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Ryan W

Series 63, Series 65

Ft Lauderdale, FL

Exodus Wealth, LLC

Ryan Wolverton is a financial advisor at Exodus Wealth, LLC with one year of industry experience. He holds Series 63 and Series 65 licenses and has worked at Prosperity Wealth Management, Inc. and Fortune Financial Services. Outside of finance, Wolverton has served with the Pompano Beach Fire Department for ten years and Boynton Beach Ocean Rescue for fourteen years. Exodus Wealth serves individuals, trusts, estates, charitable organizations, and pension/profit-sharing plans by providing asset management, financial planning, consulting, and referrals to third-party money managers. The firm manages several hundred million dollars in discretionary assets and emphasizes tailored portfolio supervision using a combination of fundamental, technical, and cyclical analysis across various investment strategies.

Options & derivatives strategies Charitable giving & philanthropy
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Adam R

Series 66

Boca Raton, FL

Merit Financial Advisors

Adam Rauscher is a financial advisor at Stone Creek Capital Management LLC with 20 years of industry experience. He holds a Series 66 designation and has worked at firms including THRIVENT FINANCIAL for Lutherans, Biltmore Capital Advisors LLC, and Merit Financial Advisors. Rauscher is also a licensed insurance agent, dedicating part of his professional activity to life, long-term care, and disability insurance sales. Stone Creek Capital Management provides consultative services to individuals, high-net-worth clients, trusts, and corporations, focusing on facilitating margin lending arrangements with broker-dealer custodians and delivering related market research and performance reporting. The firm does not offer discretionary asset management and operates on a negotiable fixed-fee basis rather than charging a percentage of assets under management.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Founder/Business Owner Retired Executive
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Kimberly M

ChFC®, Series 63

Fort Lauderdale, FL

Exodus Wealth, LLC

Kimberly Mcmillion is a financial advisor at Exodus Wealth, LLC with 30 years of industry experience. She holds the ChFC® and Series 63 designations. Her prior roles include positions at Prosperity Wealth Management, Inc., Fortune Financial Services, Inc., and McNally Financial Services Corporation. Exodus Wealth serves individuals, trusts, estates, charitable organizations, and pension/profit-sharing plans, providing asset management, financial planning, and consulting services. The firm manages several hundred million dollars in discretionary assets with tailored portfolio strategies using a variety of investment types and analytical approaches.

Options & derivatives strategies Charitable giving & philanthropy
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Michael G

CFP®, Series 63, Series 65

Ft. Lauderdale, FL

Kovack Advisors, inc.

Michael Gracy Jr. is a CFP® professional with 24 years of industry experience, currently serving at Kovack Advisors, Inc. since 2015. He holds the Series 63 and Series 65 licenses and is based in Gainesville, Florida. Outside of his advisory role, he is involved with the Rotary District 6970 as chair of the Investments Subcommittee, serves on the Eighth Circuit Grievance Committee, and sits on the board of the Matheson History Museum. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base, including individuals, corporations, and financial institutions nationwide. The firm emphasizes diversified asset-class exposure through mutual funds and ETFs and also offers third-party asset manager recommendations, financial planning, and account aggregation services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Robert O

Series 63, Series 65

Boca Raton, FL

A.G.P. / Alliance Global Partners

Robert Owens is a financial advisor at A.G.P. / Alliance Global Partners with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Foresters Financial Services, National Agent Alliance, and Wells Fargo. Outside of his advisory role, Owens is involved in several consulting and business ventures, including serving as CEO of T-JAS LLC and as a trustee for the nonprofit Tomorrow Is Better. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and other entities, offering portfolio management, financial planning, and retirement-plan consulting. The firm emphasizes international investing and active brokerage and product-distribution activities alongside its advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Darrin H

CFP®, Series 63

Ft. Lauderdale, FL

Kovack Advisors, inc.

Darrin Halsey is a CFP® professional with 27 years of industry experience, currently serving at Kovack Advisors, Inc. since 2009. He holds the Series 63 designation and is based in Ft. Lauderdale, FL. Outside of his advisory role, he is involved with the Rotary Club of Arcadia Foundation and the Rotary Club of Arcadia as a director, and volunteers as a swimming official for USA Swimming and the Florida High School Athletic Association. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base including individuals, corporations, pension and profit-sharing plans, and banking institutions nationwide. The firm emphasizes diversified asset-class exposure through mutual funds and ETFs, offers discretionary and non-discretionary asset management, and provides financial planning along with third-party asset manager recommendations.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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William M

CFP®, ChFC®, Series 63, Series 65

Boca Raton, FL

ValMark Advisers, Inc.

William Miller is a financial advisor with ValMark Advisers, Inc. in Boca Raton, FL, holding CFP® and ChFC® designations and over 31 years of industry experience. He has been with ValMark since 2006 and is the owner and managing member of Miller Wealth Advisors, LLC, a financial services consulting firm. Miller serves on the board of the Greater Boca Raton Estate Planning Council, participating in membership and programming committees. ValMark Advisers provides investment management, financial planning, and retirement plan advisory services to individuals, plan sponsors, and institutional clients through a network of approximately 280 advisors. The firm emphasizes diversified, goal-based portfolios using mutual funds, ETFs, and third-party managers, and offers proprietary platforms and fee-based planning and consulting services.

Annuities Wealth management Business exit / sale strategy Executive Founder/Business Owner
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Mikael R

Series 63, Series 66

Fort Lauderdale, FL

ValMark Advisers, Inc.

Mikael Rodriguez is a financial advisor at ValMark Advisers, Inc. with three years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Fidelity Brokerage Services LLC and Creative Financial Network. Outside of his advisory role, he is an associate advisor at Platinum Peak Advisors, assisting senior advisors and servicing client accounts. ValMark Advisers provides investment management, financial planning, and retirement plan advisory services to individuals, plan sponsors, and institutional clients through a network of approximately 280 representatives. The firm emphasizes diversified, goal-based model portfolios implemented primarily with mutual funds, ETFs, and approved third-party managers.

Annuities Wealth management Business exit / sale strategy Executive Founder/Business Owner
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Robert W

Series 66

Boca Raton, FL

Nfsg Corporation

Robert Whitaker is a financial advisor at NFSG Corporation with three years of industry experience. He holds a Series 66 designation and has worked at Newbridge Securities Corporation since 2017. Prior to his advisory career, he was employed at Macy’s and also worked as an independent insurance agent. Whitaker is involved in insurance sales through his business activities with Whitaker Wealth Financial Services LLC. NFSG Corporation is an SEC-registered investment adviser that provides asset management and financial planning services to individuals, pension plans, trusts, charitable organizations, and businesses. The firm customizes portfolios using a variety of investment strategies and often employs third-party asset managers to serve its clients.

Wealth management
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Maxwell D

Series 63, Series 65

Coral Springs, FL

Good Life Advisors, LLC

Maxwell Demeritte Jr. is a financial advisor at Good Life Advisors, LLC with 13 years of industry experience. He has previously worked at Wells Fargo Advisors and Wells Fargo Clearing before joining his current firm and LPL Financial in 2022. His credentials include Series 63 and Series 65 licenses. Good Life Advisors provides investment advisory, financial planning, and retirement plan consulting services to individuals, families, business entities, trusts, estates, and charitable organizations. The firm employs a team approach and utilizes multiple methods of analysis to tailor advice and manage portfolios, offering a range of programmatic solutions alongside educational seminars and ongoing planning services.

Retirement income strategy Business exit / sale strategy Founder/Business Owner Executive
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Jorge C

Series 63, Series 65

Boca Raton, FL

B. Riley Wealth Advisors, Inc.

Jorge Chain is a financial advisor at B. Riley Wealth Advisors, Inc. with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at B. Riley Wealth Advisors since 2017, including time with National Securities Corporation and a period as a self-employed advisor. Chain is also involved in insurance sales through B. Riley Wealth Insurance, where he reviews insurance business submissions. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets through about 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, offering a range of advisory programs, financial planning, retirement solutions, and reporting services.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Mitzi P

Series 63, Series 65

Boca Raton, FL

Prospera Financial Services, inc.

Mitzi Pasch is a financial advisor at Prospera Financial Services, Inc. with 37 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Cutter & Company, Inc. for 19 years. Outside of financial advising, she is a licensed clinical social worker, though not currently practicing. Prospera Financial Services, Inc. is an enterprise-scale adviser and dually registered broker-dealer serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through a network of about 207 advisors and offers a range of investment advisory and financial planning services across multiple platforms.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Mark A

Series 66, Series 63

Boca Raton, FL

A.G.P. / Alliance Global Partners

Mark Adler is a financial advisor with A.G.P. / Alliance Global Partners in Boca Raton, FL. He holds Series 66 and Series 63 licenses and has 29 years of industry experience. Prior to joining Alliance Global Partners in 2026, he worked for The GMS Group, L.L.C. for 11 years. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser serving individuals, trusts, corporations, and retirement plans. The firm employs an open-architecture investment approach with an emphasis on international investing and offers portfolio management, financial planning, and brokerage services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Christopher F

Series 65

Ft. Lauderdale, FL

Exodus Wealth, LLC

Christopher Ferrer is a financial advisor at Exodus Wealth, LLC with two years of industry experience. He holds the Series 65 designation and has prior experience at firms including Prosperity Wealth Management, Fortune Financial Services, Kestra Advisory Services LLC, Financial Planning Services, Inc., and Integrated Financial Strategies, LLC. Before entering financial advising, Ferrer spent 16 years with the City of Pompano Beach Fire Rescue. Exodus Wealth serves individuals, trusts, estates, charitable organizations, and pension/profit-sharing plans by providing asset management, financial planning, consulting, and referrals to third-party money managers. The firm emphasizes tailored portfolio management built from a variety of investment instruments and employs fundamental, technical, and cyclical analysis across multiple strategies, with regular portfolio reviews and due diligence on third-party managers.

Options & derivatives strategies Charitable giving & philanthropy
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Sandra M

Series 63, Series 66

Ft. Lauderdale, FL

Kovack Advisors, inc.

Sandra Mckoy is a financial advisor at Kovack Advisors, Inc. with 28 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Kovack Advisors since 2019, following prior roles at CITIGROUP and SunTrust Advisory Services. Outside of her advisory work, she is also involved in providing fixed life insurance and serves as a notary. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base including individuals, corporations, pension plans, and banking institutions nationwide. The firm offers discretionary and non-discretionary asset management, financial planning, and third-party manager recommendations, with an investment approach focused on diversified asset-class exposure through mutual funds, ETFs, and other vehicles tailored to client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Keith R

Series 63, Series 66

Boca Raton, FL

A.G.P. / Alliance Global Partners

Keith Ravodowitz is a financial advisor at A.G.P. / Alliance Global Partners with 12 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at HJ Sims from 2014 to 2020 before joining A.G.P. in 2020. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and retirement-plan sponsors, offering portfolio management, financial planning, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group and maintains active brokerage and product-distribution activities alongside its advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Damon B

Series 63, Series 66

Boca Raton, FL

Great Valley Advisor Group, LLC

Damon Boyar is a financial advisor with Great Valley Advisor Group, LLC, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He has worked at Great Valley Advisor Group since 2022 and concurrently with Gaines Financial Group and LPL Financial since 2012. Boyar also engages in the sale of non-variable life and health insurance products. Great Valley Advisor Group is a multi-team SEC-registered investment adviser serving individuals, including high-net-worth clients, retirement plans, trusts, and other entities. The firm offers discretionary and non-discretionary investment management, financial planning, and retirement-plan consulting, emphasizing individualized portfolio construction and ongoing oversight through a mix of in-house strategies and third-party managers.

Retirement income strategy Business exit / sale strategy Tax strategies for small businesses Founder/Business Owner Retired
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Esteven L

Series 65

Sunrise, FL

Bison Wealth, LLC

Esteven Ladron De Guevara is a financial advisor at Bison Wealth, LLC with four years of industry experience. He holds a Series 65 designation and has worked at firms including The Pacific Financial Group, Inc. and Royal Phillips. He is also an independent licensed insurance agent in Florida, primarily focusing on term life insurance. Bison Wealth serves a wide range of clients including individuals, family offices, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management, financial planning, and multi-manager curated investment solutions, utilizing a turnkey asset management platform that also serves other financial advisers.

Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Raymond A

Series 63, Series 65

Boca Raton, FL

A.G.P. / Alliance Global Partners

Raymond Asmar Jr. is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has worked at A.G.P. since 2019 and has also been affiliated with Summit Financial Group and Summit Brokerage Services since 2003. Outside of his advisory role, he is a passive investor and advisor in FYI Networks, a news information content website. A.G.P. / Alliance Global Partners serves a diverse client base including high-net-worth individuals, trusts, corporations, and retirement-plan sponsors, offering portfolio management, financial planning, and capital markets services. The firm emphasizes international investing and combines top-down macro themes with bottom-up security selection in its strategies, while also engaging in active brokerage and product distribution activities beyond traditional advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Michael N

Series 63, Series 65

Ft. Lauderdale, FL

Kovack Advisors, inc.

Michael Newton is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been affiliated with RK Advisors, Inc. since 2006 and Kovack Securities, Inc. since 2001. Outside of his advisory work, Newton owns and oversees Surfskate Industries, LLC, a skateboard manufacturing and retail business, and serves as a board member and investor in industrial manufacturing companies. Kovack Advisors, Inc. is an SEC-registered enterprise investment adviser serving a diverse client base including individuals, corporations, pension and profit-sharing plans, and banking institutions nationwide. The firm emphasizes diversified asset-class exposure primarily through mutual funds and ETFs, offers financial planning, and monitors third-party asset managers to align portfolios with client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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