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Earl M

Series 66

Chattanooga, TN

Mass Mutual Investors Services

Earl Muse is a financial advisor with Mass Mutual Investors Services in Chattanooga, TN, holding a Series 66 designation and 14 years of industry experience. His prior work includes five years at Metlife Securities and a decade at MassMutual Life Insurance Co. Outside of advising, he is involved in organizing a yearly convention focused on writing, comic collecting, and related activities, where he helps run discussion panels and coordinates guests and vendors. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational programs, structuring advisory relationships as annual, collaborative engagements using firm-approved tools to analyze client goals and deliver recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jill B

Series 63, Series 66

Chattanooga, TN

Merrill

Jill Byers is a financial advisor at Merrill with 27 years of industry experience. She holds Series 63 and Series 66 designations and has worked at Merrill since 1996. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for individuals, high-net-worth clients, and various institutional investors.

Tax-loss harvesting Active portfolio management Wealth management
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Gina L

Series 63, Series 66

Chattanooga, TN

UBS Financial Services

Gina Liberto is a financial advisor with UBS Financial Services in Chattanooga, TN, holding Series 63 and Series 66 designations and five years of industry experience. Her prior roles include positions at J Raschke, George Financial, Equitable Advisors, LLC, and UNIFY Financial Credit Union. UBS Financial Services serves individual, corporate, and institutional clients through a variety of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services to provide tailored financial plans and portfolio management.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Kevin K

Series 66

Chattanooga, TN

UBS Financial Services

Kevin King is a financial advisor at UBS Financial Services with 25 years of industry experience. He has been with UBS since 2006 and holds a Series 66 designation. King served as a trustee for the Haggai Institute, a nonprofit focused on leadership training, from 2017 to 2020 and currently serves on the board of directors for the Riverfront Lodge HOA in Avon, Colorado. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services that include portfolio management, financial planning, and access to proprietary research and capital markets solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Ashley R

Series 66

Chattanooga, TN

LPL Financial

Ashley Raymond is a financial advisor with LPL Financial, holding a Series 66 designation and 12 years of industry experience. Prior to joining LPL Financial, Raymond worked at Morgan Stanley Private Bank and Ameriprise Financial Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of representatives to individuals, retirement plans, and institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Thomas B

Series 66

Chattanooga, TN

Raymond James Financial

Thomas Butler III is a financial advisor with Raymond James Financial in Chattanooga, TN, holding a Series 66 credential and four years of industry experience. Prior to joining Raymond James, he worked at First Horizon Bank and other financial and educational roles. He is also an associate employee at Pinnacle Asset Management and The Frank Group, where he helps build client relationships and supports financial advisory activities. Raymond James Financial Services Advisors provides comprehensive financial planning, investment consulting, and advisory services to individuals, institutions, and corporations. The firm combines non-discretionary planning with risk profiling and analytical tools to support client goals and offers specialized programs including municipal advisory services and SIMPLE IRA employer consulting.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Roger M

Series 63, Series 65

Jasper, TN

Moreau Investment Management Co

Roger Moreau is the sole advisor at Moreau Investment Management Co in Jasper, Tennessee, holding Series 63 and Series 65 credentials with 31 years of industry experience. He has led the firm since its founding in 1994. Moreau Investment Management Co provides discretionary portfolio management and investment advice primarily to individual and high-net-worth clients. The firm manages approximately $61.8 million across 47 client accounts and maintains operating policies focused on trade execution and conflict management, including prohibitions on related-person transactions and pooled investments.

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