at Agia. Valic Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering wrap programs, portfolio management, and financial planning services. The firm utilizes discretionary unified managed accounts through Envestnet’s platform and maintains a large network of advisors supported by centralized technology and model solutions.

Matthew Griggs is a financial advisor with Valic Financial Advisors in Houston, TX, holding Series 63 and Series 66 licenses and three years of industry experience. His prior roles include positions at Charles Schwab & Co., Inc. and Fox Corporate Housing. He is also appointed as an agent to sell non-securities insurance products for AGIA. Valic Financial Advisors, Inc. serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering portfolio management, financial planning, and wrap programs through a large network of advisors. The firm uses Envestnet’s platform for discretionary managed accounts and provides overlay services, managing approximately $29.2 billion and serving nearly 300,000 clients.

Chandra Rollins is a financial advisor at Valic Financial Advisors with 11 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Valic Financial Advisors since 2014. Additionally, she is involved with Agia as an agent offering non-securities insurance products. Valic Financial Advisors primarily serves U.S.-domiciled individual investors, including high-net-worth and ultra-high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet-developed UMA models for portfolio construction.

Nolan Metzger is a financial advisor with Oppenheimer in Houston, TX, holding Series 63 and Series 65 designations and having 42 years of industry experience. His prior roles include positions at Stanford Group Company, BNY Investment Center Inc., Pershing LLC, and Lockwood Financial Services, Inc. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm provides a range of programs and advisory services including strategic and tactical asset allocation, manager selection, and retirement consulting delivered on both discretionary and non-discretionary bases.

Derek Rivers is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and three years of industry experience. His prior roles include positions at Selah Financial Services and Mass Mutual Investors Services. Outside of his advisory work, he was involved with the Vic Coppinger Family YMCA for six years. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients. The firm offers a variety of advisory programs and acts as a platform provider delivering operations, trading, technology, investment management, compliance, and practice-management support to affiliated advisors.

Eric Thompson is a Series 66-licensed financial advisor with Valic Financial Advisors in Houston, TX, bringing three years of industry experience. He has previously worked with L3 Resources and holds an agent position at AGIA, where he sells non-securities insurance products. Valic Financial Advisors is an SEC-registered investment adviser and FINRA-member broker-dealer serving U.S. individuals, including high net worth and ultra-high net worth clients, as well as employer-sponsored retirement participants. The firm provides portfolio management, financial planning, and discretionary unified managed accounts using Envestnet’s platform and offers tax-aware and impact/ESG overlay services.

Jules Green is a financial advisor at Valic Financial Advisors with Series 63 and Series 65 credentials and one year of industry experience. Prior to his current role, he worked at Kohl's Corporation and Globe Life, and he holds a position as a non-securities insurance agent with Agia. He also has an extensive background at Chevron, where he worked for 11 years. Valic Financial Advisors serves primarily U.S. individuals, including high net worth clients and employer-sponsored retirement participants, offering portfolio management, financial planning, and discretionary unified managed accounts through a large network of advisors.

Mohammad Qureshi is a financial advisor with Valic Financial Advisors in Houston, TX, holding a Series 66 designation and 14 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Merrill, Empower Retirement, and independent insurance-based financial advising. He is also appointed as an agent to sell non-securities insurance products for AGIA. Valic Financial Advisors serves U.S.-domiciled individual investors, including high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet-developed UMA models for client portfolio construction.