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Eric N
Series 66
Arden Hills, MN
Gradient Securities, LLC
Eric Nohner is a financial advisor at Gradient Securities, LLC with 14 years of industry experience. He holds a Series 66 designation and has previously worked at SagePoint Financial and OSAIC. Outside of his advisory role, he is an insurance agent involved in fixed insurance sales. Gradient Securities, doing business as Gradient Wealth Management, offers financial planning, consulting, and non-discretionary asset management services to individuals, business entities, and retirement plans. The firm combines advisory and broker-dealer functions and frequently utilizes third-party managers while maintaining client approval on trade execution.
Austin C
Series 63, Series 65
Minneapolis, MN
Riverbridge
Austin Cumblad is a financial advisor at Riverbridge with nine years of industry experience. He holds Series 63 and Series 65 designations and has been associated with Riverbridge Partners since 2013. Cumblad also serves as a relationship manager at IMST Distributors, LLC. Riverbridge Partners is an SEC-registered investment adviser offering discretionary portfolio management, financial planning, and investment consulting to individuals, high-net-worth clients, institutions, and investment companies. The firm employs a growth equity investment process and manages a range of strategies, including the Riverbridge Growth Fund, Collective Investment Trusts, and sub-advisory engagements across multiple third-party platforms.
James G
Series 65
Arden Hills, MN
Gradient Advisors, LLC
James Gaskins is a financial advisor with Gradient Advisors, LLC and holds a Series 65 designation. He has one year of experience in the industry and concurrently operates United Financial Services, where he provides financial planning and advisory services. Gradient Advisors, LLC offers investment management, financial planning, and consulting services to individuals, retirement plans, trusts, estates, charitable organizations, corporations, and other business entities. The firm works primarily through third‑party money managers and Investment Advisor Representatives, using a largely non-discretionary model and various analytical tools to align portfolios with client objectives.
David B
ChFC®, Series 63, Series 66
Minneapolis, MN
Thrivent Advisor Network, LLC
David Beise is a ChFC® credentialed financial advisor with 30 years of industry experience. He is currently with Thrivent Advisor Network, LLC and has held prior positions at Thrivent Investment Management and Purshe Kaplan Sterling Investments. Beise is a partner at ELMOBE LLC, an entity established to manage expenses related to his advisory business. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans. The firm offers portfolio management, financial planning, and access to independent managers, typically constructing diversified long-term portfolios using low-cost mutual funds and ETFs.
William H
Series 66
Minneapolis, MN
Focus Financial
William Haider is a financial advisor with Focus Financial Network, Inc. in Minneapolis, MN, holding a Series 66 designation and 24 years of industry experience. He has been with Focus Financial Network and Osaic Wealth since 2001. Outside of advising, he is licensed to sell fixed annuities, fixed life insurance, and long-term care insurance. Focus Financial Network, Inc. is an enterprise investment adviser managing approximately $6.3 billion through a network of 118 advisors. The firm serves individuals, including high-net-worth clients, pension and profit-sharing plans, trusts, charitable organizations, and corporate clients, offering a range of managed accounts, retirement plan consulting, and financial planning services.
Nathaniel W
Series 66
Minneapolis, MN
Thrivent Advisor Network, LLC
Nathaniel Wisely is a financial advisor with Thrivent Advisor Network, LLC, holding a Series 66 designation and eight years of industry experience. His work history includes roles at Thrivent Investment Management Inc., Purshe Kaplan Sterling Investments, and Ernst & Andrew, LLC. Outside of his advisory work, he serves as Chair of the Search Committee for Director of Youth Ministries at Valley Evangelical Free Church. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans, offering portfolio management, financial planning, and access to independent managers and model portfolios.
Sean H
Series 63, Series 65
Minneapolis, MN
CliftonLarsonAllen Wealth Advisors, LLC
Sean Huntley is a financial advisor at CliftonLarsonAllen Wealth Advisors, LLC in Minneapolis, MN, with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Valmark Securities, Inc. for 15 years. CliftonLarsonAllen Wealth Advisors serves individuals, corporate and institutional clients, and qualified retirement plans by providing wealth advisory, asset management, financial and estate planning, and business succession consulting. The firm combines RIA fiduciary services with broker-dealer and insurance activities, employing a strategic asset allocation approach supported by model portfolios and multidisciplinary planning from its parent firm, CliftonLarsonAllen LLP.
David H
Series 63, Series 66
Minneapolis, MN
Focus Financial
David Hynes is a financial advisor at Focus Financial with 33 years of industry experience. He holds Series 63 and Series 66 licenses and has been associated with OSAIC since 2001. He serves as co-trustee for a family trust, managing assets and trust administration alongside his sister. Focus Financial Network, Inc. is an enterprise investment adviser managing approximately $6.3 billion through a network of 118 advisors. The firm serves individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporate clients, offering discretionary and non-discretionary managed accounts, retirement plan consulting, and financial planning services.
Jed M
Series 65
Minneapolis, MN
Northrock Partners, LLC
Jed Magstadt is a financial advisor at Northrock Partners, LLC with 10 years of industry experience. He holds a Series 65 designation and has been with Northrock Partners since 2017, following a one-year tenure at Pacific Point Advisors, LLC. He maintains a current Minnesota insurance license for Accident & Health, Life, and Variable Contracts. Northrock Partners provides comprehensive wealth management and advisory services to individuals, trusts, estates, retirement plans, charitable organizations, and business entities. The firm employs a tailored, holistic investment approach emphasizing diversification, broad asset allocation, and periodic rebalancing, incorporating private market allocations and automated tools alongside human oversight.
Matthew Q
Series 63, Series 66
Woodbury, MN
Great Valley Advisor Group, LLC
Matthew Quinn is a financial advisor with Great Valley Advisor Group, LLC, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. He has worked at LPL Financial for over 16 years and Personal Wealth Partners, LLC for six years. Outside of advisory roles, he maintains a small farm operation and serves as a notary. Great Valley Advisor Group is an SEC-registered, multi-team investment adviser serving individuals—including high-net-worth clients—retirement plans, trusts, and other entities. The firm combines individualized portfolio construction with ongoing oversight, utilizing a mix of in-house strategies, third-party managers, and sponsored platforms to provide discretionary and non-discretionary investment management, financial planning, and retirement plan consulting.
Tyler L
CFP®, Series 63, Series 65
Minneapolis, MN
CliftonLarsonAllen Wealth Advisors, LLC
Tyler Loch is a CFP® certificant with eight years of experience in the financial industry, currently serving at CliftonLarsonAllen Wealth Advisors, LLC since 2018. His prior roles include positions at Alerus and Bremer Bank. CliftonLarsonAllen Wealth Advisors provides wealth advisory and asset management services to individuals, corporate and institutional clients, and qualified retirement plans, combining RIA fiduciary services with broker-dealer and insurance activities. The firm’s investment approach includes strategic asset allocation through model portfolios overseen by an Investment Committee, supplemented by third-party managed programs and private placements.
Jeffrey T
CFP®, Series 63
Minneapolis, MN
Focus Financial
Jeffrey Thorup is a CFP® with 35 years of industry experience, currently affiliated with Focus Financial in Minneapolis, MN. He has been associated with OSAIC and Focus Financial Network, Inc. since 1995. Thorup also serves as President of Thorup Financial Services, Inc. Focus Financial Network serves a diverse client base including individual investors, retirement plans, trusts, estates, charities, and corporations. The firm offers personalized investment advisory services with an emphasis on coordination with other professionals for estate planning and legal or tax implementation.
John B
Series 63, Series 65
Minneapolis, MN
Focus Financial
John Bina is a financial advisor with Focus Financial who holds Series 63 and Series 65 licenses and has 28 years of industry experience. He has been associated with Osaic and Focus Financial Network since 1994. Focus Financial Network, Inc. is an enterprise investment adviser managing approximately $6.3 billion through a network of 118 advisors. The firm serves individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporate clients, offering managed accounts, retirement plan consulting, and financial planning services with a diverse range of investment strategies and products.
Matthew O
Series 66
Minneapolis, MN
Thrivent Advisor Network, LLC
Matthew O'Connell is a financial advisor with Thrivent Advisor Network, LLC, holding a Series 66 designation and three years of industry experience. He previously worked at Purshe Kaplan Sterling Investments and has roles at Thrivent Investment Management and Thrivent Advisor Network d/b/a Parable Wealth Partners. Outside of his advisory work, he is the owner of Storyline, LLC, a non-investment-related business. Thrivent Advisor Network provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans, offering portfolio management, financial planning, and access to independent managers and model portfolios. The firm constructs diversified portfolios using low-cost mutual funds and ETFs, supports ongoing account monitoring, and combines related household accounts for review.
Omer A
CFP®, Series 63, Series 66
Minneapolis, MN
CliftonLarsonAllen Wealth Advisors, LLC
Omer Abramovich is a CFP® professional with 13 years of industry experience, currently serving at CliftonLarsonAllen Wealth Advisors, LLC in Minneapolis, MN. He has worked at several firms, including Carlson Capital Management, LLC and Affiance Financial LLC, and is a Principal of CliftonLarsonAllen LLP. CliftonLarsonAllen Wealth Advisors provides wealth advisory and asset management services to individuals, corporate and institutional clients, and qualified retirement plans, integrating fiduciary RIA services with broker-dealer and insurance offerings. The firm employs a strategic asset allocation approach supported by multidisciplinary planning through its parent company, CliftonLarsonAllen LLP.
Karen W
Series 66
Minneapolis, MN
CliftonLarsonAllen Wealth Advisors, LLC
Karen Wegner is a financial advisor at CliftonLarsonAllen Wealth Advisors, LLC in Minneapolis, MN, holding a Series 66 designation with 10 years of industry experience. She has worked with CliftonLarsonAllen since 2018 and previously held roles at LPL Financial, LLC and The Priebe Group LLC. CliftonLarsonAllen Wealth Advisors serves individual, corporate, and institutional clients, offering wealth advisory, asset management, financial and estate planning, and business succession consulting. The firm employs a strategic asset allocation approach using firm-constructed model portfolios along with third-party programs, integrating multidisciplinary planning through its affiliation with CliftonLarsonAllen LLP.
Andrew K
CFP®, Series 63
Minneapolis, MN
Riverbridge
Andrew King is a CFP® with 15 years of industry experience, currently serving at Riverbridge Partners, LLC since 2012. He is also a registered representative of IMST Distributors, LLC. King is a board member of TreeHouse Youth, a nonprofit organization based in Minneapolis. Riverbridge Partners, LLC provides discretionary equity and income portfolio management to individual, high-net-worth, and institutional clients. The firm focuses on a growth-equity investment process and offers services including sub-advisory mandates, pooled investment vehicles, and performance-based fee arrangements.
Michael F
Series 63, Series 65
Minneapolis, MN
Mutual Advisors, LLC
Michael Follese is a financial advisor at Mutual Advisors, LLC in Minneapolis, MN, with 39 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for Princor Financial Services Corporation and Principal Life Insurance Company for 32 years. Follese also operates an independent insurance sales business focused on life and health insurance. Mutual Advisors, LLC serves a diverse client base, including individual investors, trusts, retirement plans, and institutional investors, managing approximately $9.45 billion. The firm employs a blend of active and passive investment strategies tailored to client objectives and is notable for its institutional work and range of advisory services.
Ryan P
Series 63, Series 65
Minneapolis, MN
Northrock Partners, LLC
Ryan Peckskamp is a financial advisor at NorthRock Partners, LLC with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked with firms including Modus Advisors, Somerset Group, and Northwestern Mutual. He is also a Minnesota-licensed life, accident, and health insurance agent. NorthRock Partners provides wealth management and advisory services to individuals, trusts, estates, retirement plans, charitable organizations, and business entities. The firm employs a tailored investment approach that includes diversified asset allocation, private market investments, and the use of AI tools to support tax-aware investing and portfolio monitoring.
Lauren B
Series 66
Minneapolis, MN
Focus Financial
Lauren Brauer is a financial advisor at Focus Financial with four years of industry experience. She holds a Series 66 designation and has worked previously at firms including Royal Alliance Associates, Northwestern Mutual, and State Farm. Outside of her advisory role, Brauer coaches youth volleyball with the MN Select Volleyball Club. Focus Financial Network serves a diverse client base including individual investors, retirement plans, trusts, estates, charities, and corporate entities. The firm offers personalized investment advice, managed account services, and retirement plan consulting, emphasizing coordination with other professionals for estate and tax planning.
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