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Landon E

Series 65

Lehi, UT

Sequoia Financial Group, L.L.C.

Landon Eatough is a financial advisor at Sequoia Financial Group, L.L.C. He holds a Series 65 credential and has two years of industry experience. His prior work includes roles at Eide Bailly Advisors, LLC and Eide Bailly LLP, as well as experience outside finance with UTV Warehouse and The Church of Jesus Christ of Latter Day Saints. Sequoia Financial Advisors, LLC provides wealth planning, investment management, retirement-plan advisory, and related consulting services to a diverse client base that includes individuals, family offices, corporations, charitable organizations, trusts, and retirement plans. The firm offers both model and customized portfolio management using various investment vehicles, guided by an Investment Policy Committee with ongoing research and due diligence.

Wealth management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Chuk C

Series 65, Series 63

Orem, UT

Transamerica Financial Advisors

Chuk Che is a financial advisor with Transamerica Financial Advisors in Orem, UT, holding Series 63 and Series 65 licenses and 11 years of industry experience. His prior work includes positions at Fidelity Brokerage Services, Morgan Stanley, and various insurance and service firms. Outside of advising, he has been involved in entrepreneurial activities such as operating Chuk's Kitchen and managing other private ventures. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm provides both advisory and broker-dealer services, offering proprietary and third-party model portfolios with discretionary and non-discretionary management options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Willard S

Series 63, Series 65

Orem, UT

Transamerica Financial Advisors

Willard Scott is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has been with Transamerica Financial Advisors since 2012 and has prior experience with World Financial Group dating back to 2001. Outside of his advisory work, Scott operates Elite Mobile Grooming, a business renting a heated grooming trailer for show horses, and serves as a trophy big game hunting and fishing guide through Hightop Outfitters. Transamerica Financial Advisors, LLC provides investment advisory, brokerage, and retirement-plan services to a diverse client base including individuals, retirement plans, trusts, and charitable organizations. The firm utilizes model portfolios and third-party managers, delivering services through multiple platforms such as Transamerica ONE and the TFA365 Advisory Program, with regulatory assets under management around $1.7 billion.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Braxton H

Series 66, Series 63

American Fork, UT

Empower Advisory Group

Braxton Hatch is a financial advisor at Empower Advisory Group with Series 66 and Series 63 licenses and three years of industry experience. His prior work includes roles at Morgan Stanley, E*Trade Securities LLC, and Keller Williams Realty. Outside his advisory work, he is renewing his Utah real estate license to practice real estate in his spare time. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as retail brokerage clients. The firm delivers integrated services linked to Empower’s recordkeeping and administrative platforms, emphasizing long-term portfolio returns and annual rebalancing.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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William B

Series 63, Series 65

Provo, UT

Transamerica Financial Advisors

William Black is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and seven years of industry experience. He is involved with several business activities including membership in Business Network International, where he focuses on referral generation. He also maintains connections with Legacy Shield for estate planning referrals and holds positions in other related firms. Transamerica Financial Advisors serves a broad client base including individuals, retirement plans, trusts, and businesses, delivering advisory services primarily through model portfolios and third-party managers. The firm operates a large advisor network and offers multiple program platforms, including Transamerica ONE and TFA365, with approximately $1.7 billion in regulatory assets under management.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Dan R

Series 63, Series 65

Alpine, UT

Commonwealth Financial Network

Dan Roberts is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has worked with Commonwealth since 2012 and has been affiliated with The Financial Resource Group since 1988. Roberts also serves as president and sole owner of Financial & Estate Strategists, Inc., an insurance business. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors and their clients by providing a range of advisory programs, technology, and operational support. The firm offers various portfolio management options and distinct program structures, including discretionary model portfolios managed by its Investment Management and Research team.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Nathan D

Series 63, Series 66

Pleasant Grove, UT

Empower Advisory Group

Nathan Diede is a financial advisor with Empower Advisory Group holding Series 63 and Series 66 licenses. He has been with Empower Advisory Group and Empower Financial Services since 2026, following a year at Morgan Stanley. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, along with Empower Premier IRA and certain retail brokerage account holders. The firm’s integrated approach leverages its recordkeeping and administrative platforms to deliver point-in-time financial plans and optional managed account solutions.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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James D

Series 66

American Fork, UT

OSAIC Advisory Services, LLC

James Duke is a financial advisor at OSAIC Advisory Services, LLC with 15 years of industry experience. He has worked at Edward Jones, SAGEPOINT FINANCIAL, Keeler Thomas, Inc., and Arbor Point Advisors prior to his current role. Duke also serves as an adjunct professor, teaching the CFA Level 1 course to graduate students at the University of Utah. OSAIC Advisory Services, LLC is an SEC-registered investment adviser serving a broad client base, including individuals, pension and profit-sharing plans, corporations, trusts, and charitable organizations. The firm provides investment management, financial planning, retirement plan consulting, and other related services through multiple program models and utilizes a mix of proprietary and third-party platforms.

Annuities
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Jacob H

Series 66

American Fork, UT

Key Investment Services LLc

Jacob Hansell is a financial advisor at Key Investment Services LLC with eight years of industry experience. He holds a Series 66 designation and has previously worked at Bank of America, Merrill Lynch Pierce Fenner & Smith, Apollon Insurance Group, and Northwestern Mutual. Key Investment Services LLC serves individuals, trusts, estates, small businesses, and corporate clients through various advisory programs, model portfolios, and managed accounts. The firm emphasizes client-directed model selection with advisory recommendations and ongoing monitoring, while providing access to third-party discretionary managers and oversight services.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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Cailen H

Series 63, Series 65

Orem, UT

Transamerica Financial Advisors

Cailen Hayes is a financial advisor with Transamerica Financial Advisors in Orem, UT, holding Series 63 and Series 65 credentials and having 27 years of industry experience. His work history includes roles at Audible, Inc., DebtMerica, and Integrated Trust Systems. Outside of financial advising, he works as an audiobook salesman for Audible and serves as a referral sales associate for Integrated Trust Systems, focusing on estate planning referrals. Transamerica Financial Advisors serves a diverse client base, including individual investors, retirement plans, trusts, and corporations. The firm offers both advisory and broker-dealer services, utilizing proprietary and third-party model portfolios with discretionary and non-discretionary options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Tyler L

Series 63, Series 65

Lehi, UT

GWN Securities Inc.

Tyler Liechty is a financial advisor with GWN Securities Inc. in Lehi, Utah, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been with GWN Securities since 2004. Outside of his advisory role, he owns West Jordan Ace Hardware, a retail business where he manages finances and inventory. GWN Securities is an SEC-registered investment adviser and broker-dealer serving individual and business clients through discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios. The firm manages approximately $3.65 billion across more than 37,000 client accounts and offers a variety of managed-account programs, including SMA, UMA, and fund-strategist options on the Fidelity-supported FMAX platform.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
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Carrie H

Series 63, Series 65

Orem, UT

Transamerica Financial Advisors

Carrie Hughes is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. In addition to her advisory role, she is involved in several outside activities, including serving as a State Central Committee Member for the Utah County Republican Party and participating on the advisory board of Crofter Market, LLC, a software company for direct sales. She also provides estate planning services through Intervivios, PLLC. Transamerica Financial Advisors offers investment advisory, brokerage, and retirement-plan services to a diverse client base, including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes model portfolios and third-party managers, delivering services through multiple platforms such as Transamerica ONE and the TFA365 Advisory Program.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Ryan L

Series 63, Series 65

Springville, UT

Centaurus Financial, Inc.

Ryan Lundquist is a financial advisor at Centaurus Financial, Inc. in Springville, Utah, holding Series 63 and Series 65 credentials with 11 years of industry experience. He has been with Centaurus Financial since 2015, including its enterprise division since 2019, and previously worked at Ameriprise Financial Services in 2018. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning, portfolio management through its CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services with a combination of discretionary and non-discretionary management approaches.

Wealth management Private / alternative investments Annuities Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner
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Parker S

Series 66

Lehi, UT

Independent Financial Group, LLC

Parker Spencer is a financial advisor at Independent Financial Group, LLC with three years of industry experience. He holds a Series 66 designation and has worked at Summit Concepts Wealth Management and LPL Financial, among other roles. Spencer also has involvement in property and casualty insurance through Multiserve Insurance. Independent Financial Group is a large, integrated advisory and brokerage firm serving individuals, trusts, corporations, and plan sponsors. The firm offers investment advisory programs, financial planning, and retirement plan services through a mix of in-house and third-party managed portfolios, operating under both registered investment adviser and broker-dealer capacities.

Wealth management Passive / index investing Active portfolio management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Kevin O

CFP®, Series 63

Mapleton, UT

SPC

Kevin O'Day is a CFP® professional with 43 years of experience in the financial services industry. He is affiliated with SPC and Parkland Securities, LLC, and has worked with LTCI Strategic Partners, LLC since 2010. His other business activities include offering long-term care and life insurance services through LTCI Strategic Partners. SPC serves a diverse client base that includes high-net-worth individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm provides portfolio management, financial planning, and a variety of ERISA-related retirement plan services, employing both discretionary and nondiscretionary management strategies.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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Gary D

Series 63, Series 65

Orem, UT

Transamerica Financial Advisors

Gary Davis is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and having eight years of industry experience. His career includes roles at UpKeep LLC, LSPN Pro, LLC, WealthWave, and leadership positions in Impact Leadership Development, LLC, and The Impact Group Inc. Transamerica Financial Advisors serves a diverse client base, including individual investors, trusts, and corporations, offering both advisory and broker-dealer services with a combination of proprietary and third-party investment models to meet various client needs.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Melissa T

Series 63, Series 66

American Fork, UT

Transamerica Financial Advisors

Melissa Thurber is a financial advisor with Transamerica Financial Advisors and holds Series 63 and Series 66 licenses. She has 23 years of industry experience, including over a decade at Transamerica Financial Advisors and a concurrent role at Wfgia. As part of her role at Transamerica, she may perform home office functions for other business units. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individual investors, employer-sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm utilizes a model portfolio approach implemented through third-party managers and platform sub-advisors, supported by a large advisor network and multiple program platforms.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Logan R

Series 63, Series 65

Orem, UT

Transamerica Financial Advisors

Logan Reid Reynoso is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and bringing seven years of industry experience. His background includes roles at Weightless Financial and various entrepreneurial ventures such as ReidReynoso Enterprises LLC and LSPN Pro, LLC. He is also involved in mortgage lending through Innovative Mortgage Alliance and participates in business networking with Business Network International. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and charitable organizations, delivering services through a large network of advisors and multiple program platforms. The firm utilizes model portfolios and third-party managers for portfolio management and offers integrated retirement plan solutions and affiliated product distributions.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Kevin G

Series 63, Series 65

Orem, UT

Transamerica Financial Advisors

Kevin Grenko is a financial advisor with Transamerica Financial Advisors and holds Series 63 and Series 65 designations. He has 21 years of industry experience, including roles at Transamerica Financial Advisors since 2012, Grenko Financial LLC from 2009 to 2024, and Wfgia since 2004. His other business activities include sales of insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a broad client base including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm uses a model portfolio approach implemented through various program platforms and third-party managers, with regulatory assets under management of approximately $1.7 billion.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Britain B

CFP®, Series 66

Orem, UT

J. W. Cole Advisors, Inc.

Britain Buehler is a CFP® professional with two years of industry experience, currently serving as an advisor at J.W. Cole Advisors, Inc. He has worked at J.W. Cole Financial, Inc. since 2021 and previously held roles at Elevate Private Wealth Advisors and AllClean LLC. Outside of his advisory work, Buehler is involved in an accounting and payroll business through Buehler Family Co, LLC. J.W. Cole Advisors is an SEC-registered investment adviser that supports individuals, charities, corporations, and retirement plans through a national network of over 400 independent representatives. The firm provides portfolio management, fee-based financial planning, access to third-party managers, and various managed account solutions.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Retired Founder/Business Owner
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